Latest Insider Transactions at Caterpillar Inc (CAT)
This section provides a real-time view of insider transactions for Caterpillar Inc (CAT). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CATERPILLAR INC to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CATERPILLAR INC's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
2,740
-14.48%
|
$772,680
$282.57 P/Share
|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,401
-6.89%
|
$395,082
$282.57 P/Share
|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Exercise of conversion of derivative security
|
Direct |
4,141
-16.93%
|
$393,395
$95.66 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
2,923
-8.21%
|
$815,517
$279.0 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,217
-3.32%
|
$339,543
$279.0 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
4,140
+10.04%
|
$351,900
$85.22 P/Share
|
|
Aug 09
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
18,294
-28.31%
|
$5,232,084
$286.66 P/Share
|
|
Aug 09
2023
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
18,294
+34.55%
|
$2,762,394
$151.12 P/Share
|
|
Aug 07
2023
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
450
+8.46%
|
$124,650
$277.21 P/Share
|
|
Aug 04
2023
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Bona fide gift
|
Indirect |
5,114
+15.46%
|
-
|
|
Aug 04
2023
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Indirect |
5,114
-100.0%
|
-
|
|
Aug 03
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
7,286
-100.0%
|
$2,076,510
$285.19 P/Share
|
|
Aug 03
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,449
-44.8%
|
$979,516
$284.78 P/Share
|
|
Aug 03
2023
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
7,698
+50.0%
|
$977,646
$127.6 P/Share
|
|
Aug 03
2023
|
Denise C Johnson Group President |
SELL
Open market or private sale
|
Direct |
41,748
-21.47%
|
-
|
|
Aug 03
2023
|
Denise C Johnson Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
41,748
+34.82%
|
$5,510,736
$132.98 P/Share
|
|
Aug 02
2023
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
37,683
-19.46%
|
$10,890,387
$289.99 P/Share
|
|
Aug 02
2023
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
44,973
+18.59%
|
$9,354,384
$208.23 P/Share
|
|
Aug 01
2023
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
20,000
-27.15%
|
$5,500,000
$275.0 P/Share
|
|
Aug 01
2023
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+21.35%
|
$1,900,000
$95.66 P/Share
|
|
Jul 18
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
6,415
-28.16%
|
$1,667,900
$260.0 P/Share
|
|
Jul 18
2023
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
6,415
+21.98%
|
$814,705
$127.6 P/Share
|
|
Jun 14
2023
|
Debra L Reed Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+5.71%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
Rayford Wilkins Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+9.21%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
Susan C Schwab Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+2.93%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
David L Calhoun Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+1.38%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+13.64%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
Judith Fran Marks Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+50.0%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
Kelly Ayotte Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+10.25%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
James C Fish Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+12.47%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
Gerald Johnson Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+24.94%
|
$169,614
$243.32 P/Share
|
|
Jun 14
2023
|
Daniel M Dickinson Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+10.83%
|
$169,614
$243.32 P/Share
|
|
Jun 07
2023
|
Suzette M Long CLO/General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
15,415
-52.6%
|
$3,560,865
$231.32 P/Share
|
|
Jun 07
2023
|
Suzette M Long CLO/General Counsel |
BUY
Exercise of conversion of derivative security
|
Direct |
20,529
+41.19%
|
$2,607,183
$127.6 P/Share
|
|
Mar 02
2023
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
16,256
-18.84%
|
$4,047,744
$249.31 P/Share
|
|
Mar 02
2023
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
23,095
+21.11%
|
$2,933,065
$127.6 P/Share
|
|
Feb 17
2023
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
400
+9.73%
|
$99,600
$249.29 P/Share
|
|
Feb 09
2023
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
8,000
-26.5%
|
$2,008,000
$251.28 P/Share
|
|
Feb 07
2023
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
6,083
-25.29%
|
$1,508,584
$248.68 P/Share
|
|
Feb 07
2023
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
15,446
+39.11%
|
-
|
|
Feb 07
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,829
-10.14%
|
$453,592
$248.68 P/Share
|
|
Feb 07
2023
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,174
+18.8%
|
-
|
|
Feb 07
2023
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
20,978
-7.97%
|
$5,202,544
$248.68 P/Share
|
|
Feb 07
2023
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
49,260
+15.76%
|
-
|
|
Feb 07
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,972
-39.37%
|
$489,056
$248.68 P/Share
|
|
Feb 07
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Grant, award, or other acquisition
|
Direct |
5,009
-50.0%
|
-
|
|
Feb 07
2023
|
Suzette M Long CLO/General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
5,248
-23.83%
|
$1,301,504
$248.68 P/Share
|
|
Feb 07
2023
|
Suzette M Long CLO/General Counsel |
BUY
Grant, award, or other acquisition
|
Direct |
13,359
+37.76%
|
-
|
|
Feb 07
2023
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,551
-9.4%
|
$384,648
$248.68 P/Share
|
|
Feb 07
2023
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
4,801
+22.53%
|
-
|