Latest Insider Transactions at Caterpillar Inc (CAT)
This section provides a real-time view of insider transactions for Caterpillar Inc (CAT). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CATERPILLAR INC to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CATERPILLAR INC's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 05
2024
|
Daniel M Dickinson Director |
SELL
Bona fide gift
|
Direct |
250
-5.02%
|
-
|
|
Dec 04
2024
|
Gerald Johnson Director |
BUY
Open market or private purchase
|
Direct |
100
+3.28%
|
$39,800
$398.57 P/Share
|
|
Nov 29
2024
|
Susan C Schwab Director |
SELL
Bona fide gift
|
Direct |
2,150
-19.79%
|
-
|
|
Nov 29
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
6,279
-15.76%
|
$2,561,832
$408.59 P/Share
|
|
Nov 29
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
2,854
-6.68%
|
$1,164,432
$408.22 P/Share
|
|
Nov 29
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
9,133
+17.62%
|
$1,159,891
$127.6 P/Share
|
|
Nov 25
2024
|
James C Fish Jr Director |
BUY
Bona fide gift
|
Indirect |
500
+50.0%
|
-
|
|
Nov 25
2024
|
James C Fish Jr Director |
SELL
Bona fide gift
|
Direct |
1,500
-9.94%
|
-
|
|
Nov 25
2024
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Open market or private sale
|
Direct |
10,000
-4.07%
|
$4,050,000
$405.52 P/Share
|
|
Nov 15
2024
|
Susan C Schwab Director |
SELL
Open market or private sale
|
Direct |
2
-0.02%
|
$766
$383.2 P/Share
|
|
Nov 07
2024
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
12,657
-5.3%
|
$5,189,370
$410.52 P/Share
|
|
Nov 07
2024
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
7,343
-8.06%
|
$3,017,973
$411.58 P/Share
|
|
Nov 07
2024
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+18.0%
|
$3,020,000
$151.12 P/Share
|
|
Nov 07
2024
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
59,851
-11.38%
|
$24,718,463
$413.02 P/Share
|
|
Nov 07
2024
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
87,053
+14.2%
|
$17,062,388
$196.7 P/Share
|
|
Nov 07
2024
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Direct |
2,400
-0.54%
|
-
|
|
Nov 06
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
5,509
-14.14%
|
$2,253,181
$409.84 P/Share
|
|
Nov 06
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
2,491
-6.01%
|
$1,018,819
$409.72 P/Share
|
|
Nov 06
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
8,000
+16.19%
|
$1,016,000
$127.6 P/Share
|
|
Nov 06
2024
|
Daniel M Dickinson Director |
SELL
Open market or private sale
|
Direct |
1,300
-20.71%
|
$543,400
$418.0 P/Share
|
|
Nov 04
2024
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
2,664
-17.06%
|
$1,006,992
$378.84 P/Share
|
|
Nov 01
2024
|
William E Schaupp Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
968
-36.47%
|
$367,840
$380.98 P/Share
|
|
Nov 01
2024
|
William E Schaupp Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,032
-28.0%
|
$392,160
$380.91 P/Share
|
|
Nov 01
2024
|
William E Schaupp Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,000
+35.17%
|
$392,000
$196.7 P/Share
|
|
Sep 04
2024
|
Gerald Johnson Director |
BUY
Open market or private purchase
|
Direct |
100
+3.4%
|
$33,800
$338.59 P/Share
|
|
Aug 30
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
3,185
-8.7%
|
$1,117,935
$351.36 P/Share
|
|
Aug 30
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,815
-4.72%
|
$637,065
$351.43 P/Share
|
|
Aug 30
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
5,000
+11.51%
|
$635,000
$127.6 P/Share
|
|
Aug 22
2024
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
2,975
-16.0%
|
$1,017,450
$342.48 P/Share
|
|
Jul 16
2024
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
1,508
-7.53%
|
$527,800
$350.0 P/Share
|
|
Jul 15
2024
|
Bob De Lange Group President |
SELL
Bona fide gift
|
Direct |
505
-0.71%
|
-
|
|
Jun 12
2024
|
Daniel M Dickinson Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+7.61%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Debra L Reed Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+4.06%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Susan C Schwab Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+4.56%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
James C Fish Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+8.7%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Rayford Wilkins Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+6.43%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Gerald Johnson Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+15.92%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+7.63%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Judith Fran Marks Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+29.64%
|
$169,576
$328.73 P/Share
|
|
May 30
2024
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
1,508
-7.0%
|
$512,720
$340.0 P/Share
|
|
May 20
2024
|
Gerald Johnson Director |
BUY
Open market or private purchase
|
Direct |
100
+4.32%
|
$35,600
$356.4 P/Share
|
|
May 13
2024
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
21,847
-23.5%
|
$7,777,532
$356.9 P/Share
|
|
May 13
2024
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
8,360
-4.22%
|
$2,976,160
$356.88 P/Share
|
|
May 13
2024
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
30,551
+11.9%
|
$2,596,835
$85.22 P/Share
|
|
May 03
2024
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
500
+8.02%
|
$168,500
$337.39 P/Share
|
|
Apr 29
2024
|
Susan C Schwab Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
12,881
-33.25%
|
$4,495,469
$349.39 P/Share
|
|
Apr 01
2024
|
Derek Owens CLO & General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
72
-1.72%
|
$26,280
$365.29 P/Share
|
|
Mar 07
2024
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
22,751
-15.24%
|
$7,735,340
$340.39 P/Share
|
|
Mar 07
2024
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
29,579
+16.52%
|
$6,152,432
$208.23 P/Share
|
|
Mar 04
2024
|
Joseph E Creed Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
5,168
+28.54%
|
-
|