Iii Donald J Umpleby Caterpillar Inc (CAT) insider trading activity

Iii Donald J Umpleby is Chairman & CEO of CATERPILLAR INC. Currently has a direct ownership of 466,251 shares of CAT, which is worth approximately $175 Million. The most recent transaction as insider was on Nov 07, 2024, when has been sold 2,400 shares (Common Stock) at a price of $0.0 per share, resulting in proceeds of $0. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 466K

5.64% 3M change

17.67% 12M change

Total Value Held $175 Million

III Donald J Umpleby Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Nov 07 2024	SELL Bona fide gift	-	2,400 Reduced 0.54%	439,049 Common Stock
Nov 07 2024	SELL Payment of exercise price or tax liability	$24,719,660 $413.02 p/Share	59,851 Reduced 11.38%	466,251 Common Stock
Nov 07 2024	BUY Exercise of conversion of derivative security	$17,123,325 $196.7 p/Share	87,053 Added 14.2%	526,102 Common Stock
Mar 04 2024	BUY Grant, award, or other acquisition	-	12,181 Added 2.69%	441,355 Common Stock
Feb 13 2024	SELL Payment of exercise price or tax liability	$5,276,089 $313.4 p/Share	16,835 Reduced 3.84%	421,543 Common Stock
Feb 13 2024	BUY Grant, award, or other acquisition	-	42,136 Added 8.77%	438,378 Common Stock
Dec 18 2023	SELL Payment of exercise price or tax liability	$86,144,450 $286.72 p/Share	300,448 Reduced 43.13%	396,242 Common Stock
Dec 18 2023	BUY Exercise of conversion of derivative security	$58,702,585 $139.02 p/Share	422,260 Added 48.53%	447,857 Common Stock
Feb 07 2023	SELL Payment of exercise price or tax liability	$5,216,809 $248.68 p/Share	20,978 Reduced 7.97%	242,334 Common Stock
Feb 07 2023	BUY Grant, award, or other acquisition	-	49,260 Added 15.76%	263,312 Common Stock
Nov 08 2022	SELL Payment of exercise price or tax liability	$26,163,335 $229.65 p/Share	113,927 Reduced 34.74%	214,052 Common Stock
Nov 08 2022	BUY Exercise of conversion of derivative security	$19,318,895 $127.6 p/Share	151,402 Added 31.58%	327,979 Common Stock
Feb 08 2022	SELL Payment of exercise price or tax liability	$3,610,648 $200.77 p/Share	17,984 Reduced 10.32%	156,275 Common Stock
Jul 06 2021	BUY Grant, award, or other acquisition	-	42,281 Added 19.53%	174,259 Common Stock
May 07 2021	SELL Bona fide gift	-	4,495 Reduced 2.44%	179,692 Common Stock
Feb 09 2021	SELL Payment of exercise price or tax liability	$3,889,553 $196.78 p/Share	19,766 Reduced 9.98%	178,297 Common Stock
Feb 09 2021	BUY Grant, award, or other acquisition	-	46,337 Added 18.96%	198,063 Common Stock
Dec 30 2020	SELL Bona fide gift	-	59,000 Reduced 28.0%	151,726 Common Stock
Nov 24 2020	SELL Payment of exercise price or tax liability	$28,212,330 $176.8 p/Share	159,572 Reduced 43.39%	208,226 Common Stock
Nov 24 2020	BUY Exercise of conversion of derivative security	$20,506,635 $95.66 p/Share	214,370 Added 36.82%	367,798 Common Stock
Nov 03 2020	SELL Payment of exercise price or tax liability	$44,803,684 $166.65 p/Share	268,849 Reduced 63.67%	153,428 Common Stock
Nov 03 2020	BUY Exercise of conversion of derivative security	$31,528,055 $84.69 p/Share	372,276 Added 61.56%	232,420 Common Stock

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IDJ