Insider Transactions in Q1 2021 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 17
2021
|
Craig A. Williams Director |
SELL
Open market or private sale
|
Direct |
3
-0.16%
|
$384
$128.63 P/Share
|
|
Mar 16
2021
|
Craig A. Williams Director |
SELL
Open market or private sale
|
Direct |
11
-0.59%
|
$1,419
$129.11 P/Share
|
|
Mar 11
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,636
-7.12%
|
$743,952
$132.1 P/Share
|
|
Mar 11
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,496
+13.63%
|
-
|
|
Mar 11
2021
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
6,071
-10.06%
|
$801,372
$132.1 P/Share
|
|
Mar 11
2021
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
13,460
+18.24%
|
-
|
|
Mar 11
2021
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
6,085
-9.56%
|
$803,220
$132.1 P/Share
|
|
Mar 11
2021
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
13,492
+17.5%
|
-
|
|
Mar 11
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
7,672
-10.7%
|
$1,012,704
$132.1 P/Share
|
|
Mar 11
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
15,883
+18.14%
|
-
|
|
Mar 11
2021
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
1,535
-4.07%
|
$202,620
$132.1 P/Share
|
|
Mar 11
2021
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
3,402
+8.28%
|
-
|
|
Mar 11
2021
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
54,634
-1.46%
|
$7,211,688
$132.1 P/Share
|
|
Mar 11
2021
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
121,138
+3.13%
|
-
|
|
Mar 11
2021
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
5,960
-8.17%
|
$786,720
$132.1 P/Share
|
|
Mar 11
2021
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
15,144
+17.19%
|
-
|
|
Mar 11
2021
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,405
-2.0%
|
$185,460
$132.1 P/Share
|
|
Mar 11
2021
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
2,908
+3.98%
|
-
|
|
Mar 11
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,045
-11.12%
|
$929,940
$132.1 P/Share
|
|
Mar 11
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
14,585
+18.71%
|
-
|
|
Mar 11
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
6,203
-7.8%
|
$818,796
$132.1 P/Share
|
|
Mar 11
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
15,763
+16.54%
|
-
|
|
Mar 11
2021
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,431
-10.77%
|
$848,892
$132.1 P/Share
|
|
Mar 11
2021
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
13,344
+18.27%
|
-
|
|
Mar 11
2021
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
5,854
-5.99%
|
$772,728
$132.1 P/Share
|
|
Mar 11
2021
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
12,980
+11.73%
|
-
|
|
Mar 08
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
47,485
-42.67%
|
$6,173,050
$130.03 P/Share
|
|
Mar 08
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
28,633
+20.47%
|
$1,803,879
$63.73 P/Share
|
|
Mar 08
2021
|
John G Finneran Jr |
SELL
Open market or private sale
|
Indirect |
45,527
-65.59%
|
$5,872,983
$129.37 P/Share
|
|
Mar 05
2021
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
40,986
-13.6%
|
$5,164,236
$126.63 P/Share
|
|
Mar 05
2021
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
30,296
+25.64%
|
$2,241,904
$74.96 P/Share
|
|
Mar 04
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
73,252
-21.32%
|
$9,083,248
$124.09 P/Share
|
|
Mar 04
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
51,711
+17.07%
|
$3,723,192
$72.96 P/Share
|
|
Mar 04
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
39,909
-16.32%
|
$4,948,716
$124.16 P/Share
|
|
Mar 04
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
29,964
+25.26%
|
$2,097,480
$70.96 P/Share
|
|
Mar 03
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
14,396
-14.84%
|
$1,799,500
$125.0 P/Share
|
|
Mar 01
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
24,647
-7.01%
|
$3,031,581
$123.25 P/Share
|
|
Feb 26
2021
|
Ime Archibong Director |
BUY
Grant, award, or other acquisition
|
Direct |
375
+50.0%
|
-
|
|
Feb 26
2021
|
Craig A. Williams Director |
BUY
Grant, award, or other acquisition
|
Direct |
375
+40.94%
|
-
|
|
Feb 15
2021
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
4,955
-2.7%
|
$579,735
$117.75 P/Share
|
|
Feb 15
2021
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,399
-3.68%
|
$261,491
$109.6 P/Share
|
|
Feb 15
2021
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
2,399
+3.55%
|
-
|
|
Feb 15
2021
|
Lia Dean Pres, Banking & Prem. Products |
SELL
Payment of exercise price or tax liability
|
Direct |
2,062
-2.23%
|
$241,254
$117.75 P/Share
|
|
Feb 15
2021
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
4,896
-1.86%
|
$572,832
$117.75 P/Share
|
|
Feb 15
2021
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,081
-2.27%
|
$226,829
$109.6 P/Share
|
|
Feb 15
2021
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
2,081
+2.22%
|
-
|
|
Feb 15
2021
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
1,126
-2.37%
|
$131,742
$117.75 P/Share
|
|
Feb 15
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
4,420
-1.18%
|
$517,140
$117.75 P/Share
|
|
Feb 15
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,305
-1.8%
|
$251,245
$109.6 P/Share
|
|
Feb 15
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
2,305
+1.77%
|
-
|