Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
May 06
2021
|
Eileen Serra Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,279
+21.96%
|
-
|
|
May 04
2021
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
6,354
-10.08%
|
$940,392
$148.19 P/Share
|
|
May 04
2021
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
9,780
+13.43%
|
$440,100
$45.75 P/Share
|
|
May 03
2021
|
Richard D Fairbank Chairman and CEO |
SELL
Bona fide gift
|
Direct |
70,720
-1.92%
|
-
|
|
Apr 30
2021
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Open market or private sale
|
Direct |
9,003
-12.93%
|
$1,332,444
$148.81 P/Share
|
|
Apr 30
2021
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
2,526
-16.72%
|
$376,374
$149.0 P/Share
|
|
Apr 29
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
16,778
-14.05%
|
$2,449,588
$146.86 P/Share
|
|
Apr 14
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
33,684
-35.16%
|
$4,547,340
$135.0 P/Share
|
|
Apr 14
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
22,462
+18.99%
|
$1,931,732
$86.34 P/Share
|
|
Apr 14
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
31,903
-36.17%
|
$4,306,905
$135.02 P/Share
|
|
Apr 14
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
31,903
+26.56%
|
$2,360,822
$74.96 P/Share
|
|
Mar 17
2021
|
Craig A. Williams Director |
SELL
Open market or private sale
|
Direct |
3
-0.16%
|
$384
$128.63 P/Share
|
|
Mar 16
2021
|
Craig A. Williams Director |
SELL
Open market or private sale
|
Direct |
11
-0.59%
|
$1,419
$129.11 P/Share
|
|
Mar 11
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,636
-7.12%
|
$743,952
$132.1 P/Share
|
|
Mar 11
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,496
+13.63%
|
-
|
|
Mar 11
2021
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
6,071
-10.06%
|
$801,372
$132.1 P/Share
|
|
Mar 11
2021
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
13,460
+18.24%
|
-
|
|
Mar 11
2021
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
6,085
-9.56%
|
$803,220
$132.1 P/Share
|
|
Mar 11
2021
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
13,492
+17.5%
|
-
|
|
Mar 11
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
7,672
-10.7%
|
$1,012,704
$132.1 P/Share
|
|
Mar 11
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
15,883
+18.14%
|
-
|
|
Mar 11
2021
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
1,535
-4.07%
|
$202,620
$132.1 P/Share
|
|
Mar 11
2021
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
3,402
+8.28%
|
-
|
|
Mar 11
2021
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
54,634
-1.46%
|
$7,211,688
$132.1 P/Share
|
|
Mar 11
2021
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
121,138
+3.13%
|
-
|
|
Mar 11
2021
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
5,960
-8.17%
|
$786,720
$132.1 P/Share
|
|
Mar 11
2021
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
15,144
+17.19%
|
-
|
|
Mar 11
2021
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,405
-2.0%
|
$185,460
$132.1 P/Share
|
|
Mar 11
2021
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
2,908
+3.98%
|
-
|
|
Mar 11
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,045
-11.12%
|
$929,940
$132.1 P/Share
|
|
Mar 11
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
14,585
+18.71%
|
-
|
|
Mar 11
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
6,203
-7.8%
|
$818,796
$132.1 P/Share
|
|
Mar 11
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
15,763
+16.54%
|
-
|
|
Mar 11
2021
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,431
-10.77%
|
$848,892
$132.1 P/Share
|
|
Mar 11
2021
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
13,344
+18.27%
|
-
|
|
Mar 11
2021
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
5,854
-5.99%
|
$772,728
$132.1 P/Share
|
|
Mar 11
2021
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
12,980
+11.73%
|
-
|
|
Mar 08
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
47,485
-42.67%
|
$6,173,050
$130.03 P/Share
|
|
Mar 08
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
28,633
+20.47%
|
$1,803,879
$63.73 P/Share
|
|
Mar 08
2021
|
John G Finneran Jr |
SELL
Open market or private sale
|
Indirect |
45,527
-65.59%
|
$5,872,983
$129.37 P/Share
|
|
Mar 05
2021
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
40,986
-13.6%
|
$5,164,236
$126.63 P/Share
|
|
Mar 05
2021
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
30,296
+25.64%
|
$2,241,904
$74.96 P/Share
|
|
Mar 04
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
73,252
-21.32%
|
$9,083,248
$124.09 P/Share
|
|
Mar 04
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
51,711
+17.07%
|
$3,723,192
$72.96 P/Share
|
|
Mar 04
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
39,909
-16.32%
|
$4,948,716
$124.16 P/Share
|
|
Mar 04
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
29,964
+25.26%
|
$2,097,480
$70.96 P/Share
|
|
Mar 03
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
14,396
-14.84%
|
$1,799,500
$125.0 P/Share
|
|
Mar 01
2021
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
24,647
-7.01%
|
$3,031,581
$123.25 P/Share
|
|
Feb 26
2021
|
Ime Archibong Director |
BUY
Grant, award, or other acquisition
|
Direct |
375
+50.0%
|
-
|
|
Feb 26
2021
|
Craig A. Williams Director |
BUY
Grant, award, or other acquisition
|
Direct |
375
+40.94%
|
-
|