Purchases and Sales Made in Q3 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-59.9K- 2.01% |
$9.74M - $11.9M
|
2.92M
$1.09B
|
|
|
Nov 14, 2022
Q3 2022
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-60.5K- 2.33% |
$9.82M - $12M
|
2.53M
$949M
|
|
|
Nov 14, 2022
Q3 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-64.4K- 51.74% |
$10.5M - $12.8M
|
60.1K
$22.5M
|
|
|
Nov 01, 2022
Q3 2022
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-73K- 55.16% |
$11.9M - $14.5M
|
59.3K
$22.2M
|
|
|
Nov 14, 2022
Q3 2022
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-77.3K- 18.63% |
$12.6M - $15.3M
|
338K
$127M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-78.5K- 54.55% |
$12.7M - $15.6M
|
65.4K
$24.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Winton Group LTD
London, X0 |
SELL
|
- |
-83.6K- 91.68% |
$13.6M - $16.6M
|
7.59K
$2.84M
|
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
SELL
|
- |
-85.8K- 11.04% |
$13.9M - $17M
|
691K
$259M
|
|
|
Nov 10, 2022
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-100K- 30.02% |
$16.3M - $19.8M
|
233K
$87.5M
|
|
|
Jan 10, 2025
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-100K- 30.02% |
$16.3M - $19.8M
|
233K
$87.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-101K- 1.4% |
$16.3M - $19.9M
|
7.08M
$2.66B
|
|
|
Nov 14, 2022
Q3 2022
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-102K- 24.45% |
$16.5M - $20.2M
|
314K
$118M
|
|
|
Nov 14, 2022
Q3 2022
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-105K- 56.2% |
$17M - $20.7M
|
81.6K
$30.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-110K- 12.56% |
$17.9M - $21.9M
|
768K
$288M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-112K- 13.31% |
$18.1M - $22.1M
|
728K
$273M
|
|
|
Nov 14, 2022
Q3 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-120K- 11.13% |
$19.6M - $23.9M
|
961K
$360M
|
|
|
Nov 10, 2022
Q3 2022
|
Bank Of Nova Scotia
|
SELL
|
- |
-122K- 68.05% |
$19.8M - $24.2M
|
57.4K
$21.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-124K- 3.57% |
$20.2M - $24.7M
|
3.37M
$1.26B
|
|
|
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-124K- 3.57% |
$20.2M - $24.7M
|
3.37M
$1.26B
|
|
|
Nov 10, 2022
Q3 2022
|
Ray Dalio
Bridgewater Associates, LP | Westport, Ct
|
SELL
|
- |
-125K- 53.07% |
$20.3M - $24.8M
|
111K
$41.5M
|
|
|
Nov 04, 2022
Q3 2022
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-129K- 16.02% |
$21M - $25.6M
|
678K
$254M
|
|
|
Nov 14, 2022
Q3 2022
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-133K- 23.48% |
$21.5M - $26.3M
|
432K
$162M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-133K- 6.39% |
$21.6M - $26.3M
|
1.95M
$730M
|
|
|
Nov 15, 2022
Q3 2022
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-144K- 17.71% |
$23.4M - $28.6M
|
670K
$251M
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-146K- 0.4% |
$23.7M - $28.9M
|
36.5M
$13.7B
|
|
|
Nov 14, 2022
Q3 2022
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
SELL
|
- |
-166K- 48.38% |
$26.9M - $32.8M
|
177K
$66.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-182K- 4.9% |
$29.6M - $36.1M
|
3.53M
$1.32B
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-186K- 64.61% |
$30.2M - $36.8M
|
102K
$38.1M
|
|
|
Nov 10, 2022
Q3 2022
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-193K- 30.98% |
$31.4M - $38.3M
|
430K
$161M
|
|
|
Nov 15, 2022
Q3 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-199K- 30.52% |
$32.3M - $39.4M
|
453K
$170M
|
|
|
Nov 08, 2022
Q3 2022
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-213K- 2.84% |
$34.6M - $42.2M
|
7.29M
$2.73B
|
|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-218K- 32.87% |
$35.4M - $43.2M
|
445K
$167M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-228K- 4.85% |
$37.1M - $45.3M
|
4.48M
$1.68B
|
|
|
Nov 07, 2022
Q3 2022
|
Td Asset Management Inc
|
SELL
|
- |
-253K- 18.84% |
$41.2M - $50.2M
|
1.09M
$409M
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-258K- 18.07% |
$41.8M - $51.1M
|
1.17M
$438M
|
|
|
Nov 10, 2022
Q3 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-290K- 68.75% |
$47.1M - $57.5M
|
132K
$49.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-295K- 8.16% |
$47.9M - $58.5M
|
3.32M
$1.25B
|
|
|
Nov 14, 2022
Q3 2022
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-298K- 52.81% |
$48.4M - $59.1M
|
266K
$99.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-424K- 21.55% |
$68.9M - $84M
|
1.54M
$579M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-462K- 32.19% |
$75.1M - $91.6M
|
974K
$365M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-511K- 8.31% |
$83.1M - $101M
|
5.64M
$2.11B
|
|
|
Mar 03, 2023
Q3 2022
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-726K- 74.08% |
$118M - $144M
|
254K
$95.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Research Global Investors
Los Angeles, CA |
SELL
|
- |
-1.01M- 35.82% |
$164M - $200M
|
1.81M
$679M
|
|
|
Nov 14, 2022
Q3 2022
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-1.53M- 71.42% |
$248M - $303M
|
611K
$229M
|