Bulldog Investors, LLP Equus Total Return, Inc. Transaction History

Bulldog Investors, LLP

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2021 Nov 12, 2021	SELL	$1.89 - $2.75 $124,978 - $181,846	-66,126 Closed	0 $0
Q4 2020 Feb 12, 2021	SELL	$1.1 - $2.3 $27,885 - $58,304	-25,350 Reduced 27.71%	66,126 $143,000
Q3 2020 Nov 13, 2020	SELL	$1.14 - $1.51 $17,605 - $23,318	-15,443 Reduced 14.44%	91,476 $111,000
Q2 2019 Aug 14, 2019	SELL	$1.6 - $1.86 $104,892 - $121,937	-65,558 Reduced 38.01%	106,919 $175,000
Q1 2019 May 15, 2019	SELL	$1.79 - $1.98 $543,599 - $601,300	-303,687 Reduced 63.78%	172,477 $330,000
Q4 2018 Feb 14, 2019	SELL	$1.89 - $2.2 $39,686 - $46,195	-20,998 Reduced 4.22%	476,164 $933,000
Q3 2017 Nov 14, 2017	BUY	$2.28 - $2.44 $1.13 Million - $1.21 Million	497,162	497,162 $1.21 Million

137K

Ticker EQS
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 13,518,100
Market Cap $16M
Description
Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equit...

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