Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
2.35KNew |
$359K - $418K
|
2.35K
$438K
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
2.35KNew |
$358K - $417K
|
2.35K
$437K
|
|
Nov 02, 2021
Q3 2021
|
Center Star Asset Management, LLC
|
BUY
|
- |
2.31K+ 141.85% |
$351K - $410K
|
3.93K
$731K
|
|
Nov 15, 2021
Q3 2021
|
Quantamental Technologies LLC
White Plains, NY |
BUY
|
- |
2.27KNew |
$346K - $403K
|
2.27K
$422K
|
|
Nov 12, 2021
Q3 2021
|
Stevens Capital Management LP
Radnor, PA |
BUY
|
- |
2.17K+ 56.81% |
$331K - $385K
|
5.98K
$1.11M
|
|
Nov 02, 2021
Q3 2021
|
Magnolia Capital Management LTD
|
BUY
|
- |
2KNew |
$305K - $355K
|
2K
$372K
|
|
Nov 15, 2021
Q3 2021
|
Lowe Brockenbrough & CO Inc
|
BUY
|
- |
1.99K+ 48.27% |
$303K - $353K
|
6.1K
$1.13M
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
1.89KNew |
$288K - $336K
|
1.89K
$351K
|
|
Oct 12, 2021
Q3 2021
|
Altfest L J & CO Inc
|
BUY
|
- |
1.88KNew |
$287K - $335K
|
1.88K
$351K
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.86K+ 1.98% |
$284K - $331K
|
95.9K
$17.8M
|
|
Mar 21, 2022
Q3 2021
|
Humankind Investments LLC
|
BUY
|
- |
1.86KNew |
$283K - $330K
|
1.86K
$346K
|
|
Oct 08, 2021
Q3 2021
|
Veriti Management LLC
|
BUY
|
- |
1.85K+ 17.76% |
$283K - $330K
|
12.3K
$2.29M
|
|
Nov 12, 2021
Q3 2021
|
Titan Capital Management, LLC
|
BUY
|
- |
1.85KNew |
$281K - $328K
|
1.85K
$343K
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
1.84K+ 0.31% |
$281K - $327K
|
593K
$110M
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
1.78K+ 9.87% |
$272K - $317K
|
19.8K
$3.69M
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
BUY
|
- |
1.74K+ 55.83% |
$266K - $310K
|
4.86K
$905K
|
|
Oct 12, 2021
Q3 2021
|
Legacy Private Trust Co.
|
BUY
|
- |
1.73K+ 9.2% |
$264K - $308K
|
20.6K
$3.82M
|
|
Nov 15, 2021
Q3 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
1.72KNew |
$261K - $305K
|
1.72K
$319K
|
|
Nov 10, 2021
Q3 2021
|
Argi Investment Services, LLC
|
BUY
|
- |
1.69KNew |
$258K - $301K
|
1.69K
$315K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
1.69K+ 2.18% |
$258K - $300K
|
79.1K
$14.7M
|
|
Nov 15, 2021
Q3 2021
|
Kore Private Wealth LLC
New York, NY |
BUY
|
- |
1.69KNew |
$257K - $299K
|
1.69K
$313K
|
|
Nov 12, 2021
Q3 2021
|
Wealth Alliance
Mellville, NY |
BUY
|
- |
1.66KNew |
$253K - $295K
|
1.66K
$308K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.65K+ 5.44% |
$252K - $294K
|
32K
$5.96M
|
|
Oct 28, 2021
Q3 2021
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
BUY
|
- |
1.65K+ 298.37% |
$252K - $293K
|
2.2K
$410K
|
|
Oct 20, 2021
Q3 2021
|
Clear Street Markets LLC
|
BUY
|
- |
1.62K+ 46.55% |
$247K - $288K
|
5.1K
$949K
|
|
Nov 09, 2021
Q3 2021
|
Ieq Capital, LLC
|
BUY
|
- |
1.6K+ 41.54% |
$244K - $284K
|
5.45K
$1.01M
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
1.58KNew |
$241K - $281K
|
1.58K
$294K
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
1.58K+ 22.74% |
$240K - $280K
|
8.51K
$1.58M
|
|
Nov 16, 2021
Q3 2021
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
1.55K+ 54.67% |
$237K - $276K
|
4.39K
$817K
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
1.53K+ 6.16% |
$234K - $272K
|
26.4K
$4.92M
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.53K+ 2737.5% |
$234K - $272K
|
1.59K
$296K
|
|
Nov 16, 2021
Q3 2021
|
Campion Asset Management
|
BUY
|
- |
1.53KNew |
$233K - $272K
|
1.53K
$285K
|
|
Nov 09, 2021
Q3 2021
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
1.51K+ 25.06% |
$231K - $269K
|
7.55K
$1.4M
|
|
Nov 03, 2021
Q3 2021
|
Stanley Laman Group, Ltd.
Berwyn, PA |
BUY
|
- |
1.5K+ 13.68% |
$229K - $267K
|
12.5K
$2.32M
|
|
Nov 12, 2021
Q3 2021
|
Mainstay Capital Management LLC
|
BUY
|
- |
1.5KNew |
$229K - $267K
|
1.5K
$279K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.48K+ 24.84% |
$225K - $263K
|
7.43K
$1.38M
|
|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
1.46K+ 17.41% |
$223K - $260K
|
9.86K
$1.83M
|
|
Oct 13, 2021
Q3 2021
|
Chicago Trust CO Na
|
BUY
|
- |
1.43KNew |
$218K - $254K
|
1.43K
$266K
|
|
Nov 02, 2021
Q3 2021
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
1.42KNew |
$216K - $252K
|
1.42K
$264K
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
1.41K+ 44.2% |
$216K - $251K
|
4.61K
$858K
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
1.41K+ 0.96% |
$215K - $250K
|
147K
$27.4M
|
|
Nov 08, 2021
Q3 2021
|
Marcum Wealth, LLC
|
BUY
|
- |
1.4KNew |
$214K - $249K
|
1.4K
$261K
|
|
Nov 10, 2021
Q3 2021
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
1.4KNew |
$213K - $249K
|
1.4K
$260K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.39K+ 11.7% |
$211K - $246K
|
13.2K
$2.46M
|
|
Oct 27, 2021
Q3 2021
|
Simon Quick Advisors, LLC
|
BUY
|
- |
1.37K+ 781.14% |
$208K - $243K
|
1.54K
$287K
|
|
Nov 09, 2021
Q3 2021
|
Norinchukin Bank, The
Tokyo, M0 |
BUY
|
- |
1.37K+ 9.92% |
$208K - $243K
|
15.1K
$2.81M
|
|
Nov 01, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
1.33KNew |
$203K - $237K
|
1.33K
$248K
|
|
Nov 15, 2021
Q3 2021
|
Mirabella Financial Services LLP
London, X0 |
BUY
|
- |
1.33K+ 7.8% |
$203K - $237K
|
18.4K
$3.42M
|
|
Oct 04, 2021
Q3 2021
|
Thomasville National Bank
|
BUY
|
- |
1.3K+ 0.72% |
$198K - $231K
|
182K
$33.9M
|
|
Oct 29, 2021
Q3 2021
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
BUY
|
- |
1.29KNew |
$197K - $229K
|
1.29K
$240K
|