Purchases and Sales Made in Q3 2024 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2024. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-2.47K- 59.9% |
$783K - $967K
|
1.66K
$666K
|
|
|
Nov 14, 2024
Q3 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-2.52K- 14.6% |
$797K - $984K
|
14.7K
$5.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-2.52K- 15.16% |
$797K - $984K
|
14.1K
$5.66M
|
|
|
Oct 31, 2024
Q3 2024
|
Root Financial Partners, LLC
Solana Beach, CA |
SELL
|
- |
-2.54K- 60.78% |
$805K - $994K
|
1.64K
$660K
|
|
|
Oct 09, 2024
Q3 2024
|
B & T Capital Management Dba Alpha Capital Management
|
SELL
|
- |
-2.58K- 16.56% |
$817K - $1.01M
|
13K
$5.22M
|
|
|
Nov 07, 2024
Q3 2024
|
Amg National Trust Bank
|
SELL
|
- |
-2.62K- 28.43% |
$830K - $1.02M
|
6.59K
$2.65M
|
|
|
Oct 15, 2024
Q3 2024
|
Sentry LLC
Memphis, TN |
SELL
|
- |
-2.63K- 11.25% |
$834K - $1.03M
|
20.8K
$8.35M
|
|
|
Nov 14, 2024
Q3 2024
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-2.66K- 4.5% |
$843K - $1.04M
|
56.4K
$22.7M
|
|
|
Oct 22, 2024
Q3 2024
|
Bogart Wealth, LLC
|
SELL
|
- |
-2.68K- 6.72% |
$848K - $1.05M
|
37.2K
$15M
|
|
|
Nov 13, 2024
Q3 2024
|
Brown Advisory Inc
|
SELL
|
- |
-2.71K- 3.05% |
$859K - $1.06M
|
86.2K
$34.7M
|
|
|
Nov 07, 2024
Q3 2024
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-2.71K- 4.02% |
$859K - $1.06M
|
64.7K
$26M
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.72K- 90.66% |
$861K - $1.06M
|
280
$113K
|
|
|
Nov 13, 2024
Q3 2024
|
Capital International LTD
Los Angeles, CA |
SELL
|
- |
-2.78K- 3.16% |
$880K - $1.09M
|
85.1K
$34.2M
|
|
|
Nov 06, 2024
Q3 2024
|
Cornercap Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-2.8K- 38.51% |
$887K - $1.1M
|
4.47K
$1.8M
|
|
|
Oct 31, 2024
Q3 2024
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-2.86K- 11.67% |
$905K - $1.12M
|
21.6K
$8.69M
|
|
|
Oct 29, 2024
Q3 2024
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-2.86K- 2.9% |
$907K - $1.12M
|
95.9K
$38.6M
|
|
|
Oct 15, 2024
Q3 2024
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-2.87K- 47.2% |
$909K - $1.12M
|
3.21K
$1.29M
|
|
|
Nov 04, 2024
Q3 2024
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-2.87K- 1.56% |
$910K - $1.12M
|
181K
$72.9M
|
|
|
Oct 22, 2024
Q3 2024
|
Narwhal Capital Management
|
SELL
|
- |
-2.89K- 11.36% |
$916K - $1.13M
|
22.6K
$9.08M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.92K- 7.68% |
$925K - $1.14M
|
35.1K
$14.1M
|
|
|
Nov 13, 2024
Q3 2024
|
Advanced Portfolio Management, LLC
New York, NY |
SELL
|
- |
-2.96K- 46.43% |
$936K - $1.16M
|
3.41K
$1.37M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.99K- 14.88% |
$946K - $1.17M
|
17.1K
$6.87M
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-3K- 3.33% |
$950K - $1.17M
|
86.9K
$35M
|
|
|
Nov 14, 2024
Q3 2024
|
Mirae Asset Global Etfs Holdings Ltd.
Central, K3 |
SELL
|
- |
-3.01K- 4.05% |
$952K - $1.18M
|
71.1K
$28.6M
|
|
|
Nov 14, 2024
Q3 2024
|
I A Global Asset Management Inc.
