Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Jan 31
2019
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,261
+29.31%
|
-
|
|
Jan 31
2019
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
9,307
+20.27%
|
-
|
|
Jan 31
2019
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
17,465
+14.14%
|
-
|
|
Jan 31
2019
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
14,789
+17.56%
|
-
|
|
Jan 31
2019
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
6,283
+20.36%
|
-
|
|
Jan 31
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
16,165
+17.28%
|
-
|
|
Jan 31
2019
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
13,560
+14.63%
|
-
|
|
Jan 31
2019
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Indirect |
379
+9.7%
|
-
|
|
Jan 31
2019
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
8,726
+14.03%
|
-
|
|
Jan 31
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
11,261
+21.11%
|
-
|
|
Jan 31
2019
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
593
-0.01%
|
$47,440
$80.59 P/Share
|
|
Jan 31
2019
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
593
+0.01%
|
$47,440
$80.59 P/Share
|
|
Jan 31
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
12,071
+17.86%
|
-
|
|
Jan 01
2019
|
Cornelis Paj Leenaars Director |
BUY
Grant, award, or other acquisition
|
Direct |
937
+50.0%
|
-
|
|
Oct 31
2018
|
Lia Dean Pres, Banking & Prem. Products |
SELL
Payment of exercise price or tax liability
|
Direct |
346
-1.86%
|
$30,794
$89.3 P/Share
|
|
Oct 31
2018
|
Celia Karam Pres, Retail Bank |
SELL
Payment of exercise price or tax liability
|
Direct |
319
-5.46%
|
$28,391
$89.3 P/Share
|
|
Aug 02
2018
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
4,073
-21.73%
|
$386,935
$95.85 P/Share
|
|
Jul 24
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
19,117
-30.55%
|
$1,911,700
$100.0 P/Share
|
|
Jul 24
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
19,117
+23.4%
|
$1,204,371
$63.73 P/Share
|
|
Jul 24
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
242,090
-4.1%
|
$23,966,910
$99.42 P/Share
|
|
Jul 24
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
242,090
+7.44%
|
$4,357,620
$18.28 P/Share
|
|
Jul 24
2018
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
2,276
-2.71%
|
$227,600
$100.0 P/Share
|
|
Jul 24
2018
|
Lewis Hay Iii Director |
SELL
Open market or private sale
|
Direct |
16,446
-26.68%
|
$1,644,600
$100.0 P/Share
|
|
Jul 24
2018
|
Lewis Hay Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
16,446
+21.06%
|
$263,136
$16.93 P/Share
|
|
Jul 02
2018
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
4,229
-7.52%
|
$389,068
$92.55 P/Share
|
|
Jul 02
2018
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
4,229
+7.0%
|
$67,664
$16.93 P/Share
|
|
Jun 14
2018
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
1,787
-2.08%
|
$175,126
$98.0 P/Share
|
|
Jun 07
2018
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
18,909
-22.38%
|
$1,834,173
$97.09 P/Share
|
|
Jun 07
2018
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
2,203
-2.5%
|
$211,488
$96.9 P/Share
|
|
May 15
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
4,860
-10.06%
|
$461,700
$95.0 P/Share
|
|
May 09
2018
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
1,620
-4.2%
|
$149,040
$92.11 P/Share
|
|
May 08
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
511
-0.02%
|
$48,545
$95.0 P/Share
|
|
May 08
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
511
+0.02%
|
$9,198
$18.28 P/Share
|
|
May 08
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
11,584
-19.34%
|
$1,100,480
$95.0 P/Share
|
|
May 04
2018
|
Michael J Wassmer President, Card |
SELL
Bona fide gift
|
Direct |
722
-0.81%
|
-
|
|
May 02
2018
|
Aparna Chennapragada Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+44.82%
|
-
|
|
May 02
2018
|
Ann F Hackett Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+3.08%
|
-
|
|
May 02
2018
|
Lewis Hay Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+4.05%
|
-
|
|
May 02
2018
|
Benjamin P Jenkins Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+10.25%
|
-
|
|
May 02
2018
|
Peter Thomas Killalea Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+21.27%
|
-
|
|
May 02
2018
|
Pierre E Leroy Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+4.22%
|
-
|
|
May 02
2018
|
Peter E Raskind Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+8.67%
|
-
|
|
May 02
2018
|
Mayo A Shattuck Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+3.99%
|
-
|
|
May 02
2018
|
Bradford H Warner Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+3.54%
|
-
|
|
May 02
2018
|
Catherine West Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,907
+11.61%
|
-
|
|
Apr 26
2018
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
12,214
-8.8%
|
$1,123,688
$92.9 P/Share
|
|
Apr 25
2018
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
242,600
-2.07%
|
$22,561,800
$93.08 P/Share
|
|
Apr 25
2018
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
242,600
+7.45%
|
$4,366,800
$18.28 P/Share
|
|
Apr 03
2018
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
1,754
-8.62%
|
$166,630
$95.44 P/Share
|
|
Apr 02
2018
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
3,000
-2.86%
|
$285,000
$95.19 P/Share
|