Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 29, 2021
Q2 2021
|
Moser Wealth Advisors, LLC
|
BUY
|
- |
200+ 1000.0% |
$41.8K - $49K
|
220
$99.1K
|
|
|
Jul 23, 2021
Q2 2021
|
Lederer & Associates Investment Counsel
Long Beach, CA |
SELL
|
- |
-360Closed |
$75.2K - $88.1K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-35Closed |
$7.31K - $8.57K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
42.7KNew |
$8.93M - $10.5M
|
42.7K
$19.3M
|
|
|
Jul 21, 2021
Q2 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-1.83KClosed |
$382K - $448K
|
0
$0
|
|
|
Jul 20, 2021
Q2 2021
|
Professional Financial Advisors, LLC
|
BUY
|
- |
222+ 634.29% |
$46.4K - $54.3K
|
257
$116K
|
|
|
Jul 15, 2021
Q2 2021
|
Stolper CO
|
SELL
|
- |
-9.91KClosed |
$2.07M - $2.43M
|
0
$0
|
|
|
Jul 12, 2021
Q2 2021
|
Fulcrum Asset Management LLP
London, X0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q1 2021 | |||||||
|
Sep 02, 2025
Q1 2021
|
Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna
Warsaw, |
BUY
|
- |
261+ 181.25% |
$47.1K - $61K
|
405
$183K
|
|
|
May 10, 2024
Q1 2021
|
V2 Financial Group LLC
Naperville, IL |
SELL
|
- |
-1.35KClosed |
$244K - $316K
|
0
$0
|
|
|
May 19, 2021
Q1 2021
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-225Closed |
$40.6K - $52.6K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-8.9KClosed |
$1.61M - $2.08M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-4.62KClosed |
$834K - $1.08M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Aperture Investors, LLC
New York, NY |
BUY
|
- |
2.46KNew |
$443K - $574K
|
2.46K
$1.11M
|
|
|
May 17, 2021
Q1 2021
|
Ovata Capital Management LTD
|
SELL
|
- |
-1.7KClosed |
$307K - $397K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-305Closed |
$55.1K - $71.3K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-74.9KClosed |
$13.5M - $17.5M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-436Closed |
$78.8K - $102K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Boston Research & Management Inc
Manchester, MA |
SELL
|
- |
-115- 3.14% |
$20.8K - $26.9K
|
3.54K
$1.6M
|
|
|
May 10, 2021
Q1 2021
|
West Coast Financial LLC
|
SELL
|
- |
-1.1KClosed |
$199K - $257K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-1.15KClosed |
$207K - $268K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Summit Wealth & Retirement Planning, Inc.
|
SELL
|
- |
-17.6KClosed |
$3.18M - $4.11M
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-184Closed |
$33.2K - $43K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-600Closed |
$108K - $140K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Estate Counselors, LLC
|
SELL
|
- |
-6.13K- 95.29% |
$1.11M - $1.43M
|
303
$137K
|
|
|
May 06, 2021
Q1 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-3.62K- 23.84% |
$654K - $846K
|
11.6K
$5.21M
|
|
|
Apr 28, 2021
Q1 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-1.11KClosed |
$201K - $260K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Wela Strategies, Inc.
|
SELL
|
- |
-1.56KClosed |
$281K - $363K
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Optimum Investment Advisors
|
BUY
|
CALL |
700New |
$126K - $164K
|
700
$315K
|
|
|
Apr 14, 2021
Q1 2021
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-1.52KClosed |
$274K - $354K
|
0
$0
|
|
|
Apr 09, 2021
Q1 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-175Closed |
$31.6K - $40.9K
|
0
$0
|
|
|
Apr 07, 2021
Q1 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-685Closed |
$124K - $160K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Broderick Brian C
|
SELL
|
- |
-3.78KClosed |
$555K - $689K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Fin Trust Capital Advisors, LLC
|
BUY
|
CALL |
500New |
$73.4K - $91.1K
|
500
$225K
|
|
|
Feb 16, 2021
Q4 2020
|
Lombard Odier Asset Management (Europe) LTD
London, X0 |
SELL
|
- |
-5.04KClosed |
$740K - $919K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Robert Olstein
Olstein Capital Management, L.P.
|
SELL
|
- |
-28KClosed |
$4.11M - $5.1M
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Sanders Capital, LLC
West Palm Beach, FL |
SELL
|
- |
-6.28MClosed |
$922M - $1.14B
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Martin Currie LTD
Edinburgh, X0 |
SELL
|
- |
-61.1KClosed |
$8.97M - $11.1M
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-13Closed |
$1.91K - $2.37K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Danda Trouve Investment Management, Inc.
|
SELL
|
- |
-200Closed |
$29.3K - $36.4K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
S. R. Schill & Associates
Mercer Island, WA |
SELL
|
- |
-2.09KClosed |
$306K - $380K
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Dorchester Wealth Management CO
|
SELL
|
- |
-1.65KClosed |
$242K - $301K
|
0
$0
|
|
|
Jan 07, 2021
Q4 2020
|
Martin Capital Partners, LLC
|
SELL
|
- |
-778Closed |
$114K - $142K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 17, 2020
Q3 2020
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-16Closed |
$2.01K - $2.46K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Holocene Advisors, LP
New York, NY |
SELL
|
PUT |
-363KClosed |
$45.6M - $55.8M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Rbf Capital, LLC
San Francisco, CA |
BUY
|
- |
3.5K+ 30.43% |
$440K - $539K
|
15K
$6.76M
|
|
|
Nov 16, 2020
Q3 2020
|
Deep Currents Investment Group LLC
New York, NY |
SELL
|
- |
-233Closed |
$29.3K - $35.9K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Sns Financial Group, LLC
|
BUY
|
CALL |
11.7K+ 5850.0% |
$1.47M - $1.8M
|
11.9K
$5.36M
|
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
BUY
|
CALL |
3.5KNew |
$440K - $539K
|
3.5K
$1.58M
|
|
|
Nov 13, 2020
Q3 2020
|
Rbo & CO LLC
St Helena, CA |
BUY
|
- |
1.5KNew |
$189K - $231K
|
1.5K
$676K
|
|