Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2019
Q3 2019
|
F3 Logic, LLC
|
SELL
|
- |
-2.94KClosed |
$244K - $288K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-2.44KClosed |
$203K - $240K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Parkside Investments, LLC
|
SELL
|
- |
-3KClosed |
$249K - $294K
|
0
$0
|
|
|
Oct 29, 2019
Q3 2019
|
Beacon Investment Advisory Services, Inc.
|
SELL
|
- |
-2.63KClosed |
$219K - $258K
|
0
$0
|
|
|
Oct 29, 2019
Q3 2019
|
Selective Wealth Management, Inc.
|
BUY
|
- |
200New |
$16.6K - $19.6K
|
200
$38.2K
|
|
|
Oct 24, 2019
Q3 2019
|
Cottage Street Advisors LLC
|
SELL
|
- |
-5.1KClosed |
$424K - $500K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-5.34KClosed |
$444K - $524K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-1.49KClosed |
$124K - $147K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Oct 07, 2022
Q2 2019
|
Bizma Investimentos Ltda
Sao Paulo, D5 |
SELL
|
- |
-2.02MClosed |
$171M - $190M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Credit Agricole S A
|
SELL
|
PUT |
-35KClosed |
$2.96M - $3.3M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-9Closed |
$760 - $848
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-22Closed |
$1.86K - $2.07K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Prw Wealth Management LLC
|
SELL
|
- |
-52Closed |
$4.39K - $4.9K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-1.2KClosed |
$101K - $113K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-280Closed |
$23.7K - $26.4K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Paragon Capital Management LLC
Overland Park, KS |
SELL
|
- |
-35Closed |
$2.96K - $3.3K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Buffington Mohr Mc Neal
|
SELL
|
- |
-184Closed |
$15.5K - $17.3K
|
0
$0
|
|
|
Jul 30, 2019
Q2 2019
|
First National Corp
|
SELL
|
- |
-1.5KClosed |
$127K - $141K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Boston Common Asset Management, LLC
Boston, MA |
SELL
|
- |
-3.3KClosed |
$279K - $311K
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
Cambiar Investors LLC
|
SELL
|
- |
-359KClosed |
$30.3M - $33.8M
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-73Closed |
$6.17K - $6.88K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Weybosset Research & Management LLC
|
SELL
|
- |
-42.2KClosed |
$3.56M - $3.97M
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-1.05KClosed |
$88.5K - $98.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-2.15KClosed |
$163K - $182K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
200New |
$15.2K - $17K
|
200
$38.2K
|
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-1.11KClosed |
$84.6K - $94.4K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Annex Advisory Services, LLC
|
SELL
|
- |
-29.3KClosed |
$2.23M - $2.49M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Guardian Capital LP
Toronto, A6 |
SELL
|
- |
-5.8KClosed |
$441K - $492K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Elm Ridge Management, LLC
Briarcliff Manor, NY |
SELL
|
- |
-49KClosed |
$3.74M - $4.17M
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Patten Group, Inc.
|
SELL
|
- |
-130Closed |
$9.9K - $11K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Cove Street Capital, LLC
El Segundo, CA |
SELL
|
- |
-200Closed |
$15.2K - $17K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Sg3 Management, LLC
Dorado, PR |
BUY
|
PUT |
110KNew |
$8.38M - $9.35M
|
110K
$21M
|
|
|
May 13, 2019
Q1 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-34.3KClosed |
$2.61M - $2.92M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-219Closed |
$16.7K - $18.6K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-346Closed |
$26.4K - $29.4K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-1.11KClosed |
$84.6K - $94.4K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Karp Capital Management Corp
|
SELL
|
- |
-28Closed |
$2.13K - $2.38K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-226Closed |
$17.2K - $19.2K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Perennial Advisors, LLC
New York, NY |
SELL
|
- |
-265Closed |
$20.2K - $22.5K
|
0
$0
|
|
|
Apr 26, 2019
Q1 2019
|
K.J. Harrison & Partners Inc
|
SELL
|
- |
-6.5KClosed |
$495K - $552K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ledyard National Bank
|
SELL
|
- |
-4.02KClosed |
$306K - $342K
|
0
$0
|
|
|
Apr 10, 2019
Q1 2019
|
Canton Hathaway, LLC
|
SELL
|
- |
-75Closed |
$5.71K - $6.37K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Farmers Trust CO
|
SELL
|
- |
-30.7KClosed |
$2.34M - $2.61M
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Washington Trust Bank
|
SELL
|
- |
-124Closed |
$9.44K - $10.5K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jun 13, 2019
Q4 2018
|
Brick & Kyle, Associates
Newtown, PA |
SELL
|
- |
-4.08KClosed |
$288K - $394K
|
0
$0
|
|
|
Feb 21, 2019
Q4 2018
|
Lake Point Wealth Management
|
BUY
|
- |
129New |
$9.13K - $12.5K
|
129
$24.6K
|
|
|
Feb 15, 2019
Q4 2018
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
BUY
|
- |
20+ 1000.0% |
$1.42K - $1.93K
|
22
$4.2K
|
|
|
Feb 14, 2019
Q4 2018
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-17Closed |
$1.2K - $1.64K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-923Closed |
$65.3K - $89.3K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-204Closed |
$14.4K - $19.7K
|
0
$0
|
|