Insider Transactions in Q1 2018 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2018)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 22
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
1,711
-9.72%
|
$165,967
$97.0 P/Share
|
|
Mar 16
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Open market or private sale
|
Direct |
2,194
-5.39%
|
$215,012
$98.19 P/Share
|
|
Mar 08
2018
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,283
-6.03%
|
$517,734
$98.15 P/Share
|
|
Mar 08
2018
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,712
+11.78%
|
-
|
|
Mar 08
2018
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,870
-6.5%
|
$575,260
$98.15 P/Share
|
|
Mar 08
2018
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
13,015
+12.6%
|
-
|
|
Mar 08
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
1,803
-4.24%
|
$176,694
$98.15 P/Share
|
|
Mar 08
2018
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
3,997
+8.59%
|
-
|
|
Mar 08
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,445
-8.2%
|
$631,610
$98.15 P/Share
|
|
Mar 08
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
13,343
+14.52%
|
-
|
|
Mar 08
2018
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
1,368
-4.77%
|
$134,064
$98.15 P/Share
|
|
Mar 08
2018
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
3,033
+9.57%
|
-
|
|
Mar 08
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
630
-1.48%
|
$61,740
$98.15 P/Share
|
|
Mar 08
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,395
+3.18%
|
-
|
|
Mar 08
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
83,093
-2.91%
|
$8,143,114
$98.15 P/Share
|
|
Mar 08
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
184,241
+6.07%
|
-
|
|
Mar 08
2018
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
7,300
-6.29%
|
$715,400
$98.15 P/Share
|
|
Mar 08
2018
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
15,112
+11.52%
|
-
|
|
Mar 08
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
6,619
-9.76%
|
$648,662
$98.15 P/Share
|
|
Mar 08
2018
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
13,704
+16.81%
|
-
|
|
Mar 08
2018
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,576
-5.92%
|
$546,448
$98.15 P/Share
|
|
Mar 08
2018
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
14,170
+13.08%
|
-
|
|
Mar 08
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
1,598
-8.32%
|
$156,604
$98.15 P/Share
|
|
Mar 08
2018
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
3,309
+14.7%
|
-
|
|
Mar 08
2018
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,725
-10.96%
|
$659,050
$98.15 P/Share
|
|
Mar 08
2018
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
12,636
+17.07%
|
-
|
|
Mar 08
2018
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
3,231
-3.52%
|
$316,638
$98.15 P/Share
|
|
Mar 08
2018
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
7,162
+7.23%
|
-
|
|
Mar 01
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Open market or private sale
|
Direct |
10,000
-20.6%
|
$980,000
$98.12 P/Share
|
|
Mar 01
2018
|
Aparna Chennapragada Director |
BUY
Grant, award, or other acquisition
|
Direct |
441
+50.0%
|
-
|
|
Feb 22
2018
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
5,607
-26.08%
|
$543,879
$97.74 P/Share
|
|
Feb 15
2018
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,645
-1.96%
|
$455,210
$98.67 P/Share
|
|
Feb 15
2018
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
16,074
-4.41%
|
$1,591,326
$99.52 P/Share
|
|
Feb 15
2018
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
16,074
+4.2%
|
-
|
|
Feb 15
2018
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,045
-2.09%
|
$494,410
$98.67 P/Share
|
|
Feb 15
2018
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
16,501
-4.44%
|
$1,633,599
$99.52 P/Share
|
|
Feb 15
2018
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
16,501
+4.23%
|
-
|
|
Feb 15
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
3,889
-2.53%
|
$381,122
$98.67 P/Share
|
|
Feb 15
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
13,013
-5.28%
|
$1,288,287
$99.52 P/Share
|
|
Feb 15
2018
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
13,013
+4.91%
|
-
|
|
Feb 15
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
5,573
-2.7%
|
$546,154
$98.67 P/Share
|
|
Feb 15
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
17,516
-5.33%
|
$1,734,084
$99.52 P/Share
|
|
Feb 15
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
17,516
+5.03%
|
-
|
|
Feb 15
2018
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
2,758
-3.35%
|
$270,284
$98.67 P/Share
|
|
Feb 15
2018
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,931
-5.88%
|
$785,169
$99.52 P/Share
|
|
Feb 15
2018
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Exercise of conversion of derivative security
|
Direct |
7,931
+5.48%
|
-
|
|
Feb 15
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,188
-2.45%
|
$312,424
$98.67 P/Share
|
|
Feb 15
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
9,897
-4.85%
|
$979,803
$99.52 P/Share
|
|
Feb 15
2018
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
9,897
+4.55%
|
-
|
|
Feb 15
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
9,908
-0.37%
|
$970,984
$98.67 P/Share
|