Quebec, A8 |
SELL
|
- |
-3.07K- 14.64% |
$972K - $1.2M
|
17.9K
$7.19M
|
|
|
Nov 06, 2024
Q3 2024
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-3.07K- 8.34% |
$973K - $1.2M
|
33.8K
$13.6M
|
|
|
Oct 30, 2024
Q3 2024
|
Central Bank & Trust CO
|
SELL
|
- |
-3.08K- 10.87% |
$974K - $1.2M
|
25.2K
$10.1M
|
|
|
Nov 13, 2024
Q3 2024
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-3.09K- 49.09% |
$978K - $1.21M
|
3.2K
$1.29M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.1K- 4.36% |
$981K - $1.21M
|
68K
$27.3M
|
|
|
Nov 12, 2024
Q3 2024
|
First American Trust, Fsb
|
SELL
|
- |
-3.16K- 9.49% |
$1M - $1.23M
|
30.1K
$12.1M
|
|
|
Oct 11, 2024
Q3 2024
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-3.19K- 12.86% |
$1.01M - $1.25M
|
21.6K
$8.7M
|
|
|
Oct 31, 2024
Q3 2024
|
Keybank National Association
|
SELL
|
- |
-3.2K- 2.29% |
$1.01M - $1.25M
|
136K
$54.9M
|
|
|
Nov 12, 2024
Q3 2024
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-3.36K- 2.86% |
$1.06M - $1.31M
|
114K
$45.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-3.46K- 38.6% |
$1.1M - $1.35M
|
5.5K
$2.21M
|
|
|
Nov 14, 2024
Q3 2024
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-3.5K- 11.44% |
$1.11M - $1.37M
|
27.1K
$10.9M
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
SELL
|
- |
-3.53K- 2.43% |
$1.12M - $1.38M
|
142K
$57M
|
|
|
Oct 24, 2024
Q3 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-3.55K- 22.54% |
$1.12M - $1.39M
|
12.2K
$4.9M
|
|
|
Oct 25, 2024
Q3 2024
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-3.6K- 4.21% |
$1.14M - $1.41M
|
81.9K
$32.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.61K- 2.24% |
$1.14M - $1.41M
|
157K
$63.3M
|
|
|
Nov 18, 2024
Q3 2024
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-3.76K- 9.18% |
$1.19M - $1.47M
|
37.2K
$15M
|
|
|
Dec 10, 2024
Q3 2024
|
Birmingham Capital Management CO Inc/Al
Birmingham, AL |
SELL
|
- |
-3.76K- 7.39% |
$1.19M - $1.47M
|
47.1K
$18.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Research Global Investors
Los Angeles, CA |
SELL
|
- |
-3.78K- 0.22% |
$1.2M - $1.48M
|
1.73M
$695M
|
|
|
Nov 08, 2024
Q3 2024
|
Fjarde Ap Fonden
|
SELL
|
- |
-3.8K- 3.32% |
$1.2M - $1.49M
|
111K
$44.5M
|
|
|
Nov 01, 2024
Q3 2024
|
Td Asset Management Inc
|
SELL
|
- |
-3.81K- 1.49% |
$1.21M - $1.49M
|
251K
$101M
|
|
|
Feb 20, 2025
Q3 2024
|
Resona Asset Management Co.,Ltd.
Koto Ku,Tokyo, M0 |
SELL
|
- |
-3.84K- 2.33% |
$1.22M - $1.5M
|
161K
$64.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-3.88K- 25.27% |
$1.23M - $1.52M
|
11.5K
$4.61M
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-4.15K- 28.7% |
$1.31M - $1.62M
|
10.3K
$4.14M
|
|
|
Oct 22, 2024
Q3 2024
|
Lake Street Financial LLC
|
SELL
|
- |
-4.17K- 37.65% |
$1.32M - $1.63M
|
6.91K
$2.78M
|
|
|
Nov 22, 2024
Q3 2024
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-4.22K- 4.76% |
$1.34M - $1.65M
|
84.3K
$33.9M
|
|
|
Nov 13, 2024
Q3 2024
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
SELL
|
- |
-4.22K- 97.84% |
$1.34M - $1.65M
|
93
$37.4K
|