Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-687- 34.11% |
$56.2K - $65.4K
|
1.33K
$158K
|
|
|
Oct 25, 2021
Q3 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-693- 5.11% |
$56.7K - $65.9K
|
12.9K
$1.54M
|
|
|
Oct 12, 2021
Q3 2021
|
Wesbanco Bank Inc
|
SELL
|
- |
-716- 10.53% |
$58.6K - $68.1K
|
6.08K
$726K
|
|
|
Nov 15, 2021
Q3 2021
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-725- 5.41% |
$59.3K - $69K
|
12.7K
$1.51M
|
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-730- 3.78% |
$59.7K - $69.5K
|
18.6K
$2.22M
|
|
|
Nov 10, 2021
Q3 2021
|
Somerville Kurt F
|
SELL
|
- |
-738- 0.41% |
$60.4K - $70.2K
|
180K
$21.5M
|
|
|
Oct 18, 2021
Q3 2021
|
Axiom Investment Management LLC
New York, NY |
SELL
|
- |
-750- 20.97% |
$61.3K - $71.4K
|
2.83K
$337K
|
|
|
Oct 27, 2021
Q3 2021
|
Ingalls & Snyder LLC
New York, NY |
SELL
|
- |
-752- 0.76% |
$61.5K - $71.5K
|
98.7K
$11.8M
|
|
|
Nov 16, 2021
Q3 2021
|
Principle Wealth Partners LLC
|
SELL
|
- |
-754- 11.08% |
$61.7K - $71.7K
|
6.05K
$722K
|
|
|
Oct 26, 2021
Q3 2021
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-760- 18.13% |
$62.2K - $72.3K
|
3.43K
$410K
|
|
|
Oct 27, 2021
Q3 2021
|
Carret Asset Management, LLC
|
SELL
|
- |
-783- 1.62% |
$64K - $74.5K
|
47.6K
$5.67M
|
|
|
Oct 19, 2021
Q3 2021
|
Telos Capital Management, Inc.
|
SELL
|
- |
-785- 3.37% |
$64.2K - $74.7K
|
22.5K
$2.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-804- 5.68% |
$65.8K - $76.5K
|
13.4K
$1.59M
|
|
|
Nov 04, 2021
Q3 2021
|
Hancock Whitney Corp
|
SELL
|
- |
-808- 21.04% |
$66.1K - $76.9K
|
3.03K
$362K
|
|
|
Nov 04, 2021
Q3 2021
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
SELL
|
- |
-824- 7.99% |
$67.4K - $78.4K
|
9.49K
$1.13M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-828- 4.0% |
$67.7K - $78.8K
|
19.9K
$2.37M
|
|
|
Nov 04, 2021
Q3 2021
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-831- 13.44% |
$68K - $79.1K
|
5.35K
$638K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-836- 4.76% |
$68.4K - $79.5K
|
16.7K
$1.99M
|
|
|
Nov 15, 2021
Q3 2021
|
Altium Wealth Management LLC
|
SELL
|
- |
-836- 6.09% |
$68.4K - $79.5K
|
12.9K
$1.54M
|
|
|
Oct 15, 2021
Q3 2021
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-850- 3.26% |
$69.5K - $80.9K
|
25.2K
$3.01M
|
|
|
Nov 10, 2021
Q3 2021
|
Page Arthur B
|
SELL
|
- |
-865- 2.63% |
$70.7K - $82.3K
|
32.1K
$3.83M
|
|
|
Nov 12, 2021
Q3 2021
|
Woodmont Investment Counsel LLC
Nashville, TN |
SELL
|
- |
-872- 2.49% |
$71.3K - $83K
|
34.2K
$4.08M
|
|
|
Dec 01, 2022
Q3 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-876- 5.91% |
$71.6K - $83.3K
|
13.9K
$1.66M
|
|
|
Nov 05, 2021
Q3 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-876- 5.91% |
$71.6K - $83.3K
|
13.9K
$1.66M
|
|
|
Nov 10, 2021
Q3 2021
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-881- 5.99% |
$72K - $83.8K
|
13.8K
$1.65M
|
|
|
Nov 02, 2021
Q3 2021
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-894- 4.63% |
$73.1K - $85.1K
|
18.4K
$2.2M
|
|
|
Nov 08, 2021
Q3 2021
|
Penobscot Investment Management Company, Inc.
