Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2023
Q3 2023
|
Advisor Shares Investments LLC
Bethesda, MD |
SELL
|
- |
-3.18K- 46.43% |
$304K - $376K
|
3.67K
$821K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
SELL
|
- |
-4- 0.92% |
$382 - $472
|
433
$96.7K
|
|
|
Nov 02, 2023
Q3 2023
|
Duality Advisers, LP
Miami, FL |
BUY
|
- |
17.3KNew |
$1.65M - $2.04M
|
17.3K
$3.86M
|
|
|
Oct 26, 2023
Q3 2023
|
Macroview Investment Management LLC
|
BUY
|
- |
3New |
$286 - $354
|
3
$670
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
2.65K+ 11.29% |
$253K - $313K
|
26.2K
$5.84M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
22+ 0.56% |
$2.1K - $2.6K
|
3.93K
$879K
|
|
|
Oct 24, 2023
Q3 2023
|
Pfg Private Wealth Management, LLC
|
SELL
|
- |
-598- 64.93% |
$57.1K - $70.5K
|
323
$72.2K
|
|
|
Oct 24, 2023
Q3 2023
|
Union Savings Bank
Litchfield, CT |
BUY
|
- |
106New |
$10.1K - $12.5K
|
106
$23.7K
|
|
|
Oct 20, 2023
Q3 2023
|
Steward Financial Group LLC
|
SELL
|
- |
-3- 3.06% |
$286 - $354
|
95
$21.2K
|
|
|
Oct 19, 2023
Q3 2023
|
Investment Research & Advisory Group, Inc.
|
BUY
|
- |
200New |
$19.1K - $23.6K
|
200
$44.7K
|
|
|
Oct 13, 2023
Q3 2023
|
Gibraltar Capital Management, Inc.
|
SELL
|
- |
-53- 0.79% |
$5.06K - $6.25K
|
6.67K
$1.49M
|
|
|
Oct 13, 2023
Q3 2023
|
Armstrong Shaw Associates Inc
|
SELL
|
- |
-1K- 5.23% |
$95.5K - $118K
|
18.1K
$4.05M
|
|
|
Oct 10, 2023
Q3 2023
|
Indiana Trust & Investment Management CO
|
BUY
|
- |
32New |
$3.06K - $3.77K
|
32
$7.15K
|
|
|
Oct 10, 2023
Q3 2023
|
Founders Capital Management
|
BUY
|
- |
132New |
$12.6K - $15.6K
|
132
$29.5K
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
281+ 8.69% |
$26.8K - $33.1K
|
3.51K
$785K
|
|
| Q2 2023 | |||||||
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-8.31K- 37.97% |
$712K - $945K
|
13.6K
$3.03M
|
|
|
Aug 25, 2023
Q2 2023
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
SELL
|
- |
-9- 0.09% |
$771 - $1.02K
|
9.9K
$2.21M
|
|
|
Aug 15, 2023
Q2 2023
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
BUY
|
- |
1.16KNew |
$99.4K - $132K
|
1.16K
$259K
|
|
|
Aug 14, 2023
Q2 2023
|
Summit Partners Public Asset Management, LLC
Boston, MA |
BUY
|
PUT |
200KNew |
$17.1M - $22.7M
|
200K
$44.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
20+ 0.62% |
$1.71K - $2.27K
|
3.23K
$722K
|
|
|
Aug 14, 2023
Q2 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
SELL
|
- |
-126K- 99.87% |
$10.8M - $14.3M
|
158
$35.3K
|
|
|
Aug 14, 2023
Q2 2023
|
Nippon Life Global Investors Americas, Inc.
|
BUY
|
- |
12.9KNew |
$1.11M - $1.47M
|
12.9K
$2.89M
|
|
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
SELL
|
- |
-5.03K- 44.65% |
$431K - $572K
|
6.24K
$1.39M
|
|
|
Aug 14, 2023
Q2 2023
|
Weiss Multi Strategy Advisers LLC
New York, NY |
SELL
|
- |
-26.9K- 62.67% |
$2.3M - $3.06M
|
16K
$3.58M
|
|
|
Aug 14, 2023
Q2 2023
|
Hbk Investments L P
Dallas, TX |
BUY
|
PUT |
6.1KNew |
$522K - $693K
|
6.1K
$1.36M
|
|
|
Aug 14, 2023
Q2 2023
|
Point72 Europe (London) LLP
London, X0 |
BUY
|
PUT |
100KNew |
$8.56M - $11.4M
|
100K
$22.3M
|
|
|
Aug 14, 2023
Q2 2023
|
Cantor Fitzgerald, L. P.
