Latest Institutional Transactions on Lpl Financial Holdings Inc. (LPLA)
This table provides information on the latest institutional transactions involving Lpl Financial Holdings Inc. (LPLA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2022
Q4 2021
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
19New |
$2.9K - $3.33K
|
19
$7.05K
|
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-75Closed |
$11.4K - $13.1K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Pacifica Partners Inc.
|
SELL
|
- |
-14Closed |
$2.14K - $2.45K
|
0
$0
|
|
|
Jan 04, 2022
Q4 2021
|
Park National Corp
|
SELL
|
- |
-1.29KClosed |
$196K - $225K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-6Closed |
$765 - $967
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-5.49KClosed |
$700K - $884K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-1.93KClosed |
$246K - $310K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
York Capital Management Global Advisors, LLC
New York, NY |
SELL
|
- |
-28.8KClosed |
$3.68M - $4.64M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-14Closed |
$1.79K - $2.26K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Qtron Investments LLC
Boston, MA |
SELL
|
- |
-2.13KClosed |
$271K - $343K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-124Closed |
$15.8K - $20K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
9New |
$1.15K - $1.45K
|
9
$3.34K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
25KNew |
$3.19M - $4.03M
|
25K
$9.28M
|
|
|
Oct 27, 2021
Q3 2021
|
Solstein Capital, LLC
Menlo Park, CA |
SELL
|
- |
-65Closed |
$8.29K - $10.5K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Spx Equities Gestao De Recursos Ltda
Rio De Janeiro, D5 |
SELL
|
- |
-100KClosed |
$12.8M - $16.2M
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Exos Asset Management LLC
New York, NY |
SELL
|
- |
-393Closed |
$50.1K - $63.3K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
147New |
$18.8K - $23.7K
|
147
$54.5K
|
|
|
Oct 20, 2021
Q3 2021
|
Summer Haven Investment Management, LLC
|
SELL
|
- |
-5.56KClosed |
$709K - $896K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Symmetry Partners, LLC
|
BUY
|
- |
1.32KNew |
$169K - $213K
|
1.32K
$491K
|
|
| Q2 2021 | |||||||
|
Aug 17, 2021
Q2 2021
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
SELL
|
- |
-14.3KClosed |
$1.92M - $2.24M
|
0
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
PUT |
4.24KNew |
$571K - $664K
|
4.24K
$1.57M
|
|
|
Aug 16, 2021
Q2 2021
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-2.08KClosed |
$280K - $326K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
34.5KNew |
$4.65M - $5.41M
|
34.5K
$12.8M
|
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-50Closed |
$6.73K - $7.83K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Lee Capital Holdings LLC
New York, NY |
SELL
|
- |
-7.42KClosed |
$998K - $1.16M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Castellan Group
Louisville, KY |
SELL
|
- |
-12.4KClosed |
$1.67M - $1.95M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
109New |
$14.7K - $17.1K
|
109
$40.4K
|
|
|
Aug 13, 2021
Q2 2021
|
Mackay Shields LLC
|
SELL
|
- |
-70.4KClosed |
$9.48M - $11M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-389Closed |
$52.4K - $61K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-300Closed |
$40.4K - $47K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-21.2KClosed |
$2.85M - $3.32M
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Saltoro Capital, LP
Dallas, TX |
SELL
|
- |
-5.4KClosed |
$727K - $846K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Stuart Chaussee & Associates, Inc.
|
SELL
|
- |
-19Closed |
$2.56K - $2.98K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
13New |
$1.75K - $2.04K
|
13
$4.82K
|
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-68Closed |
$9.15K - $10.7K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Manchester Financial Inc
|
SELL
|
- |
-131Closed |
$17.6K - $20.5K
|
0
$0
|
|
|
Jul 15, 2021
Q2 2021
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
14+ 8.38% |
$1.88K - $2.19K
|
181
$67.2K
|
|
| Q1 2021 | |||||||
|
May 21, 2021
Q1 2021
|
Childress Capital Advisors, LLC
Houston, TX |
SELL
|
- |
-44Closed |
$4.54K - $6.44K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Peddock Capital Advisors, LLC
|
SELL
|
- |
-122Closed |
$12.6K - $17.8K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-2.75KClosed |
$283K - $402K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-9Closed |
$928 - $1.32K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Gables Capital Management Inc.
|
BUY
|
- |
88+ 28.21% |
$9.07K - $12.9K
|
400
$148K
|
|
|
May 12, 2021
Q1 2021
|
Premier Asset Management LLC
Chicago, IL |
SELL
|
- |
-9.51KClosed |
$980K - $1.39M
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-6KClosed |
$619K - $878K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Prescott Group Capital Management, L.L.C.
Tulsa, OK |
BUY
|
- |
4K+ 133.33% |
$412K - $585K
|
7K
$2.6M
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-17Closed |
$1.75K - $2.49K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-17.5KClosed |
$1.81M - $2.57M
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-70Closed |
$7.22K - $10.2K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-5Closed |
$516 - $731
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-1.28KClosed |
$132K - $187K
|
0
$0
|
|