Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2021
Q3 2021
|
Canal Capital Management, LLC
|
BUY
|
- |
64+ 0.67% |
$9.76K - $11.4K
|
9.63K
$1.84M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
64+ 1.36% |
$9.76K - $11.4K
|
4.76K
$910K
|
|
|
Nov 15, 2021
Q3 2021
|
Peddock Capital Advisors, LLC
|
BUY
|
- |
64+ 0.57% |
$9.76K - $11.4K
|
11.3K
$2.16M
|
|
|
Oct 21, 2021
Q3 2021
|
Gateway Advisory, LLC
Westfield, NJ |
BUY
|
- |
63+ 2.17% |
$9.6K - $11.2K
|
2.97K
$567K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
58+ 0.39% |
$8.84K - $10.3K
|
14.8K
$2.83M
|
|
|
Nov 10, 2021
Q3 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
58+ 4.37% |
$8.84K - $10.3K
|
1.39K
$264K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
56+ 1.24% |
$8.54K - $9.95K
|
4.57K
$872K
|
|
|
Nov 12, 2021
Q3 2021
|
Evermay Wealth Management LLC
Arlington, VA |
BUY
|
- |
54+ 6.14% |
$8.23K - $9.6K
|
934
$178K
|
|
|
Oct 12, 2021
Q3 2021
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
53+ 3.74% |
$8.08K - $9.42K
|
1.47K
$281K
|
|
|
Oct 12, 2021
Q3 2021
|
First Hawaiian Bank
|
BUY
|
- |
52+ 1.66% |
$7.93K - $9.24K
|
3.19K
$609K
|
|
|
Oct 29, 2021
Q3 2021
|
Pointe Capital Management LLC
|
BUY
|
- |
51+ 1.77% |
$7.78K - $9.06K
|
2.93K
$559K
|
|
|
Oct 29, 2021
Q3 2021
|
Twin Capital Management Inc
|
BUY
|
- |
50+ 0.9% |
$7.62K - $8.89K
|
5.59K
$1.07M
|
|
|
Nov 12, 2021
Q3 2021
|
Mitsubishi Ufj Morgan Stanley Securities Co., Ltd.
|
BUY
|
- |
50+ 250.0% |
$7.62K - $8.89K
|
70
$13.4K
|
|
|
Nov 12, 2021
Q3 2021
|
First National Bank Of Omaha
Omaha, NE |
BUY
|
- |
50+ 2.86% |
$7.62K - $8.89K
|
1.8K
$343K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
49+ 0.64% |
$7.47K - $8.71K
|
7.71K
$1.47M
|
|
|
Nov 10, 2021
Q3 2021
|
Bank Pictet & Cie (Asia) LTD
|
BUY
|
- |
49+ 0.54% |
$7.47K - $8.71K
|
9.12K
$1.74M
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
47+ 1.21% |
$7.17K - $8.35K
|
3.95K
$754K
|
|
|
Oct 21, 2021
Q3 2021
|
Hanson & Doremus Investment Management
|
BUY
|
- |
47+ 12.47% |
$7.17K - $8.35K
|
424
$81K
|
|
|
Nov 12, 2021
Q3 2021
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
45+ 145.16% |
$6.86K - $8K
|
76
$14.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
44+ 1.62% |
$6.71K - $7.82K
|
2.76K
$527K
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
BUY
|
- |
44+ 5.12% |
$6.71K - $7.82K
|
904
$173K
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
44+ 2.38% |
$6.71K - $7.82K
|
1.9K
$362K
|
|
|
Nov 12, 2021
Q3 2021
|
Mv Capital Management, Inc.
