Purchases and Sales Made in Q4 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
24.6KNew |
$1.96M - $2.17M
|
24.6K
$2.56M
|
|
|
Mar 09, 2022
Q4 2021
|
Apricus Wealth, LLC
Beaufort, SC |
BUY
|
- |
23.4KNew |
$1.87M - $2.06M
|
23.4K
$2.43M
|
|
|
Feb 10, 2022
Q4 2021
|
Woodley Farra Manion Portfolio Management Inc
|
BUY
|
- |
22.3K+ 9.68% |
$1.78M - $1.96M
|
253K
$26.2M
|
|
|
Feb 09, 2022
Q4 2021
|
North Crest Asset Manangement, LLC
|
BUY
|
- |
21.4KNew |
$1.7M - $1.88M
|
21.4K
$2.22M
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
18.6K+ 1.65% |
$1.48M - $1.64M
|
1.14M
$119M
|
|
|
Jan 27, 2022
Q4 2021
|
Manning & Napier Group, LLC
|
BUY
|
- |
18.2K+ 0.95% |
$1.45M - $1.61M
|
1.93M
$200M
|
|
|
Jan 20, 2022
Q4 2021
|
Scharf Investments, LLC
|
BUY
|
- |
17.4K+ 1.4% |
$1.38M - $1.53M
|
1.26M
$131M
|
|
|
Feb 07, 2022
Q4 2021
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
16.7K+ 160.81% |
$1.33M - $1.48M
|
27.2K
$2.82M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
15.6K+ 3.6% |
$1.25M - $1.38M
|
449K
$46.7M
|
|
|
Jan 20, 2022
Q4 2021
|
Seven Bridge Financial Group, LLC
|
BUY
|
- |
14.8KNew |
$1.18M - $1.31M
|
14.8K
$1.54M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.7K+ 65.32% |
$1.18M - $1.3M
|
37.3K
$3.88M
|
|
|
Feb 10, 2022
Q4 2021
|
Massachusetts Financial Services CO
Boston, MA |
BUY
|
- |
14.6KNew |
$1.16M - $1.28M
|
14.6K
$1.51M
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
13.8KNew |
$1.1M - $1.22M
|
13.8K
$1.43M
|
|
|
Feb 09, 2022
Q4 2021
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
13.6KNew |
$1.09M - $1.2M
|
13.6K
$1.42M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
13.5K+ 6.43% |
$1.08M - $1.19M
|
224K
$23.2M
|
|
|
Jan 31, 2022
Q4 2021
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
BUY
|
- |
13.2K+ 1.71% |
$1.05M - $1.16M
|
784K
$81.3M
|
|
|
Feb 25, 2022
Q4 2021
|
Westwood Holdings Group Inc
Dallas, TX |
BUY
|
- |
12.6K+ 57.56% |
$1.01M - $1.11M
|
34.6K
$3.59M
|
|
|
Feb 09, 2022
Q4 2021
|
Greenup Street Wealth Management LLC
|
BUY
|
- |
12.1KNew |
$963K - $1.06M
|
12.1K
$1.25M
|
|
|
Jan 19, 2022
Q4 2021
|
Foster Victor Wealth Advisors, LLC
|
BUY
|
- |
11.9K+ 19.31% |
$952K - $1.05M
|
73.8K
$7.66M
|
|
|
Jan 28, 2022
Q4 2021
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
11.8K+ 376.66% |
$938K - $1.04M
|
14.9K
$1.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
11.7K+ 4.8% |
$931K - $1.03M
|
255K
$26.5M
|
|
|
Feb 01, 2022
Q4 2021
|
F Dx Advisors, Inc.
|
BUY
|
- |
11.6K+ 24.4% |
$922K - $1.02M
|
59K
$6.12M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
11.5K+ 1.39% |
$917K - $1.01M
|
840K
$87.2M
|
|
|
Mar 08, 2022
Q4 2021
|
Arvest Trust CO N A
Rogers, AR |
BUY
|
- |
11.4KNew |
$907K - $1M
|
11.4K
$1.18M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
11.1K+ 2194.48% |
$887K - $981K
|
11.6K
$1.21M
|
|
|
Jan 19, 2022
Q4 2021
|
Professional Advisory Services Inc
|
BUY
|
- |
11K+ 4.11% |
$877K - $970K
|
279K
$28.9M
|
|
|
Feb 08, 2022
Q4 2021
|
Corda Investment Management, Llc.
