Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2024
Q3 2024
|
Capital World Investors
Los Angeles, CA |
SELL
|
- |
-1.8M- 9.35% |
$572M - $706M
|
17.5M
$6.4B
|
|
Nov 14, 2024
Q3 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-967K- 93.76% |
$306M - $378M
|
64.3K
$23.5M
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-624K- 17.62% |
$198M - $244M
|
2.92M
$1.07B
|
|
Nov 12, 2024
Q3 2024
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-491K- 99.99% |
$156M - $192M
|
42
$15.4K
|
|
Nov 05, 2024
Q3 2024
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-489K- 43.85% |
$155M - $191M
|
626K
$229M
|
|
Nov 08, 2024
Q3 2024
|
B. Metzler Seel. Sohn & Co. Holding Ag
Frankfurt, 2M |
SELL
|
- |
-485K- 77.52% |
$154M - $190M
|
141K
$51.5M
|
|
Nov 14, 2024
Q3 2024
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
PUT |
-429K- 84.09% |
$136M - $168M
|
81.2K
$29.7M
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-416K- 76.67% |
$132M - $163M
|
127K
$46.3M
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-370K- 9.59% |
$117M - $145M
|
3.49M
$1.28B
|
|
Nov 14, 2024
Q3 2024
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-353K- 91.71% |
$112M - $138M
|
32K
$11.7M
|
|
Nov 04, 2024
Q3 2024
|
Savant Capital, LLC
|
SELL
|
PUT |
-347K- 99.06% |
$110M - $136M
|
3.3K
$1.21M
|
|
Nov 13, 2024
Q3 2024
|
Amundi
Paris, I0 |
SELL
|
- |
-327K- 15.03% |
$104M - $128M
|
1.85M
$676M
|
|
Nov 12, 2024
Q3 2024
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
PUT |
-298K- 98.35% |
$94.3M - $116M
|
5K
$1.83M
|
|
Nov 14, 2024
Q3 2024
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-282K- 21.64% |
$89.3M - $110M
|
1.02M
$373M
|
|
Nov 14, 2024
Q3 2024
|
Altshuler Shaham LTD
|
SELL
|
- |
-271K- 98.36% |
$85.7M - $106M
|
4.51K
$1.65M
|
|
Nov 13, 2024
Q3 2024
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-261K- 83.02% |
$82.7M - $102M
|
53.4K
$19.5M
|
|
Nov 04, 2024
Q3 2024
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-252K- 52.12% |
$79.8M - $98.5M
|
231K
$84.7M
|
|
Nov 12, 2024
Q3 2024
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-241K- 94.59% |
$76.4M - $94.4M
|
13.8K
$5.05M
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-240K- 3.77% |
$75.9M - $93.8M
|
6.12M
$2.24B
|
|
Nov 14, 2024
Q3 2024
|
State Street Corp
Boston, MA |
SELL
|
- |
-230K- 0.63% |
$72.7M - $89.8M
|
36.4M
$13.3B
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-212K- 6.64% |
$67.2M - $83M
|
2.98M
$1.09B
|
|
Nov 06, 2024
Q3 2024
|
Ing Groep Nv
|
SELL
|
- |
-202K- 67.79% |
$64.1M - $79.1M
|
96.1K
$35.2M
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
PUT |
-201K- 86.09% |
$63.5M - $78.4M
|
32.4K
$11.9M
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-200K- 99.69% |
$63.4M - $78.2M
|
626
$229K
|
|
Nov 14, 2024
Q3 2024
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-194K- 43.1% |
$61.3M - $75.7M
|
255K
$93.5M
|
|
Nov 14, 2024
Q3 2024
|
Squarepoint Ops LLC
New York, NY |
SELL
|
PUT |
-183K- 68.71% |
$57.8M - $71.4M
|
83.1K
$30.4M
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-173K- 42.15% |
$54.8M - $67.7M
|
237K
$86.9M
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-150K- 11.03% |
$47.5M - $58.7M
|
1.21M
$443M
|
|
Nov 12, 2024
Q3 2024
|
Jupiter Asset Management LTD
|
SELL
|
- |
-150K- 49.17% |
$47.5M - $58.6M
|
155K
$56.7M
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
PUT |
-148K- 47.26% |
$46.8M - $57.8M
|
165K
$60.3M
|
|
Nov 08, 2024
Q3 2024
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-137K- 8.46% |
$43.5M - $53.7M
|
1.49M
$544M
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-134K- 85.39% |
$42.4M - $52.4M
|
22.9K
$8.39M
|
|
Nov 14, 2024
Q3 2024
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-127K- 49.79% |
$40.3M - $49.8M
|
128K
$47M
|
|
Nov 13, 2024
Q3 2024
|
Gts Securities LLC
New York, NY |
SELL
|
PUT |
-126K- 53.27% |
$40M - $49.4M
|
111K
$40.6M
|
|
Nov 13, 2024
Q3 2024
|
Natixis
Paris, I0 |
SELL
|
- |
-124K- 54.1% |
$39.2M - $48.4M
|
105K
$38.5M
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-122K- 88.38% |
$38.5M - $47.6M
|
16K
$5.85M
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-113K- 39.36% |
$35.9M - $44.3M
|
175K
$63.9M
|
|
Nov 06, 2024
Q3 2024
|
Accredited Investors Inc.
|
SELL
|
- |
-89.1K- 97.46% |
$28.2M - $34.8M
|
2.33K
$851K
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-79.4K- 4.15% |
$25.1M - $31M
|
1.83M
$670M
|
|
Nov 12, 2024
Q3 2024
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-78K- 27.1% |
$24.7M - $30.5M
|
210K
$76.8M
|
|
Nov 08, 2024
Q3 2024
|
Applied Finance Capital Management, LLC
San Juan, PR |
SELL
|
- |
-71.9K- 93.26% |
$22.8M - $28.1M
|
5.2K
$1.9M
|
|
Nov 14, 2024
Q3 2024
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-70.7K- 22.22% |
$22.4M - $27.7M
|
248K
$90.6M
|
|
Nov 14, 2024
Q3 2024
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-70.1K- 69.98% |
$22.2M - $27.4M
|
30.1K
$11M
|
|
Oct 24, 2024
Q3 2024
|
Deka Bank Deutsche Girozentrale
|
SELL
|
- |
-67.6K- 17.15% |
$21.4M - $26.4M
|
327K
$120M
|
|
Nov 13, 2024
Q3 2024
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-66.3K- 22.05% |
$21M - $25.9M
|
234K
$85.8M
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-53.7K- 53.59% |
$17M - $21M
|
46.5K
$17M
|
|
Nov 12, 2024
Q3 2024
|
Winton Group LTD
London, X0 |
SELL
|
- |
-52K- 97.2% |
$16.5M - $20.3M
|
1.5K
$548K
|
|
Nov 12, 2024
Q3 2024
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-50K- 69.33% |
$15.9M - $19.6M
|
22.1K
$8.1M
|
|
Oct 28, 2024
Q3 2024
|
New York State Common Retirement Fund
|
SELL
|
- |
-48K- 7.33% |
$15.2M - $18.8M
|
607K
$222M
|
|
Nov 06, 2024
Q3 2024
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-47.8K- 17.16% |
$15.1M - $18.7M
|
231K
$84.4M
|