Boston, MA |
SELL
|
- |
-895- 17.65% |
$73.2K - $85.2K
|
4.18K
$498K
|
|
|
Oct 20, 2021
Q3 2021
|
Venture Visionary Partners LLC
|
SELL
|
- |
-910- 6.24% |
$74.4K - $86.6K
|
13.7K
$1.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-918- 0.61% |
$75.1K - $87.3K
|
148K
$17.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-950- 26.01% |
$77.7K - $90.4K
|
2.7K
$322K
|
|
|
Oct 25, 2021
Q3 2021
|
Blue Fin Capital, Inc.
|
SELL
|
- |
-957- 21.65% |
$78.3K - $91K
|
3.46K
$413K
|
|
|
Oct 19, 2021
Q3 2021
|
Venturi Wealth Management, LLC
Austin, TX |
SELL
|
- |
-960- 16.5% |
$78.5K - $91.3K
|
4.86K
$580K
|
|
|
Nov 15, 2021
Q3 2021
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-994- 7.87% |
$81.3K - $94.6K
|
11.6K
$1.39M
|
|
|
Oct 14, 2021
Q3 2021
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-1K- 26.82% |
$81.8K - $95.1K
|
2.73K
$325K
|
|
|
Nov 08, 2021
Q3 2021
|
Bank Of Hawaii
Honolulu, HI |
SELL
|
- |
-1K- 21.81% |
$81.9K - $95.3K
|
3.59K
$429K
|
|
|
Nov 10, 2021
Q3 2021
|
South State Corp
|
SELL
|
- |
-1.03K- 5.0% |
$84.2K - $97.9K
|
19.6K
$2.33M
|
|
|
Mar 02, 2022
Q3 2021
|
Frg Family Wealth Advisors LLC
|
SELL
|
- |
-1.06K- 9.86% |
$86.9K - $101K
|
9.71K
$1.16M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-1.08K- 1.04% |
$88.3K - $103K
|
103K
$12.3M
|
|
|
Nov 09, 2021
Q3 2021
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-1.1K- 2.88% |
$90K - $105K
|
37.1K
$4.42M
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-1.11K- 0.5% |
$90.8K - $106K
|
221K
$26.4M
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-1.11K- 0.5% |
$90.8K - $106K
|
221K
$26.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.12KClosed |
$91.4K - $106K
|
0
$0
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-1.13K- 13.47% |
$92.1K - $107K
|
7.23K
$863K
|
|
|
Nov 15, 2021
Q3 2021
|
Cary Street Partners Asset Management LLC
Richmond, VA |
SELL
|
- |
-1.17K- 6.8% |
$95.8K - $111K
|
16.1K
$1.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.18K- 13.12% |
$96.4K - $112K
|
7.81K
$932K
|
|
|
Nov 09, 2021
Q3 2021
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-1.19K- 4.58% |
$97.2K - $113K
|
24.8K
$2.95M
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-1.25K- 1.66% |
$102K - $118K
|
73.8K
$8.8M
|
|
|
Oct 14, 2021
Q3 2021
|
Berkshire Bank
|
SELL
|
- |
-1.26K- 6.85% |
$103K - $120K
|
17.1K
$2.04M
|
|
|
Oct 13, 2021
Q3 2021
|
Andesa Financial Management Inc.
|
SELL
|
- |
-1.31K- 27.48% |
$107K - $125K
|
3.46K
$413K
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-1.42K- 32.48% |
$116K - $135K
|
2.96K
$353K
|