Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
11,124
-0.43%
|
$1,001,160
$90.93 P/Share
|
|
Feb 15
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
38,935
-1.48%
|
$3,426,280
$88.31 P/Share
|
|
Feb 15
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
38,935
+1.46%
|
-
|
|
Feb 15
2017
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
7,299
-1.78%
|
$656,910
$90.93 P/Share
|
|
Feb 15
2017
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
24,938
-4.01%
|
$2,194,544
$88.31 P/Share
|
|
Feb 15
2017
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
24,938
+3.83%
|
-
|
|
Feb 15
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,218
-4.25%
|
$739,620
$90.93 P/Share
|
|
Feb 15
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
22,755
-6.91%
|
$2,002,440
$88.31 P/Share
|
|
Feb 15
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
22,755
+6.41%
|
-
|
|
Feb 15
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
2,640
-2.64%
|
$237,600
$90.93 P/Share
|
|
Feb 15
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,829
-7.48%
|
$512,952
$88.31 P/Share
|
|
Feb 15
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Exercise of conversion of derivative security
|
Direct |
5,829
+6.87%
|
-
|
|
Feb 15
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,303
-1.08%
|
$477,270
$90.93 P/Share
|
|
Feb 15
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
23,568
-3.25%
|
$2,073,984
$88.31 P/Share
|
|
Feb 15
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
23,568
+3.13%
|
-
|
|
Feb 15
2017
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,360
-3.15%
|
$572,400
$90.93 P/Share
|
|
Feb 15
2017
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,979
-6.31%
|
$1,846,152
$88.31 P/Share
|
|
Feb 15
2017
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
20,979
+5.88%
|
-
|
|
Feb 15
2017
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
5,425
-2.17%
|
$488,250
$90.93 P/Share
|
|
Feb 15
2017
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
14,112
-3.73%
|
$1,241,856
$88.31 P/Share
|
|
Feb 15
2017
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
14,112
+3.57%
|
-
|
|
Feb 15
2017
|
Jonathan W. Witter President, Retail Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,608
-2.15%
|
$594,720
$90.93 P/Share
|
|
Feb 15
2017
|
Jonathan W. Witter President, Retail Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
23,012
-4.8%
|
$2,025,056
$88.31 P/Share
|
|
Feb 15
2017
|
Jonathan W. Witter President, Retail Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
23,012
+4.55%
|
-
|
|
Feb 14
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Open market or private sale
|
Direct |
30,993
-24.56%
|
$2,758,377
$89.7 P/Share
|
|
Feb 14
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
30,993
+30.16%
|
$2,541,426
$82.08 P/Share
|
|
Feb 10
2017
|
Patrick W Gross Director |
SELL
Open market or private sale
|
Direct |
41,060
-46.19%
|
$3,613,280
$88.5 P/Share
|
|
Feb 10
2017
|
Patrick W Gross Director |
BUY
Exercise of conversion of derivative security
|
Direct |
41,060
+10.35%
|
$2,011,940
$49.21 P/Share
|
|
Feb 07
2017
|
Mayo A Shattuck Iii Director |
SELL
Open market or private sale
|
Direct |
3,415
-7.54%
|
$297,105
$87.25 P/Share
|
|
Feb 07
2017
|
Mayo A Shattuck Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,415
+7.01%
|
$252,710
$74.72 P/Share
|
|
Feb 02
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
BUY
Grant, award, or other acquisition
|
Direct |
23,124
+11.43%
|
-
|
|
Feb 02
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
8,112
+19.15%
|
-
|
|
Feb 02
2017
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,947
+9.97%
|
-
|
|
Feb 02
2017
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
14,302
+17.1%
|
-
|
|
Feb 02
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
13,198
+18.18%
|
-
|
|
Feb 02
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Grant, award, or other acquisition
|
Direct |
13,239
+24.51%
|
-
|
|
Feb 02
2017
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
14,762
+9.58%
|
-
|
|
Feb 02
2017
|
Jonathan W. Witter President, Retail Banking |
BUY
Grant, award, or other acquisition
|
Direct |
13,702
+11.57%
|
-
|
|
Feb 02
2017
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
18,242
+17.64%
|
-
|
|
Feb 02
2017
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
16,939
+25.55%
|
-
|
|
Feb 02
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
15,646
+18.86%
|
-
|
|
Feb 02
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,694
-0.02%
|
$145,684
$86.34 P/Share
|
|
Feb 02
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
965
+0.02%
|
$82,990
$86.34 P/Share
|
|
Feb 02
2017
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
11,930
+10.35%
|
-
|
|
Feb 02
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,969
+7.76%
|
-
|
|
Feb 01
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
39,297
-24.2%
|
$3,458,136
$88.48 P/Share
|
|
Feb 01
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
29,540
+15.79%
|
$1,831,480
$62.87 P/Share
|
|
Feb 01
2017
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
8,750
-11.56%
|
$770,000
$88.1 P/Share
|
|
Feb 01
2017
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
8,750
+10.36%
|
$665,000
$76.79 P/Share
|
|
Feb 01
2017
|
John G Finneran Jr |
SELL
Bona fide gift
|
Direct |
16,321
-11.59%
|
-
|