Purchases and Sales Made in Q3 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Wbi Investments, Inc.
|
BUY
|
- |
11.9KNew |
$1.82M - $2.12M
|
11.9K
$2.22M
|
|
|
Oct 29, 2021
Q3 2021
|
Vontobel Holding Ltd.
|
BUY
|
- |
11.7K+ 63.5% |
$1.79M - $2.09M
|
30.2K
$5.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Edgestream Partners, L.P.
Princeton, NJ |
BUY
|
- |
11.7KNew |
$1.79M - $2.08M
|
11.7K
$2.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
11.3KNew |
$1.73M - $2.01M
|
11.3K
$2.11M
|
|
|
Mar 07, 2022
Q3 2021
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
BUY
|
- |
10.7KNew |
$1.63M - $1.9M
|
10.7K
$1.99M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
10.5K+ 19.22% |
$1.6M - $1.86M
|
64.9K
$12.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Achmea Investment Management B.V.
|
BUY
|
- |
10.5K+ 60.89% |
$1.59M - $1.86M
|
27.6K
$5.14M
|
|
|
Oct 18, 2021
Q3 2021
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
10.2K+ 6.16% |
$1.56M - $1.82M
|
176K
$32.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Empowered Funds, LLC
|
BUY
|
- |
10.2KNew |
$1.55M - $1.81M
|
10.2K
$1.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Arabesque Asset Management LTD
London, X0 |
BUY
|
- |
10.2KNew |
$1.55M - $1.81M
|
10.2K
$1.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
10.2K+ 8.29% |
$1.55M - $1.81M
|
133K
$24.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Ejf Capital LLC
Arlington, VA |
BUY
|
- |
9.7K+ 38.25% |
$1.48M - $1.72M
|
35.1K
$6.52M
|
|
|
Nov 10, 2021
Q3 2021
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
BUY
|
- |
9.44K+ 25.26% |
$1.44M - $1.68M
|
46.8K
$8.71M
|
|
|
Oct 22, 2021
Q3 2021
|
Ferguson Wellman Capital Management, Inc
|
BUY
|
- |
9.28K+ 6.72% |
$1.41M - $1.65M
|
147K
$27.4M
|
|
|
Nov 10, 2021
Q3 2021
|
Prudential PLC
London, England, X0 |
BUY
|
- |
8.65K+ 90.15% |
$1.32M - $1.54M
|
18.2K
$3.39M
|
|
|
Nov 05, 2021
Q3 2021
|
Xponance, Inc.
|
BUY
|
- |
8.41K+ 33.64% |
$1.28M - $1.49M
|
33.4K
$6.22M
|
|
|
Nov 05, 2021
Q3 2021
|
Core Alternative Capital
|
BUY
|
- |
8.28K+ 24.56% |
$1.26M - $1.47M
|
42K
$7.81M
|
|
|
Nov 12, 2021
Q3 2021
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
BUY
|
- |
8.1K+ 3.5% |
$1.23M - $1.44M
|
240K
$44.6M
|
|
|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
8.01K+ 1130.65% |
$1.22M - $1.42M
|
8.71K
$1.62M
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
7.81K+ 8.59% |
$1.19M - $1.39M
|
98.7K
$18.4M
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
7.69K+ 395.47% |
$1.17M - $1.37M
|
9.63K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Redwood Investment Management, LLC
Scottsdale, AZ |
BUY
|
- |
7.61KNew |
$1.16M - $1.35M
|
7.61K
$1.42M
|
|
|
Nov 16, 2021
Q3 2021
|
Kiwi Wealth Investments Limited Partnership
Wellington, Q2 |
BUY
|
- |
7.49KNew |
$1.14M - $1.33M
|
7.49K
$1.39M
|
|
|
Nov 09, 2021
Q3 2021
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
7.27K+ 8.34% |
$1.11M - $1.29M
|
94.5K
$17.6M
|
|
|
Oct 18, 2021
Q3 2021
|
Heartland Bank & Trust CO
|
BUY
|
- |
6.93KNew |
$1.06M - $1.23M
|
6.93K
$1.29M
|
|
|
Oct 12, 2021
Q3 2021
|
Pensionfund Dsm Netherlands
|
BUY
|
- |
6.9KNew |
$1.05M - $1.23M
|
6.9K
$1.28M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
6.81K+ 21.55% |
$1.04M - $1.21M
|
38.4K
$7.15M
|
|
|
Oct 14, 2021
Q3 2021
|
Wespac Advisors, LLC
|
BUY
|
- |
6.78K+ 193.72% |
$1.03M - $1.21M
|
10.3K
$1.91M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.47K+ 1.41% |
$987K - $1.15M
|
466K
$86.7M
|
|
|
Oct 19, 2021
Q3 2021
|
Ballew Advisors, Inc
|
BUY
|
- |
6.46KNew |
$985K - $1.15M
|
6.46K
$1.2M
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
6.36K+ 0.87% |
$970K - $1.13M
|
734K
$137M
|
|
|
Nov 15, 2021
Q3 2021
|
Siemens Fonds Invest Gmb H
Munich, 2M |
BUY
|
- |
6.35KNew |
$969K - $1.13M
|
6.35K
$1.18M
|
|
|
Nov 10, 2021
Q3 2021
|
Massachusetts Financial Services CO
Boston, MA |
BUY
|
- |
6.32KNew |
$963K - $1.12M
|
6.32K
$1.18M
|
|
|
Nov 03, 2021
Q3 2021
|
Bfsg, LLC
|
BUY
|
- |
6.25KNew |
$953K - $1.11M
|
6.25K
$1.16M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
6.16K+ 7.75% |
$939K - $1.09M
|
85.7K
$15.9M
|
|
|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
6.05K+ 10.0% |
$922K - $1.07M
|
66.5K
$12.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
6.01K+ 14.4% |
$916K - $1.07M
|
47.7K
$8.88M
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
5.99K+ 244.17% |
$914K - $1.06M
|
8.45K
$1.57M
|
|
|
Nov 12, 2021
Q3 2021
|
Friess Associates LLC
Greenville, DE |
BUY
|
- |
5.93KNew |
$905K - $1.05M
|
5.93K
$1.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
5.79K+ 198.66% |
$883K - $1.03M
|
8.71K
$1.62M
|
|
|
Nov 04, 2021
Q3 2021
|
Cookson Peirce & CO Inc
|
BUY
|
- |
5.63K+ 18.27% |
$859K - $1M
|
36.5K
$6.78M
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
BUY
|
- |
5.44K+ 33.14% |
$830K - $968K
|
21.9K
$4.07M
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
BUY
|
- |
5.4K+ 4.68% |
$824K - $960K
|
121K
$22.5M
|
|
|
Nov 08, 2021
Q3 2021
|
Los Angeles Capital Management LLC
|
BUY
|
- |
5.39K+ 1.11% |
$821K - $957K
|
492K
$91.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.33K+ 23.52% |
$812K - $947K
|
28K
$5.21M
|
|
|
Nov 10, 2021
Q3 2021
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
5.24K+ 18.48% |
$798K - $931K
|
33.6K
$6.25M
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
5.14K+ 42.7% |
$784K - $914K
|
17.2K
$3.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
5.12KNew |
$780K - $909K
|
5.12K
$952K
|
|
|
Oct 06, 2021
Q3 2021
|
First National Bank Of Mount Dora, Trust Investment Services
|
BUY
|
- |
4.91K+ 14.61% |
$748K - $872K
|
38.5K
$7.17M
|
|
|
Mar 22, 2023
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
BUY
|
- |
4.9K+ 4.68% |
$748K - $871K
|
110K
$20.4M
|