Latest Institutional Purchases of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 30, 2020
Q1 2020
|
Kovack Advisors, Inc.
|
BUY
|
PUT |
10New |
$919 - $1.51K
|
10
$3.76K
|
|
| Q4 2019 | |||||||
|
Dec 13, 2024
Q4 2019
|
Independent Solutions Wealth Management, LLC
Williamsville, NY |
BUY
|
- |
1.71KNew |
$201K - $253K
|
1.71K
$641K
|
|
|
Jan 14, 2020
Q4 2019
|
Belmont Capital, LLC
|
BUY
|
- |
70New |
$8.26K - $10.4K
|
70
$26.3K
|
|
| Q3 2019 | |||||||
|
Oct 17, 2019
Q3 2019
|
Cohen Klingenstein LLC
|
BUY
|
- |
8KNew |
$907K - $1.12M
|
8K
$3.01M
|
|
|
Nov 13, 2019
Q3 2019
|
Dynamic Advisor Solutions LLC
|
BUY
|
PUT |
1KNew |
$113K - $140K
|
1K
$376K
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
J. Goldman & CO LP
New York, NY |
BUY
|
PUT |
100KNew |
$12M - $14.3M
|
100K
$37.6M
|
|
|
Aug 12, 2019
Q2 2019
|
Klingenstein Fields & CO LP
|
BUY
|
PUT |
200New |
$24K - $28.7K
|
200
$75.2K
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
CALL |
7.1K+ 10.5% |
$863K - $1M
|
74.7K
$28.1M
|
|
|
May 15, 2019
Q1 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
CALL |
1.1KNew |
$134K - $156K
|
1.1K
$413K
|
|
|
Apr 12, 2019
Q1 2019
|
Transform Wealth, LLC
|
BUY
|
CALL |
700New |
$85.1K - $99K
|
700
$263K
|
|
|
May 14, 2019
Q1 2019
|
Ae Wealth Management LLC
|
BUY
|
CALL |
200New |
$24.3K - $28.3K
|
200
$75.2K
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Weiss Multi Strategy Advisers LLC
New York, NY |
BUY
|
PUT |
20KNew |
$2.25M - $3.16M
|
20K
$7.52M
|
|
|
Feb 14, 2019
Q4 2018
|
Alterna Wealth Management, Inc
Houston, TX |
BUY
|
- |
4.72KNew |
$531K - $747K
|
4.72K
$1.78M
|
|
|
Feb 14, 2019
Q4 2018
|
Banyan Capital Management, Inc.
Atlanta, GA |
BUY
|
- |
1.8KNew |
$202K - $285K
|
1.8K
$676K
|
|
|
Feb 14, 2019
Q4 2018
|
Invesco Ltd.
Atlanta, GA |
BUY
|
CALL |
1.4KNew |
$157K - $222K
|
1.4K
$526K
|
|
|
Mar 28, 2019
Q4 2018
|
Kg&L Capital Management,Llc
|
BUY
|
CALL |
900New |
$101K - $142K
|
900
$338K
|
|
|
Feb 13, 2019
Q4 2018
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
PUT |
400New |
$44.9K - $63.3K
|
400
$150K
|
|
|
Feb 13, 2019
Q4 2018
|
Murphy Pohlad Asset Management LLC
|
BUY
|
- |
385New |
$43.3K - $60.9K
|
385
$145K
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Lombard Odier Asset Management (Europe) LTD
London, X0 |
BUY
|
CALL |
402K+ 5364.0% |
$53.1M - $62.9M
|
410K
$154M
|
|
|
Nov 14, 2018
Q3 2018
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
CALL |
200KNew |
$26.4M - $31.3M
|
200K
$75.2M
|
|
|
Nov 14, 2018
Q3 2018
|
Point State Capital LP
New York, NY |
BUY
|
CALL |
174KNew |
$23M - $27.2M
|
174K
$65.4M
|
|
|
Nov 14, 2018
Q3 2018
|
Lombard Odier Asset Management (Switzerland) Sa
Petit Lancy, V8 |
BUY
|
CALL |
8.5KNew |
$1.12M - $1.33M
|
8.5K
$3.19M
|
|
|
Nov 16, 2018
Q3 2018
|
Omni Star Financial Group, Inc.
|
BUY
|
CALL |
4.9KNew |
$647K - $767K
|
4.9K
$1.84M
|
|
|
Nov 13, 2018
Q3 2018
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
CALL |
1.5KNew |
$198K - $235K
|
1.5K
$564K
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Arosa Capital Management LP
Ny, NY |
BUY
|
PUT |
150KNew |
$20.2M - $23.8M
|
150K
$56.4M
|
|
|
Aug 01, 2018
Q2 2018
|
Zweig Di Menna Associates LLC
|
BUY
|
CALL |
138K+ 190.97% |
$18.5M - $21.9M
|
210K
$78.7M
|
|
|
Aug 16, 2018
Q2 2018
|
Gifford Fong Associates
Lafayette, CA |
BUY
|
- |
7.8KNew |
$1.05M - $1.24M
|
7.8K
$2.93M
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Earnest Partners LLC
Atlanta, GA |
BUY
|
- |
286New |
$35.7K - $45.3K
|
286
$107K
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Ubs Oconnor LLC
Chicago, IL |
BUY
|
PUT |
64.9KNew |
$7.32M - $8.13M
|
64.9K
$24.4M
|
|
|
Nov 13, 2017
Q3 2017
|
Barbara Oil Co.
Chicago, IL |
BUY
|
- |
12.5KNew |
$1.41M - $1.57M
|
12.5K
$4.7M
|
|
|
Oct 12, 2017
Q3 2017
|
Horrell Capital Management, Inc.
|
BUY
|
- |
226New |
$25.5K - $28.3K
|
226
$84.9K
|
|