Houston, TX |
BUY
|
- |
11K+ 6.32% |
$877K - $969K
|
185K
$19.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Euro Pacific Asset Management, LLC
Dorado, PR |
BUY
|
- |
10.8K+ 11.96% |
$863K - $954K
|
101K
$10.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
10.3K+ 11.35% |
$821K - $908K
|
101K
$10.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
10K+ 5007.5% |
$798K - $883K
|
10.2K
$1.06M
|
|
|
Feb 14, 2022
Q4 2021
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
9.96K+ 77.35% |
$794K - $878K
|
22.8K
$2.37M
|
|
|
Feb 08, 2022
Q4 2021
|
Moreno Evelyn V
Boston, MA |
BUY
|
- |
9.65K+ 10.59% |
$769K - $851K
|
101K
$10.5M
|
|
|
Jan 19, 2022
Q4 2021
|
Cardinal Capital Management, Inc.
|
BUY
|
- |
9.59K+ 5.6% |
$764K - $845K
|
181K
$18.8M
|
|
|
Feb 23, 2022
Q4 2021
|
Mystic Asset Management, Inc.
Warwick, RI |
BUY
|
- |
9.5KNew |
$757K - $838K
|
9.5K
$987K
|
|
|
Dec 27, 2022
Q4 2021
|
Schechter Investment Advisors, LLC
Birmingham, MI |
BUY
|
- |
9.28K+ 49.54% |
$739K - $818K
|
28K
$2.91M
|
|
|
Feb 11, 2022
Q4 2021
|
Fayez Sarofim & CO
Houston, TX |
BUY
|
- |
9.05K+ 2.25% |
$721K - $797K
|
411K
$42.7M
|
|
|
Feb 09, 2022
Q4 2021
|
Connolly Sarah T.
Boston, MA |
BUY
|
- |
8.94K+ 57.35% |
$713K - $788K
|
24.5K
$2.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Mbb Public Markets I LLC
Chicago, IL |
BUY
|
- |
8.72KNew |
$695K - $768K
|
8.72K
$905K
|
|
|
Feb 15, 2022
Q4 2021
|
Greenwood Gearhart Inc
Fayetteville, AR |
BUY
|
- |
8.7K+ 9.28% |
$693K - $766K
|
102K
$10.6M
|
|
|
Feb 09, 2022
Q4 2021
|
Northcape Wealth Management, LLC
Williamsville, NY |
BUY
|
- |
8.37KNew |
$667K - $738K
|
8.37K
$869K
|
|
|
Feb 14, 2022
Q4 2021
|
Mill Capital Management, LLC
|
BUY
|
- |
8.25KNew |
$657K - $727K
|
8.25K
$856K
|
|
|
Mar 11, 2022
Q4 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
8.01K+ 24.19% |
$638K - $706K
|
41.1K
$4.27M
|
|
|
May 16, 2022
Q4 2021
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
7.93KNew |
$632K - $699K
|
7.93K
$823K
|
|
|
Feb 14, 2022
Q4 2021
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
7.83K+ 95.08% |
$624K - $690K
|
16.1K
$1.67M
|
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
7.78K+ 32.78% |
$620K - $686K
|
31.5K
$3.27M
|
|
|
Apr 01, 2024
Q4 2021
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
BUY
|
- |
7.57K+ 33.85% |
$603K - $667K
|
29.9K
$3.11M
|
|
|
Feb 08, 2022
Q4 2021
|
South Dakota Investment Council
Sioux Falls, SD |
BUY
|
- |
7.42KNew |
$592K - $654K
|
7.42K
$770K
|
|
|
Feb 11, 2022
Q4 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
6.88KNew |
$548K - $606K
|
6.88K
$714K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.83K+ 2.33% |
$545K - $602K
|
300K
$31.2M
|
|
|
Jan 18, 2022
Q4 2021
|
Aries Wealth Management
|
BUY
|
- |
6.73KNew |
$536K - $593K
|
6.73K
$698K
|