Latest Insider Transactions at Caterpillar Inc (CAT)
This section provides a real-time view of insider transactions for Caterpillar Inc (CAT). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CATERPILLAR INC to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CATERPILLAR INC's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 01
2021
|
Debra L Reed Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+6.66%
|
-
|
|
Mar 01
2021
|
Edward B Rust Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+1.91%
|
-
|
|
Mar 01
2021
|
Susan C Schwab Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+3.09%
|
-
|
|
Mar 01
2021
|
Miles D White Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+6.93%
|
-
|
|
Mar 01
2021
|
Rayford Wilkins Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+11.81%
|
-
|
|
Feb 09
2021
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,762
-8.28%
|
$345,352
$196.78 P/Share
|
|
Feb 09
2021
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
5,659
+21.0%
|
-
|
|
Feb 09
2021
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,080
-10.87%
|
$211,680
$196.78 P/Share
|
|
Feb 09
2021
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
3,565
+26.41%
|
-
|
|
Feb 09
2021
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,150
-16.03%
|
$225,400
$196.78 P/Share
|
|
Feb 09
2021
|
Joseph E Creed Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,633
+39.24%
|
-
|
|
Feb 09
2021
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
6,047
-14.08%
|
$1,185,212
$196.78 P/Share
|
|
Feb 09
2021
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
15,327
+26.3%
|
-
|
|
Feb 09
2021
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
235
-29.3%
|
$46,060
$196.78 P/Share
|
|
Feb 09
2021
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
802
+50.0%
|
-
|
|
Feb 09
2021
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,366
-17.26%
|
$659,736
$196.78 P/Share
|
|
Feb 09
2021
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
9,267
+32.21%
|
-
|
|
Feb 09
2021
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
5,472
-21.33%
|
$1,072,512
$196.78 P/Share
|
|
Feb 09
2021
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
14,258
+35.72%
|
-
|
|
Feb 09
2021
|
Suzette M Long CLO/General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
4,471
-20.04%
|
$876,316
$196.78 P/Share
|
|
Feb 09
2021
|
Suzette M Long CLO/General Counsel |
BUY
Grant, award, or other acquisition
|
Direct |
11,762
+34.52%
|
-
|
|
Feb 09
2021
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
19,766
-9.98%
|
$3,874,136
$196.78 P/Share
|
|
Feb 09
2021
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
46,337
+18.96%
|
-
|
|
Feb 02
2021
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
4,018
-100.0%
|
$763,420
$190.76 P/Share
|
|
Feb 02
2021
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
4,018
+50.0%
|
$297,332
$74.77 P/Share
|
|
Jan 21
2021
|
William P Ainsworth Group Pres. thru 12/31/2020 |
SELL
Bona fide gift
|
Direct |
500
-0.78%
|
-
|
|
Dec 30
2020
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Direct |
59,000
-28.0%
|
-
|
|
Dec 16
2020
|
William P Ainsworth Group Pres. thru 12/31/2020 |
SELL
Bona fide gift
|
Direct |
500
-0.78%
|
-
|
|
Dec 04
2020
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
2,318
-100.0%
|
$414,922
$179.5 P/Share
|
|
Dec 04
2020
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,318
+50.0%
|
$192,394
$83.0 P/Share
|
|
Dec 02
2020
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
4,634
-100.0%
|
$801,682
$173.26 P/Share
|
|
Dec 02
2020
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
4,634
+50.0%
|
$384,622
$83.0 P/Share
|
|
Nov 24
2020
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
159,572
-43.39%
|
$28,084,672
$176.8 P/Share
|
|
Nov 24
2020
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
214,370
+36.82%
|
$20,365,150
$95.66 P/Share
|
|
Nov 09
2020
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
2,476
-8.23%
|
$428,348
$173.9 P/Share
|
|
Nov 09
2020
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
3,295
+9.87%
|
$316,320
$96.31 P/Share
|
|
Nov 09
2020
|
Denise C Johnson Group President |
SELL
Open market or private sale
|
Direct |
8,894
-43.83%
|
$1,556,450
$175.0 P/Share
|
|
Nov 09
2020
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
46,646
-69.69%
|
$8,163,050
$175.0 P/Share
|
|
Nov 09
2020
|
Denise C Johnson Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
55,540
+32.31%
|
$7,997,760
$144.74 P/Share
|
|
Nov 05
2020
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
2,500
-8.53%
|
$410,000
$164.76 P/Share
|
|
Nov 05
2020
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
2,500
+7.86%
|
$240,000
$96.31 P/Share
|
|
Nov 03
2020
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
268,849
-44.51%
|
$44,628,934
$166.65 P/Share
|
|
Nov 03
2020
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
372,276
+37.73%
|
$31,271,184
$84.69 P/Share
|
|
Nov 02
2020
|
Ramin Younessi Group President |
SELL
Open market or private sale
|
Direct |
13,135
-44.81%
|
$2,127,870
$162.49 P/Share
|
|
Nov 02
2020
|
Ramin Younessi Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
13,135
+30.94%
|
$1,983,385
$151.12 P/Share
|
|
Oct 30
2020
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
3,687
-25.9%
|
$571,485
$155.0 P/Share
|
|
Oct 30
2020
|
Ramin Younessi Group President |
SELL
Open market or private sale
|
Direct |
20,492
-32.1%
|
$3,155,768
$154.35 P/Share
|
|
Oct 30
2020
|
William P Ainsworth Group Pres. thru 12/31/2020 |
SELL
Open market or private sale
|
Direct |
12,000
-15.69%
|
$1,848,000
$154.78 P/Share
|
|
Oct 29
2020
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
6,498
-100.0%
|
$1,000,692
$154.39 P/Share
|
|
Oct 29
2020
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
6,498
+50.0%
|
$604,314
$93.03 P/Share
|