Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2021
Q1 2021
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-29Closed |
$2.84K - $3.85K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Roble, Belko & Company, Inc
Sewickley, PA |
SELL
|
- |
-31Closed |
$3.03K - $4.11K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Alpha Dna Investment Management LLC
Columbia, MD |
SELL
|
- |
-56Closed |
$5.48K - $7.43K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
E Fund Management Co., Ltd.
Guangzhou, F4 |
BUY
|
- |
807New |
$79K - $107K
|
807
$147K
|
|
|
May 11, 2021
Q1 2021
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-250Closed |
$24.5K - $33.2K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Beck Bode, LLC
|
SELL
|
- |
-150Closed |
$14.7K - $19.9K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-424Closed |
$41.5K - $56.2K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Gamble Jones Investment Counsel
|
BUY
|
- |
2KNew |
$196K - $265K
|
2K
$364K
|
|
|
May 10, 2021
Q1 2021
|
Pictet & Cie (Europe) Sa
|
SELL
|
- |
-2.68KClosed |
$262K - $355K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Tcw Group Inc
|
SELL
|
- |
-12.7KClosed |
$1.24M - $1.68M
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
First Personal Financial Services
|
SELL
|
- |
-92Closed |
$9K - $12.2K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Artemis Investment Management LLP
|
SELL
|
- |
-303KClosed |
$29.6M - $40.1M
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Duncker Streett & CO Inc
|
SELL
|
- |
-100Closed |
$9.78K - $13.3K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-308Closed |
$30.1K - $40.8K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-146Closed |
$14.3K - $19.4K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-14.2KClosed |
$1.39M - $1.88M
|
0
$0
|
|
|
Apr 07, 2021
Q1 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-400Closed |
$39.1K - $53K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-103Closed |
$7.42K - $10.2K
|
0
$0
|
|
|
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-72Closed |
$5.19K - $7.12K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Jcsd Capital, LLC
|
SELL
|
- |
-12KClosed |
$865K - $1.19M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Stephen Mandel
Lone Pine Capital LLC | Greenwich, Ct
|
SELL
|
- |
-10.3MClosed |
$741M - $1.02B
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
128New |
$9.22K - $12.7K
|
128
$23.3K
|
|
|
Feb 16, 2021
Q4 2020
|
Discovery Capital Management, LLC
South Norwalk, CT |
SELL
|
- |
-70KClosed |
$5.04M - $6.92M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
3.34KNew |
$240K - $330K
|
3.34K
$607K
|
|
|
Feb 11, 2021
Q4 2020
|
Providence First Trust CO
|
SELL
|
- |
-4.1KClosed |
$296K - $406K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
American Assets Inc
|
BUY
|
- |
10KNew |
$721K - $989K
|
10K
$1.82M
|
|
|
Feb 08, 2021
Q4 2020
|
Bowen Hanes & CO Inc
Atlanta, GA |
BUY
|
- |
2.17KNew |
$157K - $215K
|
2.17K
$395K
|
|
|
Feb 05, 2021
Q4 2020
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-101Closed |
$7.28K - $9.98K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Core Wealth Advisors, Inc.
Lakeland, FL |
SELL
|
- |
-4Closed |
$288 - $395
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Savior LLC
|
SELL
|
- |
-36Closed |
$2.59K - $3.56K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Birch Hill Investment Advisors LLC
|
SELL
|
- |
-6.26KClosed |
$451K - $619K
|
0
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD
|
BUY
|
- |
4.11K+ 9.82% |
$296K - $406K
|
45.9K
$8.35M
|
|
|
Jan 19, 2021
Q4 2020
|
S.E.E.D. Planning Group LLC
|
SELL
|
- |
-48.4KClosed |
$3.49M - $4.78M
|
0
$0
|
|
|
Jan 14, 2021
Q4 2020
|
Pflug Koory, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 05, 2021
Q4 2020
|
M&R Capital Management Inc
|
SELL
|
- |
-200Closed |
$14.4K - $19.8K
|
0
$0
|
|
|
Jan 05, 2021
Q4 2020
|
Kempner Capital Management Inc.
|
SELL
|
- |
-25.7KClosed |
$1.85M - $2.54M
|
0
$0
|
|
| Q3 2020 | |||||||
|
Jul 17, 2024
Q3 2020
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-181Closed |
$10.6K - $13.8K
|
0
$0
|
|
|
Dec 09, 2020
Q3 2020
|
Advisory Resource Group
|
SELL
|
- |
-18.3KClosed |
$1.07M - $1.4M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Financial Counselors Inc
|
SELL
|
- |
-3.97KClosed |
$231K - $302K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-175Closed |
$10.2K - $13.3K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Bronson Point Management LLC
Fairfield, CT |
SELL
|
- |
-5KClosed |
$292K - $381K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Owl Creek Asset Management, L.P.
New York, NY |
SELL
|
- |
-424KClosed |
$24.7M - $32.3M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-600Closed |
$35K - $45.7K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Ejf Capital LLC
Arlington, VA |
BUY
|
CALL |
10KNew |
$584K - $762K
|
10K
$1.82M
|
|
|
Nov 13, 2020
Q3 2020
|
Oak Associates LTD
Akron, OH |
SELL
|
- |
-81.6KClosed |
$4.76M - $6.22M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Hi Line Capital Management, LLC
Watertown, SD |
SELL
|
- |
-70.8KClosed |
$4.13M - $5.39M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Srb Corp
Boston, MA |
SELL
|
- |
-7.85KClosed |
$458K - $598K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Dimension Capital Management LLC
Coral Gables, FL |
BUY
|
- |
55New |
$3.21K - $4.19K
|
55
$10K
|
|
|
Nov 12, 2020
Q3 2020
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-100Closed |
$5.84K - $7.62K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Seascape Capital Management
Portsmouth, NH |
SELL
|
- |
-13.8KClosed |
$804K - $1.05M
|
0
$0
|
|