Latest Institutional Transactions on Lpl Financial Holdings Inc. (LPLA)
This table provides information on the latest institutional transactions involving Lpl Financial Holdings Inc. (LPLA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 17, 2020
Q1 2020
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-200Closed |
$7.8K - $19.8K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Center Star Asset Management, LLC
|
BUY
|
- |
511New |
$19.9K - $50.5K
|
511
$190K
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Investment Research & Advisory Group, Inc.
|
BUY
|
- |
23New |
$1.66K - $2.17K
|
23
$8.53K
|
|
|
Feb 14, 2020
Q4 2019
|
Js Capital Management LLC
New York, NY |
SELL
|
- |
-5.08KClosed |
$366K - $478K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
ETF Managers Group, LLC
Summit, NJ |
SELL
|
- |
-6.13KClosed |
$442K - $578K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Voleon Capital Management LP
Berkeley, CA |
SELL
|
- |
-33KClosed |
$2.38M - $3.11M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
CALL |
28.4KNew |
$2.05M - $2.68M
|
28.4K
$10.5M
|
|
|
Feb 14, 2020
Q4 2019
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-8.82KClosed |
$636K - $831K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Fulcrum Equity Management
|
SELL
|
- |
-69Closed |
$4.97K - $6.5K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Crabel Capital Management, LLC
Milwaukee, WI |
SELL
|
- |
-2.66KClosed |
$192K - $251K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Hap Trading, LLC
New York, NY |
SELL
|
- |
-224KClosed |
$16.2M - $21.1M
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Mufg Americas Holdings Corp
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-594Closed |
$42.8K - $56K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Gam Holding Ag
|
SELL
|
- |
-7.04KClosed |
$508K - $664K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 18, 2019
Q3 2019
|
Covington Capital Management
|
BUY
|
- |
133New |
$9.4K - $11.6K
|
133
$49.3K
|
|
|
Nov 14, 2019
Q3 2019
|
Samlyn Capital, LLC
New York, NY |
BUY
|
CALL |
917K+ 264.86% |
$64.8M - $80.2M
|
1.26M
$469M
|
|
|
Nov 14, 2019
Q3 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-15Closed |
$1.06K - $1.31K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
3.76KNew |
$266K - $329K
|
3.76K
$1.4M
|
|
|
Nov 13, 2019
Q3 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-22.7KClosed |
$1.61M - $1.99M
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-9.72KClosed |
$687K - $850K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Ibex Investors LLC
|
SELL
|
- |
-2.85KClosed |
$201K - $249K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Nkcfo LLC
|
SELL
|
- |
-2.4KClosed |
$170K - $210K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Hanseatic Management Services Inc
|
SELL
|
- |
-12.2KClosed |
$865K - $1.07M
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-4.21KClosed |
$298K - $368K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Dupont Capital Management Corp
|
SELL
|
- |
-12.2KClosed |
$864K - $1.07M
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Sheets Smith Wealth Management
|
SELL
|
- |
-9.49KClosed |
$670K - $829K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Nippon Life Global Investors Americas, Inc.
|
SELL
|
- |
-29.1KClosed |
$2.05M - $2.54M
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-14.9KClosed |
$1.05M - $1.26M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-5.69KClosed |
$401K - $483K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Wildcat Capital Management, LLC
|
SELL
|
- |
-102KClosed |
$7.17M - $8.64M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-37Closed |
$2.61K - $3.14K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Kepos Capital LP
New York, NY |
SELL
|
- |
-13.9KClosed |
$981K - $1.18M
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-10.2KClosed |
$716K - $863K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-370Closed |
$26.1K - $31.4K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Bailard, Inc.
|
SELL
|
- |
-6.98KClosed |
$492K - $592K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-16Closed |
$1.13K - $1.36K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-311Closed |
$21.9K - $26.4K
|
0
$0
|
|
|
Jul 03, 2019
Q2 2019
|
Silverleafe Capital Partners, LLC
Memphis, TN |
SELL
|
- |
-3.85KClosed |
$272K - $327K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-33Closed |
$1.97K - $2.57K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-33Closed |
$1.97K - $2.57K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-300Closed |
$17.9K - $23.4K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Hartford Investment Management CO
|
SELL
|
- |
-3.9KClosed |
$233K - $304K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Zweig Di Menna Associates LLC
|
SELL
|
- |
-216KClosed |
$12.9M - $16.9M
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Clearfield Capital Management LP
New York, NY |
SELL
|
- |
-345KClosed |
$18.4M - $22.7M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-234Closed |
$12.4K - $15.4K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-750Closed |
$39.9K - $49.3K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-7.7KClosed |
$410K - $506K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
SELL
|
- |
-44Closed |
$2.34K - $2.89K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-5.35KClosed |
$285K - $351K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
O'Brien Wealth Partners LLC
|
SELL
|
- |
-400Closed |
$21.3K - $26.3K
|
0
$0
|
|