Latest Insider Transactions at Caterpillar Inc (CAT)
This section provides a real-time view of insider transactions for Caterpillar Inc (CAT). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CATERPILLAR INC to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CATERPILLAR INC's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 08
2022
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
4,073
+23.96%
|
-
|
|
Feb 08
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,122
-28.93%
|
$224,400
$200.77 P/Share
|
|
Feb 08
2022
|
Joseph E Creed Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
3,879
+50.0%
|
-
|
|
Feb 08
2022
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
5,499
-11.15%
|
$1,099,800
$200.77 P/Share
|
|
Feb 08
2022
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
12,413
+20.11%
|
-
|
|
Feb 08
2022
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
296
-30.52%
|
$59,200
$200.77 P/Share
|
|
Feb 08
2022
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
970
+50.0%
|
-
|
|
Feb 08
2022
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,986
-12.63%
|
$597,200
$200.77 P/Share
|
|
Feb 08
2022
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
7,371
+23.77%
|
-
|
|
Feb 08
2022
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
5,359
-38.38%
|
$1,071,800
$200.77 P/Share
|
|
Feb 08
2022
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
13,964
+50.0%
|
-
|
|
Feb 08
2022
|
Suzette M Long CLO/General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
4,781
-20.82%
|
$956,200
$200.77 P/Share
|
|
Feb 08
2022
|
Suzette M Long CLO/General Counsel |
BUY
Grant, award, or other acquisition
|
Direct |
12,413
+35.09%
|
-
|
|
Feb 08
2022
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
17,984
-10.32%
|
$3,596,800
$200.77 P/Share
|
|
Feb 07
2022
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
480
+20.36%
|
$95,520
$199.5 P/Share
|
|
Jan 18
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
5,004
-100.0%
|
$1,150,920
$230.0 P/Share
|
|
Jan 18
2022
|
Joseph E Creed Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
5,004
+50.0%
|
$690,552
$138.35 P/Share
|
|
Jan 07
2022
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
23,435
-38.84%
|
$5,272,875
$225.0 P/Share
|
|
Jan 07
2022
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
23,435
+27.97%
|
$1,734,190
$74.77 P/Share
|
|
Jan 07
2022
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
6,415
-28.28%
|
$1,443,375
$225.0 P/Share
|
|
Jan 07
2022
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
6,415
+22.05%
|
$814,705
$127.6 P/Share
|
|
Dec 01
2021
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Indirect |
1,520
-100.0%
|
-
|
|
Nov 01
2021
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
5,038
-100.0%
|
$1,027,752
$204.09 P/Share
|
|
Aug 04
2021
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
500
+26.43%
|
$103,000
$206.2 P/Share
|
|
Jul 06
2021
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
42,281
+19.53%
|
-
|
|
Jun 13
2021
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,009
-16.69%
|
$219,962
$218.79 P/Share
|
|
Jun 04
2021
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
7,699
-56.01%
|
$1,886,255
$245.12 P/Share
|
|
Jun 04
2021
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
7,699
+35.9%
|
$977,773
$127.6 P/Share
|
|
May 07
2021
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Direct |
4,495
-2.44%
|
-
|
|
May 05
2021
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
420
+32.06%
|
$99,540
$237.86 P/Share
|
|
May 03
2021
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
470
+50.0%
|
$107,160
$228.17 P/Share
|
|
May 03
2021
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
567
-100.0%
|
$130,410
$230.0 P/Share
|
|
Mar 25
2021
|
Gerald Johnson Director |
BUY
Grant, award, or other acquisition
|
Direct |
557
+50.0%
|
$124,768
$224.25 P/Share
|
|
Mar 08
2021
|
Denise C Johnson Group President |
SELL
Open market or private sale
|
Direct |
80,695
-51.6%
|
$17,672,205
$219.71 P/Share
|
|
Mar 08
2021
|
Denise C Johnson Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
60,513
+33.22%
|
$8,411,307
$139.02 P/Share
|
|
Mar 08
2021
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
59,311
-18.88%
|
$12,989,109
$219.8 P/Share
|
|
Mar 08
2021
|
Suzette M Long CLO/General Counsel |
BUY
Exercise of conversion of derivative security
|
Direct |
52,020
+32.9%
|
$7,230,780
$139.02 P/Share
|
|
Mar 08
2021
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
5,056
-89.92%
|
$1,112,320
$220.97 P/Share
|
|
Mar 08
2021
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,056
+47.35%
|
$480,320
$95.66 P/Share
|
|
Mar 05
2021
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
65,256
-41.52%
|
$14,095,296
$216.14 P/Share
|
|
Mar 05
2021
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
82,199
+34.16%
|
$11,096,865
$135.76 P/Share
|
|
Mar 05
2021
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
31,888
-14.07%
|
$6,855,920
$215.02 P/Share
|
|
Mar 05
2021
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
31,888
+31.67%
|
$2,646,704
$83.0 P/Share
|
|
Mar 02
2021
|
Juan Gallardo Director |
SELL
Payment of exercise price or tax liability
|
Direct |
363
-0.13%
|
-
|
|
Mar 02
2021
|
Miles D White Director |
SELL
Payment of exercise price or tax liability
|
Direct |
507
-5.53%
|
-
|
|
Mar 01
2021
|
Kelly Ayotte Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+13.18%
|
-
|
|
Mar 01
2021
|
David L Calhoun Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+1.4%
|
-
|
|
Mar 01
2021
|
Daniel M Dickinson Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+6.24%
|
-
|
|
Mar 01
2021
|
Juan Gallardo Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+0.25%
|
-
|
|
Mar 01
2021
|
William A Osborn Director |
BUY
Grant, award, or other acquisition
|
Direct |
683
+1.24%
|
-
|