Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Oct 28
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 27
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,796
-0.46%
|
$2,426,904
$74.49 P/Share
|
|
Oct 27
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 26
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,615
-0.31%
|
$2,446,125
$75.81 P/Share
|
|
Oct 26
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 05
2020
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
13,784
-12.45%
|
$1,075,152
$78.0 P/Share
|
|
Oct 05
2020
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
13,784
+11.07%
|
$661,632
$48.28 P/Share
|
|
Aug 14
2020
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
5,724
-42.74%
|
$394,956
$69.11 P/Share
|
|
Aug 10
2020
|
John G Finneran Jr |
BUY
Other acquisition or disposition
|
Direct |
45,527
+31.19%
|
$3,004,782
$66.97 P/Share
|
|
Jun 05
2020
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
8,410
-16.61%
|
$714,850
$85.0 P/Share
|
|
Jun 05
2020
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
8,410
+14.25%
|
$454,140
$54.07 P/Share
|
|
May 14
2020
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
3,334
-20.1%
|
$190,038
$57.63 P/Share
|
|
May 09
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
1,620
-3.65%
|
$100,440
$62.2 P/Share
|
|
Apr 30
2020
|
Aparna Chennapragada Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+28.23%
|
-
|
|
Apr 30
2020
|
Ann F Hackett Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+4.12%
|
-
|
|
Apr 30
2020
|
Peter Thomas Killalea Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+19.1%
|
-
|
|
Apr 30
2020
|
Cornelis Paj Leenaars Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+32.96%
|
-
|
|
Apr 30
2020
|
Pierre E Leroy Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+5.48%
|
-
|
|
Apr 30
2020
|
Francois Locoh Donou Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+34.74%
|
-
|
|
Apr 30
2020
|
Peter E Raskind Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+10.07%
|
-
|
|
Apr 30
2020
|
Eileen Serra Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+45.99%
|
-
|
|
Apr 30
2020
|
Mayo A Shattuck Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+5.21%
|
-
|
|
Apr 30
2020
|
Bradford H Warner Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+6.18%
|
-
|
|
Apr 30
2020
|
Catherine West Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,780
+12.63%
|
-
|
|
Apr 03
2020
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
1,755
-9.59%
|
$73,710
$42.27 P/Share
|
|
Mar 19
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
2,263
-9.21%
|
$97,309
$43.08 P/Share
|
|
Mar 05
2020
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,125
-7.55%
|
$435,625
$85.08 P/Share
|
|
Mar 05
2020
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
11,363
+14.34%
|
-
|
|
Mar 05
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
2,115
-7.93%
|
$179,775
$85.08 P/Share
|
|
Mar 05
2020
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
4,378
+14.1%
|
-
|
|
Mar 05
2020
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
2,038
-3.26%
|
$173,230
$85.08 P/Share
|
|
Mar 05
2020
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
4,219
+6.32%
|
-
|
|
Mar 05
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,133
-4.48%
|
$436,305
$85.08 P/Share
|
|
Mar 05
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,381
+9.03%
|
-
|
|
Mar 05
2020
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
2,554
-8.19%
|
$217,090
$85.08 P/Share
|
|
Mar 05
2020
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
5,661
+15.36%
|
-
|
|
Mar 05
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,198
-7.33%
|
$611,830
$85.08 P/Share
|
|
Mar 05
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
14,902
+13.18%
|
-
|
|
Mar 05
2020
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,250
-10.8%
|
$616,250
$85.08 P/Share
|
|
Mar 05
2020
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
13,622
+16.87%
|
-
|
|
Mar 05
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
4,044
-8.34%
|
$343,740
$85.08 P/Share
|
|
Mar 05
2020
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
8,965
+15.61%
|
-
|
|
Mar 05
2020
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
4,354
-4.31%
|
$370,090
$85.08 P/Share
|
|
Mar 05
2020
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
9,654
+8.71%
|
-
|
|
Mar 05
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
2,074
-5.44%
|
$176,290
$85.08 P/Share
|
|
Mar 05
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
4,293
+10.12%
|
-
|
|
Mar 05
2020
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
6,791
-11.01%
|
$577,235
$85.08 P/Share
|
|
Mar 05
2020
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
14,060
+18.56%
|
-
|
|
Mar 05
2020
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,236
-4.44%
|
$445,060
$85.08 P/Share
|
|
Mar 05
2020
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,304
+10.15%
|
-
|