Xml Financial, LLC Virtus Allianz Gi Equity & Convertible Income Fund Transaction History

Xml Financial, LLC

$1.07 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 07, 2023	SELL	$19.43 - $21.15 $19,896 - $21,657	-1,024 Reduced 8.09%	11,641 $246,000
Q1 2023 May 15, 2023	SELL	$18.17 - $20.81 $92,285 - $105,693	-5,079 Reduced 28.62%	12,665 $248,000
Q4 2022 Feb 09, 2023	SELL	$18.17 - $22.0 $58,271 - $70,554	-3,207 Reduced 15.31%	17,744 $323,000
Q3 2022 Nov 04, 2022	SELL	$20.31 - $24.3 $406 - $486	-20 Reduced 0.1%	20,951 $426,000
Q2 2022 Aug 01, 2022	BUY	$20.03 - $27.23 $15,062 - $20,476	752 Added 3.72%	20,971 $435,000
Q1 2022 May 02, 2022	SELL	$24.23 - $30.29 $55,099 - $68,879	-2,274 Reduced 10.11%	20,219 $549,000
Q4 2021 Feb 01, 2022	BUY	$29.02 - $32.04 $41,179 - $45,464	1,419 Added 6.73%	22,493 $678,000
Q3 2021 Nov 01, 2021	BUY	$29.41 - $30.85 $1,382 - $1,449	47 Added 0.22%	21,074 $621,000
Q2 2021 Aug 10, 2021	SELL	$27.53 - $30.24 $2.48 Million - $2.72 Million	-90,066 Reduced 81.07%	21,027 $636,000
Q1 2021 May 14, 2021	BUY	$26.97 - $29.83 $3 Million - $3.31 Million	111,093 New	111,093 $3.11 Million

Others Institutions Holding NIE

# of Institutions

86

Shares Held

7.25M

Call Options Held

0

Put Options Held

0

Wells Fargo & Company San Francisco, CA

1.04M
Shares

$25.3 Million
0.01% of portfolio
Advisors Asset Management, Inc. Monument, CO

954K
Shares

$23.2 Million
0.42% of portfolio
Morgan Stanley New York, NY

488K
Shares

$11.9 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

481K
Shares

$11.7 Million
0.08% of portfolio
Royal Bank Of Canada Toronto, A6

475K
Shares

$11.5 Million
0.0% of portfolio

About Virtus AllianzGI Equity & Convertible Income Fund

Ticker NIE
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Virtus Equity & Convertible Income Fund is a closed ended equity mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Allianz Global Investors U.S. LLC. It invests in the public equity markets of the United States. The fund invests in stocks of companies operating across diversified sect...

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