|
BUY
|
- |
44+ 50.0% |
$6.71K - $7.82K
|
132
$25.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
43+ 1.65% |
$6.56K - $7.64K
|
2.65K
$506K
|
|
|
Nov 08, 2021
Q3 2021
|
Clari Vest Asset Management LLC
San Diego, CA |
BUY
|
- |
42+ 135.48% |
$6.4K - $7.46K
|
73
$13.9K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
40+ 33.33% |
$6.1K - $7.11K
|
160
$30.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Trinity Point Wealth, LLC
|
BUY
|
- |
38+ 0.13% |
$5.79K - $6.75K
|
30.2K
$5.76M
|
|
|
Oct 20, 2021
Q3 2021
|
Venture Visionary Partners LLC
|
BUY
|
- |
37+ 0.51% |
$5.64K - $6.58K
|
7.23K
$1.38M
|
|
|
Nov 30, 2021
Q3 2021
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
37+ 0.43% |
$5.64K - $6.58K
|
8.73K
$1.67M
|
|
|
Nov 04, 2021
Q3 2021
|
Hancock Whitney Corp
|
BUY
|
- |
36+ 0.94% |
$5.49K - $6.4K
|
3.86K
$738K
|
|
|
Nov 08, 2021
Q3 2021
|
Trustcore Financial Services, LLC
|
BUY
|
- |
36+ 11.11% |
$5.49K - $6.4K
|
360
$68.7K
|
|
|
Oct 18, 2021
Q3 2021
|
Nbt Bank N A
|
BUY
|
- |
35+ 2.58% |
$5.34K - $6.22K
|
1.39K
$265K
|
|
|
Oct 05, 2021
Q3 2021
|
Ibm Retirement Fund
|
BUY
|
- |
34+ 0.27% |
$5.18K - $6.04K
|
12.7K
$2.43M
|
|
|
Nov 12, 2021
Q3 2021
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
33+ 2.5% |
$5.03K - $5.87K
|
1.35K
$258K
|
|
|
Oct 20, 2021
Q3 2021
|
Guidance Point Advisors, LLC
|
BUY
|
- |
33New |
$5.03K - $5.87K
|
33
$6.3K
|
|
|
Oct 05, 2021
Q3 2021
|
Fulton Bank, N.A.
|
BUY
|
- |
32+ 0.2% |
$4.88K - $5.69K
|
16.3K
$3.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
31+ 1.07% |
$4.73K - $5.51K
|
2.94K
$561K
|
|
|
Nov 12, 2021
Q3 2021
|
Oarsman Capital, Inc.
Milwaukee, WI |
BUY
|
- |
30+ 0.19% |
$4.57K - $5.33K
|
15.5K
$2.96M
|
|
|
Oct 12, 2021
Q3 2021
|
Wesbanco Bank Inc
|
BUY
|
- |
30+ 1.46% |
$4.57K - $5.33K
|
2.09K
$398K
|
|
|
Nov 12, 2021
Q3 2021
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
28+ 1.14% |
$4.27K - $4.98K
|
2.48K
$473K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
BUY
|
- |
28+ 1.72% |
$4.27K - $4.98K
|
1.66K
$316K
|
|
|
Nov 08, 2021
Q3 2021
|
Midwest Professional Planners, Ltd.
Wausau, WI |
BUY
|
- |
28+ 0.27% |
$4.27K - $4.98K
|
10.3K
$1.96M
|
|
|
Nov 10, 2021
Q3 2021
|
Pitcairn CO
Jenkintown, PA |
BUY
|
- |
26+ 0.56% |
$3.96K - $4.62K
|
4.65K
$889K
|
|
|
Oct 13, 2021
Q3 2021
|
Hollencrest Capital Management
|
BUY
|
- |
26+ 0.44% |
$3.96K - $4.62K
|
5.93K
$1.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
25+ 15.63% |
$3.81K - $4.44K
|
185
$35.3K
|
|
|
Nov 10, 2021
Q3 2021
|
Capital Management Associates
New York, NY |
BUY
|
- |
25+ 0.25% |
$3.81K - $4.44K
|
9.89K
$1.89M
|
|
|
Nov 02, 2021
Q3 2021
|
Bridgewater Advisors Inc.
|
BUY
|
- |
24+ 1.27% |
$3.66K - $4.27K
|
1.91K
$365K
|
|
|
Oct 28, 2021
Q3 2021
|
Montecito Bank & Trust
|
BUY
|
- |
23+ 0.34% |
$3.51K - $4.09K
|
6.78K
$1.29M
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
23+ 1.73% |
$3.51K - $4.09K
|
1.35K
$258K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
23+ 0.1% |
$3.51K - $4.09K
|
23.4K
$4.47M
|