Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Jan 31
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Bona fide gift
|
Direct |
2,255
-0.09%
|
-
|
|
Jan 30
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
145,974
-2.69%
|
$12,845,712
$88.33 P/Share
|
|
Jan 30
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
145,974
+5.06%
|
$7,298,700
$50.99 P/Share
|
|
Jan 30
2017
|
Pierre E Leroy Director |
SELL
Open market or private sale
|
Direct |
8,998
-18.63%
|
$791,824
$88.09 P/Share
|
|
Jan 30
2017
|
Pierre E Leroy Director |
BUY
Exercise of conversion of derivative security
|
Direct |
4,098
+7.82%
|
$303,252
$74.72 P/Share
|
|
Jan 27
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
300,000
-5.19%
|
$26,700,000
$89.63 P/Share
|
|
Jan 27
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
300,000
+9.4%
|
$15,000,000
$50.99 P/Share
|
|
Jan 26
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
300,000
-5.33%
|
$26,400,000
$88.91 P/Share
|
|
Jan 26
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
300,000
+9.4%
|
$15,000,000
$50.99 P/Share
|
|
Jan 03
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
113,547
-42.63%
|
$9,992,136
$88.82 P/Share
|
|
Jan 03
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
76,457
+20.52%
|
$2,523,081
$33.62 P/Share
|
|
Dec 14
2016
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
20,000
-9.23%
|
$1,780,000
$89.08 P/Share
|
|
Dec 14
2016
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+15.53%
|
$1,520,000
$76.79 P/Share
|
|
Dec 12
2016
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
35,107
-14.42%
|
$3,159,630
$90.39 P/Share
|
|
Dec 12
2016
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
29,190
+18.22%
|
$2,218,440
$76.79 P/Share
|
|
Dec 12
2016
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
23,560
-6.95%
|
$2,120,400
$90.42 P/Share
|
|
Dec 12
2016
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
23,560
+11.84%
|
$1,790,560
$76.79 P/Share
|
|
Dec 12
2016
|
Lewis Hay Iii Director |
SELL
Open market or private sale
|
Direct |
12,515
-12.02%
|
$1,126,350
$90.59 P/Share
|
|
Dec 12
2016
|
Lewis Hay Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
12,515
+10.68%
|
$763,415
$61.01 P/Share
|
|
Nov 23
2016
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
115,650
-55.89%
|
$9,714,600
$84.0 P/Share
|
|
Nov 23
2016
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
107,800
+23.34%
|
$6,683,600
$62.87 P/Share
|
|
Nov 11
2016
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
88,510
-38.6%
|
$7,080,800
$80.85 P/Share
|
|
Nov 11
2016
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
88,510
+27.85%
|
$6,726,760
$76.79 P/Share
|
|
Nov 11
2016
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
7,086
-6.67%
|
$566,880
$80.0 P/Share
|
|
Nov 11
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
132,942
-4.88%
|
$10,635,360
$80.1 P/Share
|
|
Nov 11
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
132,942
+4.65%
|
$6,647,100
$50.99 P/Share
|
|
Nov 10
2016
|
John G Finneran Jr |
SELL
Bona fide gift
|
Direct |
1,400
-0.98%
|
-
|
|
Nov 10
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
378,100
-4.38%
|
$29,491,800
$78.38 P/Share
|
|
Nov 10
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
378,100
+11.29%
|
$28,735,600
$76.45 P/Share
|
|
Nov 09
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
361,982
-6.31%
|
$27,148,650
$75.83 P/Share
|
|
Nov 09
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
361,982
+5.92%
|
$22,804,866
$63.72 P/Share
|
|
Oct 31
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
4,300
-0.17%
|
$322,500
$75.12 P/Share
|
|
Oct 31
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
4,300
+0.17%
|
$215,000
$50.99 P/Share
|
|
Oct 28
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
6,800
-0.26%
|
$510,000
$75.03 P/Share
|
|
Oct 28
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
6,800
+0.26%
|
$340,000
$50.99 P/Share
|
|
Oct 27
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
259,114
-9.08%
|
$19,433,550
$75.16 P/Share
|
|
Oct 27
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
259,114
+8.33%
|
$12,955,700
$50.99 P/Share
|
|
Jun 22
2016
|
Stephen S Crawford Head of Finance and Corp Dev |
SELL
Payment of exercise price or tax liability
|
Direct |
39,077
-20.02%
|
$2,461,851
$63.93 P/Share
|
|
May 09
2016
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
14,368
+30.71%
|
-
|
|
May 04
2016
|
Patrick W Gross Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+4.85%
|
-
|
|
May 04
2016
|
Ann F Hackett Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+4.18%
|
-
|
|
May 04
2016
|
Lewis Hay Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+5.59%
|
-
|
|
May 04
2016
|
Benjamin P Jenkins Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+16.07%
|
-
|
|
May 04
2016
|
Peter Thomas Killalea Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+44.12%
|
-
|
|
May 04
2016
|
Pierre E Leroy Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+5.23%
|
-
|
|
May 04
2016
|
Peter E Raskind Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+13.14%
|
-
|
|
May 04
2016
|
Mayo A Shattuck Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+5.5%
|
-
|
|
May 04
2016
|
Bradford H Warner Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+4.84%
|
-
|
|
May 04
2016
|
Catherine West Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,440
+18.79%
|
-
|