Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2019
Q1 2019
|
Richard Bernstein Advisors LLC
|
SELL
|
- |
-44.6KClosed |
$3.4M - $3.79M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-34.3KClosed |
$2.61M - $2.92M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-219Closed |
$16.7K - $18.6K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-346Closed |
$26.4K - $29.4K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-1.11KClosed |
$84.6K - $94.4K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Brandywine Oak Private Wealth LLC
|
SELL
|
- |
-1.09KClosed |
$82.8K - $92.4K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Karp Capital Management Corp
|
SELL
|
- |
-28Closed |
$2.13K - $2.38K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-226Closed |
$17.2K - $19.2K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Diamond Hill Capital Management Inc
Columbus, OH |
SELL
|
- |
-4.05KClosed |
$308K - $344K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Perennial Advisors, LLC
New York, NY |
SELL
|
- |
-265Closed |
$20.2K - $22.5K
|
0
$0
|
|
|
Apr 26, 2019
Q1 2019
|
K.J. Harrison & Partners Inc
|
SELL
|
- |
-6.5KClosed |
$495K - $552K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ledyard National Bank
|
SELL
|
- |
-4.02KClosed |
$306K - $342K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-100Closed |
$7.62K - $8.5K
|
0
$0
|
|
|
Apr 10, 2019
Q1 2019
|
Canton Hathaway, LLC
|
SELL
|
- |
-75Closed |
$5.71K - $6.37K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Farmers Trust CO
|
SELL
|
- |
-30.7KClosed |
$2.34M - $2.61M
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Washington Trust Bank
|
SELL
|
- |
-124Closed |
$9.44K - $10.5K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jun 13, 2019
Q4 2018
|
Brick & Kyle, Associates
Newtown, PA |
SELL
|
- |
-4.08KClosed |
$288K - $394K
|
0
$0
|
|
|
Feb 21, 2019
Q4 2018
|
Lake Point Wealth Management
|
BUY
|
- |
129New |
$9.13K - $12.5K
|
129
$23.5K
|
|
|
Feb 15, 2019
Q4 2018
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
BUY
|
- |
20+ 1000.0% |
$1.42K - $1.93K
|
22
$4K
|
|
|
Feb 14, 2019
Q4 2018
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-17Closed |
$1.2K - $1.64K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-923Closed |
$65.3K - $89.3K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-204Closed |
$14.4K - $19.7K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Analyst Ims Investment Management Services Ltd.
|
SELL
|
- |
-1.44KClosed |
$102K - $139K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-2.53KClosed |
$179K - $245K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-19.4KClosed |
$1.38M - $1.88M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Westover Capital Advisors, LLC
Wilmington, DE |
SELL
|
- |
-14KClosed |
$990K - $1.35M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-346KClosed |
$24.5M - $33.5M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Endeavour Capital Advisors Inc
Greenwich, CT |
SELL
|
- |
-60KClosed |
$4.25M - $5.8M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Rmb Capital Management, LLC
|
SELL
|
- |
-2.21KClosed |
$156K - $214K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Rmb Capital Management, LLC
|
SELL
|
PUT |
-234KClosed |
$16.6M - $22.6M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-3.16KClosed |
$224K - $306K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-3.12KClosed |
$221K - $302K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Fund Evaluation Group, LLC
Cincinnati, OH |
SELL
|
- |
-14.2KClosed |
$1M - $1.37M
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-470Closed |
$33.3K - $45.5K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Zwj Investment Counsel Inc
|
SELL
|
- |
-2.13KClosed |
$151K - $206K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-9.19KClosed |
$650K - $888K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Agf Investments LLC
Boston, MA |
SELL
|
- |
-106Closed |
$7.5K - $10.3K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-70Closed |
$4.95K - $6.77K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Spinnaker Trust
|
SELL
|
- |
-2.53KClosed |
$179K - $244K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-250Closed |
$17.7K - $24.2K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Financial Advantage, Inc.
|
BUY
|
- |
197New |
$13.9K - $19.1K
|
197
$35.8K
|
|
|
Jan 29, 2019
Q4 2018
|
Lee Financial Group Hawaii, Inc.
Honolulu, HI |
SELL
|
- |
-10.2KClosed |
$721K - $985K
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Legacy Bridge, LLC
|
BUY
|
- |
110New |
$7.79K - $10.6K
|
110
$20K
|
|
|
Jan 22, 2019
Q4 2018
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-750Closed |
$53.1K - $72.5K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
O'Brien Wealth Partners LLC
|
SELL
|
- |
-33Closed |
$2.34K - $3.19K
|
0
$0
|
|
|
Jan 16, 2019
Q4 2018
|
Douglass Winthrop Advisors, LLC
New York, NY |
SELL
|
- |
-4.5KClosed |
$319K - $435K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Monument Capital Management
|
SELL
|
- |
-18Closed |
$1.27K - $1.74K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-2.11KClosed |
$149K - $204K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-347Closed |
$24.6K - $33.6K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Martin & CO Inc
Knoxville, TN |
SELL
|
- |
-2.2KClosed |
$204K - $222K
|
0
$0
|
|