Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
North Rock Partners, LLC
|
SELL
|
- |
-25- 0.49% |
$2.04K - $2.38K
|
5.09K
$607K
|
|
|
Nov 12, 2021
Q3 2021
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-25- 2.51% |
$2.04K - $2.38K
|
970
$116K
|
|
|
Nov 12, 2021
Q3 2021
|
Summit Wealth Group, LLC
White River Junction, VT |
SELL
|
- |
-26Closed |
$2.13K - $2.47K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Arlington Partners LLC
|
SELL
|
- |
-27Closed |
$2.21K - $2.57K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Essex Savings Bank
|
SELL
|
- |
-27- 1.02% |
$2.21K - $2.57K
|
2.62K
$313K
|
|
|
Nov 04, 2021
Q3 2021
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-29- 9.86% |
$2.37K - $2.76K
|
265
$31.6K
|
|
|
Oct 07, 2021
Q3 2021
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-30- 0.8% |
$2.45K - $2.85K
|
3.72K
$443K
|
|
|
Nov 01, 2021
Q3 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-30- 1.15% |
$2.45K - $2.85K
|
2.58K
$307K
|
|
|
Oct 22, 2021
Q3 2021
|
Carolina Wealth Advisors, LLC
|
SELL
|
- |
-34Closed |
$2.78K - $3.23K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-35- 8.01% |
$2.86K - $3.33K
|
402
$48K
|
|
|
Oct 08, 2021
Q3 2021
|
Trust CO Of Oklahoma
|
SELL
|
- |
-37- 0.29% |
$3.03K - $3.52K
|
12.6K
$1.51M
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-42- 0.59% |
$3.43K - $4K
|
7.07K
$844K
|
|
|
Nov 15, 2021
Q3 2021
|
Williams Jones Wealth Management, Llc.
New York, NY |
SELL
|
- |
-43- 0.63% |
$3.52K - $4.09K
|
6.75K
$805K
|
|
|
Nov 03, 2021
Q3 2021
|
Nvwm, LLC
|
SELL
|
- |
-49Closed |
$4.01K - $4.66K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-50Closed |
$4.09K - $4.76K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Nbt Bank N A
|
SELL
|
- |
-50- 0.22% |
$4.09K - $4.76K
|
22.9K
$2.73M
|
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-50- 0.34% |
$4.09K - $4.76K
|
14.8K
$1.76M
|
|
|
Nov 10, 2021
Q3 2021
|
Glassman Wealth Services
|
SELL
|
- |
-50- 6.31% |
$4.09K - $4.76K
|
742
$88.5K
|
|
|
Nov 05, 2021
Q3 2021
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
SELL
|
- |
-51Closed |
$4.17K - $4.85K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
SELL
|
- |
-51- 0.52% |
$4.17K - $4.85K
|
9.81K
$1.17M
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-51- 1.11% |
$4.17K - $4.85K
|
4.56K
$544K
|
|
|
Oct 13, 2021
Q3 2021
|
Gibraltar Capital Management, Inc.
|
SELL
|
- |
-52- 0.76% |
$4.25K - $4.95K
|
6.76K
$806K
|
|
|
Oct 19, 2021
Q3 2021
|
Albion Financial Group
|
SELL
|
- |
-53- 36.81% |
$4.33K - $5.04K
|
91
$10.9K
|
|
|
Oct 04, 2021
Q3 2021
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-53- 0.32% |
$4.33K - $5.04K
|
16.6K
$1.97M
|
|
|
Nov 04, 2021
Q3 2021
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
SELL
|
- |
-56- 2.18% |
$4.58K - $5.33K
|
2.51K
$300K
|
|
|
Oct 18, 2021
Q3 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-56Closed |
$4.58K - $5.33K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Fort Sheridan Advisors LLC
Highland Park, IL |
SELL
|
- |
-58- 0.99% |
$4.74K - $5.52K
|
5.83K
$695K
|
|
|
Nov 15, 2021
Q3 2021
|
Strategic Global Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-59- 0.28% |
$4.83K - $5.61K
|
21.2K
$2.52M
|
|
|
Oct 22, 2021
Q3 2021
|
Pds Planning, Inc
|
SELL
|
- |
-59- 1.98% |
$4.83K - $5.61K
|
2.92K
$348K
|
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-60- 8.05% |
$4.91K - $5.71K
|
685
$81.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-60- 1.19% |
$4.91K - $5.71K
|
4.98K
$594K
|
|
|
Nov 15, 2021
Q3 2021
|
Patten Group, Inc.
|
SELL
|
- |
-60- 0.42% |
$4.91K - $5.71K
|
14.4K
$1.71M
|
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-61- 8.66% |
$4.99K - $5.8K
|
643
$76.7K
|
|
|
Nov 16, 2021
Q3 2021
|
Headinvest, LLC
Portland, ME |
SELL
|
- |
-63- 0.42% |
$5.15K - $5.99K
|
15K
$1.79M
|
|
|
May 19, 2025
Q3 2021
|
Heck Capital Advisors, LLC
Rhinelander, WI |
SELL
|
- |
-67- 1.6% |
$5.48K - $6.37K
|
4.13K
$492K
|
|
|
Nov 10, 2021
Q3 2021
|
Marco Investment Management LLC
|
SELL
|
- |
-68- 0.16% |
$5.56K - $6.47K
|
42.6K
$5.08M
|
|
|
Oct 08, 2021
Q3 2021
|
Veriti Management LLC
|
SELL
|
- |
-69- 0.86% |
$5.64K - $6.56K
|
7.98K
$952K
|
|
|
Oct 26, 2021
Q3 2021
|
Connolly Sarah T.
Boston, MA |
SELL
|
- |
-70- 0.45% |
$5.72K - $6.66K
|
15.6K
$1.86M
|
|
|
Nov 10, 2021
Q3 2021
|
Arcadia Investment Management Corp
|
SELL
|
- |
-71Closed |
$5.81K - $6.75K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-74- 0.71% |
$6.05K - $7.04K
|
10.3K
$1.23M
|
|
|
Nov 03, 2021
Q3 2021
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-75- 60.0% |
$6.13K - $7.14K
|
50
$5.97K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-76- 3.01% |
$6.22K - $7.23K
|
2.45K
$292K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-78Closed |
$6.38K - $7.42K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-79- 1.07% |
$6.46K - $7.52K
|
7.29K
$870K
|
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-79- 5.87% |
$6.46K - $7.52K
|
1.27K
$151K
|
|
|
Nov 12, 2021
Q3 2021
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-87- 2.13% |
$7.11K - $8.28K
|
4K
$477K
|
|
|
Oct 28, 2021
Q3 2021
|
Montecito Bank & Trust
|
SELL
|
- |
-90- 1.93% |
$7.36K - $8.56K
|
4.56K
$544K
|
|
|
Nov 12, 2021
Q3 2021
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-92- 0.38% |
$7.52K - $8.75K
|
23.9K
$2.86M
|
|
|
Oct 14, 2021
Q3 2021
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-92- 0.78% |
$7.52K - $8.75K
|
11.7K
$1.4M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-94- 0.41% |
$7.69K - $8.94K
|
22.8K
$2.71M
|