Purchases and Sales Made in Q4 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-18K- 19.01% |
$1.43M - $1.58M
|
76.6K
$7.95M
|
|
|
Feb 14, 2022
Q4 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-18K- 12.69% |
$1.44M - $1.59M
|
124K
$12.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Osterweis Capital Management Inc
San Francisco, CA |
SELL
|
- |
-18.5K- 23.39% |
$1.47M - $1.63M
|
60.6K
$6.29M
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-18.8K- 17.93% |
$1.5M - $1.66M
|
86.3K
$8.96M
|
|
|
Feb 11, 2022
Q4 2021
|
Causeway Capital Management LLC
Los Angeles, CA |
SELL
|
- |
-19.1K- 4.77% |
$1.53M - $1.69M
|
382K
$39.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-19.9K- 34.63% |
$1.58M - $1.75M
|
37.5K
$3.89M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-20.4K- 22.73% |
$1.62M - $1.8M
|
69.3K
$7.19M
|
|
|
Feb 14, 2022
Q4 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-20.4K- 17.39% |
$1.63M - $1.8M
|
97.1K
$10.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-20.6K- 7.01% |
$1.64M - $1.81M
|
273K
$28.3M
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-22.4K- 69.14% |
$1.79M - $1.97M
|
10K
$1.04M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-22.8K- 9.48% |
$1.82M - $2.01M
|
218K
$22.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-23.1KClosed |
$1.84M - $2.03M
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Dearborn Partners LLC
|
SELL
|
- |
-23.2K- 25.64% |
$1.85M - $2.05M
|
67.3K
$6.99M
|
|
|
Feb 11, 2022
Q4 2021
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-24.2K- 65.4% |
$1.93M - $2.14M
|
12.8K
$1.33M
|
|
|
Feb 03, 2022
Q4 2021
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-25.2KClosed |
$2.01M - $2.22M
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Moody National Bank Trust Division
|
SELL
|
- |
-25.8K- 75.42% |
$2.05M - $2.27M
|
8.4K
$872K
|
|
|
Feb 11, 2022
Q4 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-26.6K- 49.67% |
$2.12M - $2.34M
|
26.9K
$2.79M
|
|
|
Feb 14, 2022
Q4 2021
|
Marco Investment Management LLC
|
SELL
|
- |
-26.6K- 62.6% |
$2.12M - $2.35M
|
15.9K
$1.65M
|
|
|
Feb 08, 2022
Q4 2021
|
Hamel Associates, Inc.
|
SELL
|
- |
-26.7K- 65.1% |
$2.12M - $2.35M
|
14.3K
$1.48M
|
|
|
Feb 08, 2022
Q4 2021
|
Broderick Brian C
|
SELL
|
- |
-27.3K- 39.91% |
$2.18M - $2.41M
|
41.1K
$4.27M
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-31.6K- 50.96% |
$2.52M - $2.78M
|
30.4K
$3.16M
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-37K- 16.83% |
$2.95M - $3.26M
|
183K
$19M
|
|
|
Feb 07, 2022
Q4 2021
|
Earnest Partners LLC
Atlanta, GA |
SELL
|
- |
-37.4K- 3.97% |
$2.98M - $3.3M
|
905K
$93.9M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-38.2K- 12.45% |
$3.04M - $3.36M
|
268K
$27.9M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-42K- 21.47% |
$3.35M - $3.7M
|
154K
$16M
|
|
|
Jan 04, 2022
Q4 2021
|
Confluence Investment Management LLC
|
SELL
|
- |
-42.3K- 18.87% |
$3.37M - $3.73M
|
182K
$18.9M
|
|
|
Jan 20, 2022
Q4 2021
|
Mcdaniel Terry & CO
|
SELL
|
- |
-43.8K- 20.6% |
$3.49M - $3.86M
|
169K
$17.5M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-49.7K- 43.95% |
$3.96M - $4.38M
|
63.4K
$6.58M
|
|
|
Feb 07, 2022
Q4 2021
|
M&T Bank Corp
|
SELL
|
- |
-54.6K- 26.06% |
$4.35M - $4.81M
|
155K
$16.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-56.9K- 18.71% |
$4.54M - $5.02M
|
247K
$25.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-57.2K- 22.86% |
$4.56M - $5.04M
|
193K
$20M
|
|
|
Feb 10, 2022
Q4 2021
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-57.6K- 20.99% |
$4.59M - $5.08M
|
217K
$22.5M
|
|
|
Feb 14, 2022
Q4 2021
|
State Street Corp
Boston, MA |
SELL
|
- |
-60.6K- 3.01% |
$4.83M - $5.34M
|
1.95M
$203M
|
|
|
Feb 09, 2022
Q4 2021
|
Mawer Investment Management Ltd.
Calgary, A0 |
SELL
|
- |
-61.1K- 4.55% |
$4.87M - $5.38M
|
1.28M
$133M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-67K- 4.73% |
$5.34M - $5.9M
|
1.35M
$140M
|
|
|
Feb 14, 2022
Q4 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-72.2K- 75.87% |
$5.75M - $6.36M
|
22.9K
$2.38M
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-75.9K- 5.45% |
$6.05M - $6.69M
|
1.32M
$137M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-85.6K- 22.7% |
$6.82M - $7.54M
|
291K
$30.3M
|
|
|
Feb 15, 2022
Q4 2021
|
Madison Asset Management, LLC
Madison, WI |
SELL
|
- |
-99.1K- 11.36% |
$7.9M - $8.74M
|
773K
$80.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-100K- 54.93% |
$7.97M - $8.81M
|
82K
$8.52M
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-103KClosed |
$8.22M - $9.09M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
SELL
|
- |
-105KClosed |
$8.38M - $9.27M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-105K- 36.84% |
$8.39M - $9.28M
|
180K
$18.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-106K- 99.62% |
$8.49M - $9.38M
|
405
$42K
|
|
|
Feb 15, 2022
Q4 2021
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-118KClosed |
$9.42M - $10.4M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-118K- 2.81% |
$9.44M - $10.4M
|
4.1M
$425M
|
|
|
Feb 11, 2022
Q4 2021
|
Scotia Capital Inc.
|
SELL
|
- |
-119K- 62.95% |
$9.45M - $10.4M
|
69.8K
$7.24M
|
|
|
Feb 02, 2022
Q4 2021
|
Everett Harris & CO
|
SELL
|
- |
-131K- 56.07% |
$10.4M - $11.5M
|
102K
$10.6M
|
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-146K- 4.5% |
$11.7M - $12.9M
|
3.11M
$323M
|
|
|
Feb 11, 2022
Q4 2021
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-155K- 15.17% |
$12.4M - $13.7M
|
867K
$90M
|