Ken Griffin Equus Total Return, Inc. Transaction History

Citadel Advisors LLC

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2021 Nov 15, 2021	SELL	$1.89 - $2.75 $19,170 - $27,893	-10,143 Closed	0 $0
Q2 2021 Aug 16, 2021	SELL	$1.82 - $1.99 $48,038 - $52,526	-26,395 Reduced 72.24%	10,143 $19,000
Q1 2021 May 17, 2021	BUY	$1.61 - $2.23 $58,826 - $81,479	36,538 New	36,538 $71,000
Q4 2019 Feb 14, 2020	SELL	$1.5 - $1.83 $23,116 - $28,202	-15,411 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$1.55 - $1.76 $15,881 - $18,032	-10,246 Reduced 39.93%	15,411 $24,000
Q2 2019 Aug 14, 2019	SELL	$1.6 - $1.86 $14,195 - $16,501	-8,872 Reduced 25.69%	25,657 $41,000
Q1 2019 May 15, 2019	BUY	$1.79 - $1.98 $61,806 - $68,367	34,529 New	34,529 $0

137K

Ticker EQS
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 13,518,100
Market Cap $15.8M
Description
Equus Total Return, Inc. is a business development company (BDC) specializing in leveraged buyouts, management buyouts, corporate partnerships/joint ventures, growth and expansion capital, acquisition financing, roll-up acquisition strategies, operational turnarounds, recapitalizations of existing businesses, special situations, equity and equit...

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