New York, NY |
SELL
|
- |
-2.4K- 11.26% |
$205K - $272K
|
18.9K
$4.22M
|
|
|
Aug 14, 2023
Q2 2023
|
Tang Capital Management LLC
San Diego, CA |
SELL
|
- |
-20K- 20.0% |
$1.71M - $2.27M
|
80K
$17.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-405K- 91.19% |
$34.6M - $46M
|
39.1K
$8.74M
|
|
|
Aug 11, 2023
Q2 2023
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-11.7K- 84.04% |
$1M - $1.33M
|
2.22K
$497K
|
|
|
Aug 11, 2023
Q2 2023
|
Royal Capital Wealth Management, LLC
Carmel, IN |
BUY
|
- |
6KNew |
$514K - $682K
|
6K
$1.34M
|
|
|
Aug 11, 2023
Q2 2023
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
155K+ 101.21% |
$13.3M - $17.6M
|
309K
$68.9M
|
|
|
Aug 11, 2023
Q2 2023
|
Wishbone Management, LP
Chicago, IL |
SELL
|
- |
-10K- 1.37% |
$856K - $1.14M
|
720K
$161M
|
|
|
Aug 11, 2023
Q2 2023
|
Kettle Hill Capital Management, LLC
New York, NY |
SELL
|
- |
-6.06K- 9.04% |
$519K - $689K
|
60.9K
$13.6M
|
|
|
Aug 10, 2023
Q2 2023
|
Pictet Asset Management Sa
Geneva 73, V8 |
BUY
|
- |
2.49K+ 1.59% |
$213K - $283K
|
158K
$35.4M
|
|
|
Aug 10, 2023
Q2 2023
|
True North Advisors, LLC
|
SELL
|
- |
-16K- 66.66% |
$1.37M - $1.82M
|
8K
$1.79M
|
|
|
Aug 09, 2023
Q2 2023
|
Rock Creek Group, LP
|
BUY
|
- |
44New |
$3.77K - $5K
|
44
$9.83K
|
|
|
Aug 09, 2023
Q2 2023
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-194- 40.08% |
$16.6K - $22K
|
290
$64.8K
|
|
|
Aug 09, 2023
Q2 2023
|
Cherry Tree Wealth Management, LLC
Minnetonka, MN |
BUY
|
- |
8New |
$685 - $909
|
8
$1.79K
|
|
|
Aug 09, 2023
Q2 2023
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-59- 0.56% |
$5.05K - $6.71K
|
10.5K
$2.34M
|
|
|
Aug 08, 2023
Q2 2023
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-300- 59.88% |
$25.7K - $34.1K
|
201
$44.9K
|
|
|
Aug 07, 2023
Q2 2023
|
Safeguard Financial, LLC
|
BUY
|
- |
90New |
$7.71K - $10.2K
|
90
$20.1K
|
|
|
Aug 04, 2023
Q2 2023
|
Adell Harriman & Carpenter Inc
|
SELL
|
- |
-832- 26.78% |
$71.2K - $94.6K
|
2.28K
$508K
|
|
|
Aug 03, 2023
Q2 2023
|
Northwest Capital Management Inc
|
BUY
|
- |
2New |
$171 - $227
|
2
$447
|
|
|
Aug 02, 2023
Q2 2023
|
Houlihan Financial Resource Group, Ltd.
Ashburn, VA |
BUY
|
- |
19KNew |
$1.63M - $2.16M
|
19K
$4.24M
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-15.3K- 94.29% |
$1.31M - $1.74M
|
926
$207K
|
|
|
Jul 31, 2023
Q2 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-1.61K- 8.22% |
$138K - $183K
|
18K
$4.01M
|
|
|
Jul 31, 2023
Q2 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
54+ 180.0% |
$4.62K - $6.14K
|
84
$18.8K
|
|
|
Jul 27, 2023
Q2 2023
|
Carson Advisory Inc.
|
BUY
|
- |
2.25KNew |
$192K - $255K
|
2.25K
$502K
|
|
|
Jul 27, 2023
Q2 2023
|
Horan Securities, Inc.
|
SELL
|
- |
-38- 97.44% |
$3.25K - $4.32K
|
1
$223
|
|