Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Oct 30
2019
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
2,216
-12.96%
|
$208,304
$94.5 P/Share
|
|
Oct 01
2019
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
3,777
-8.74%
|
$343,707
$91.68 P/Share
|
|
Oct 01
2019
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,777
+8.04%
|
$166,188
$44.87 P/Share
|
|
Jul 24
2019
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
8,212
-8.84%
|
$780,140
$95.03 P/Share
|
|
Jul 05
2019
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
4,294
-4.42%
|
$399,342
$93.0 P/Share
|
|
Jul 05
2019
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
9,329
-13.58%
|
$867,597
$93.0 P/Share
|
|
Jul 01
2019
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
14,500
-13.81%
|
$1,334,000
$92.09 P/Share
|
|
Jun 19
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Open market or private sale
|
Direct |
5,715
-14.03%
|
$525,780
$92.0 P/Share
|
|
Jun 05
2019
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
13,393
-16.32%
|
$1,205,370
$90.0 P/Share
|
|
Jun 03
2019
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
4,000
-6.9%
|
$340,000
$85.98 P/Share
|
|
Jun 03
2019
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
4,000
+6.46%
|
$176,000
$44.87 P/Share
|
|
May 13
2019
|
Richard D Fairbank Chairman and CEO |
SELL
Bona fide gift
|
Direct |
22,465
-0.78%
|
-
|
|
May 09
2019
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
1,620
-3.26%
|
$145,800
$90.2 P/Share
|
|
May 02
2019
|
Francois Locoh Donou Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+44.24%
|
-
|
|
May 02
2019
|
Peter Thomas Killalea Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+17.72%
|
-
|
|
May 02
2019
|
Catherine West Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+10.54%
|
-
|
|
May 02
2019
|
Peter E Raskind Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+8.08%
|
-
|
|
May 02
2019
|
Aparna Chennapragada Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+31.14%
|
-
|
|
May 02
2019
|
Pierre E Leroy Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+4.11%
|
-
|
|
May 02
2019
|
Mayo A Shattuck Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+3.9%
|
-
|
|
May 02
2019
|
Ann F Hackett Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+3.04%
|
-
|
|
May 02
2019
|
Cornelis Paj Leenaars Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+40.27%
|
-
|
|
May 02
2019
|
Bradford H Warner Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,938
+3.47%
|
-
|
|
Apr 03
2019
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
1,845
-9.83%
|
$156,825
$85.31 P/Share
|
|
Mar 18
2019
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
2,928
-13.08%
|
$245,952
$84.54 P/Share
|
|
Mar 07
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
2,299
-5.34%
|
$186,219
$81.28 P/Share
|
|
Mar 07
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
4,759
+9.96%
|
-
|
|
Mar 07
2019
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
8,971
-6.56%
|
$726,651
$81.28 P/Share
|
|
Mar 07
2019
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
18,573
+11.96%
|
-
|
|
Mar 07
2019
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,114
-6.7%
|
$576,234
$81.28 P/Share
|
|
Mar 07
2019
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
15,773
+12.93%
|
-
|
|
Mar 07
2019
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
2,463
-4.73%
|
$199,503
$81.28 P/Share
|
|
Mar 07
2019
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
5,459
+9.48%
|
-
|
|
Mar 07
2019
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,796
-3.33%
|
$145,476
$81.28 P/Share
|
|
Mar 07
2019
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
3,719
+6.45%
|
-
|
|
Mar 07
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,654
-9.86%
|
$700,974
$81.28 P/Share
|
|
Mar 07
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
17,916
+16.95%
|
-
|
|
Mar 07
2019
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
2,735
-10.89%
|
$221,535
$81.28 P/Share
|
|
Mar 07
2019
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
5,663
+18.4%
|
-
|
|
Mar 07
2019
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
4,360
-4.3%
|
$353,160
$81.28 P/Share
|
|
Mar 07
2019
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
9,666
+8.7%
|
-
|
|
Mar 07
2019
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
98,737
-3.32%
|
$7,997,697
$81.28 P/Share
|
|
Mar 07
2019
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
218,927
+6.85%
|
-
|
|
Mar 07
2019
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
8,550
-10.96%
|
$692,550
$81.28 P/Share
|
|
Mar 07
2019
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
16,064
+17.07%
|
-
|
|
Mar 07
2019
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
6,919
-5.86%
|
$560,439
$81.28 P/Share
|
|
Mar 07
2019
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
17,581
+12.97%
|
-
|
|
Mar 07
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
7,654
-11.87%
|
$619,974
$81.28 P/Share
|
|
Mar 07
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
15,847
+19.73%
|
-
|
|
Mar 07
2019
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
6,975
-7.84%
|
$564,975
$81.28 P/Share
|