Insider Transactions in Q3 2023 at Caterpillar Inc (CAT)
Insider Transaction List (Q3 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Sep 01
2023
|
William E Schaupp Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
245
-14.41%
|
$69,825
$285.36 P/Share
|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
2,740
-14.48%
|
$772,680
$282.57 P/Share
|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,401
-6.89%
|
$395,082
$282.57 P/Share
|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Exercise of conversion of derivative security
|
Direct |
4,141
-16.93%
|
$393,395
$95.66 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
2,923
-8.21%
|
$815,517
$279.0 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,217
-3.32%
|
$339,543
$279.0 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
4,140
+10.04%
|
$351,900
$85.22 P/Share
|
|
Aug 09
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
18,294
-28.31%
|
$5,232,084
$286.66 P/Share
|
|
Aug 09
2023
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
18,294
+34.55%
|
$2,762,394
$151.12 P/Share
|
|
Aug 07
2023
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
450
+8.46%
|
$124,650
$277.21 P/Share
|
|
Aug 04
2023
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Bona fide gift
|
Indirect |
5,114
+15.46%
|
-
|
|
Aug 04
2023
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Indirect |
5,114
-100.0%
|
-
|
|
Aug 03
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
7,286
-100.0%
|
$2,076,510
$285.19 P/Share
|
|
Aug 03
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,449
-44.8%
|
$979,516
$284.78 P/Share
|
|
Aug 03
2023
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
7,698
+50.0%
|
$977,646
$127.6 P/Share
|
|
Aug 03
2023
|
Denise C Johnson Group President |
SELL
Open market or private sale
|
Direct |
41,748
-21.47%
|
-
|
|
Aug 03
2023
|
Denise C Johnson Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
41,748
+34.82%
|
$5,510,736
$132.98 P/Share
|
|
Aug 02
2023
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
37,683
-19.46%
|
$10,890,387
$289.99 P/Share
|
|
Aug 02
2023
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
44,973
+18.59%
|
$9,354,384
$208.23 P/Share
|
|
Aug 01
2023
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
20,000
-27.15%
|
$5,500,000
$275.0 P/Share
|
|
Aug 01
2023
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+21.35%
|
$1,900,000
$95.66 P/Share
|
|
Jul 18
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
6,415
-28.16%
|
$1,667,900
$260.0 P/Share
|
|
Jul 18
2023
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
6,415
+21.98%
|
$814,705
$127.6 P/Share
|