Latest Institutional Transactions on Alps ETF Tr Clean Energy ETF (ACES)
This table provides information on the latest institutional transactions involving Alps ETF Tr Clean Energy ETF (ACES) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2024
Q3 2024
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
SELL
|
- |
-148- 0.66% |
$3.91K - $4.77K
|
22.3K
$551K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.63MNew |
$43.1M - $52.5M
|
1.63M
$40.3M
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
2.11K+ 4212.0% |
$55.7K - $67.9K
|
2.16K
$53.3K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Aviso Financial Inc.
Toronto, A6 |
BUY
|
- |
10New |
$260 - $317
|
10
$247
|
|
|
Aug 13, 2024
Q2 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
50KNew |
$1.3M - $1.59M
|
50K
$1.24M
|
|
|
Aug 12, 2024
Q2 2024
|
Callan Capital, LLC
La Jolla, CA |
BUY
|
- |
9.14KNew |
$238K - $290K
|
9.14K
$226K
|
|
|
Aug 12, 2024
Q2 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.5K- 16.51% |
$64.9K - $79.3K
|
12.6K
$312K
|
|
|
Aug 07, 2024
Q2 2024
|
Trillium Asset Management, LLC
Boston, MA |
BUY
|
- |
10KNew |
$260K - $317K
|
10K
$247K
|
|
|
Aug 06, 2024
Q2 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
521New |
$13.5K - $16.5K
|
521
$12.9K
|
|
|
Aug 01, 2024
Q2 2024
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
16+ 9.2% |
$416 - $508
|
190
$4.7K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8- 0.11% |
$208 - $254
|
7.38K
$183K
|
|
|
Jul 24, 2024
Q2 2024
|
Family Firm, Inc.
|
BUY
|
- |
17New |
$442 - $540
|
17
$420
|
|
| Q1 2024 | |||||||
|
Mar 11, 2025
Q1 2024
|
Private Capital Management LLC
|
BUY
|
- |
10New |
$275 - $355
|
10
$247
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
62New |
$1.71K - $2.2K
|
62
$1.53K
|
|
|
May 15, 2024
Q1 2024
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
8.6KNew |
$237K - $305K
|
8.6K
$213K
|
|
|
May 14, 2024
Q1 2024
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
8New |
$220 - $284
|
8
$198
|
|
|
May 14, 2024
Q1 2024
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
165New |
$4.54K - $5.86K
|
165
$4.08K
|
|
|
May 13, 2024
Q1 2024
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
BUY
|
- |
3.17KNew |
$87.2K - $112K
|
3.17K
$78.3K
|
|
|
May 10, 2024
Q1 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
541+ 3.5% |
$14.9K - $19.2K
|
16K
$395K
|
|
|
Apr 24, 2024
Q1 2024
|
Brown Advisory Inc
|
SELL
|
- |
-8.71K- 48.53% |
$240K - $309K
|
9.24K
$228K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.3K- 10.55% |
$35.9K - $46.3K
|
11.1K
$273K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.6K- 47.78% |
$209K - $270K
|
8.3K
$205K
|
|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
SELL
|
- |
-2.69K- 92.66% |
$74K - $95.4K
|
213
$5.27K
|
|
|
Apr 16, 2024
Q1 2024
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.81K- 47.67% |
$188K - $242K
|
7.48K
$185K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-50- 0.51% |
$1.38K - $1.77K
|
9.79K
$242K
|
|
|
Apr 12, 2024
Q1 2024
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
107KNew |
$2.95M - $3.8M
|
107K
$2.65M
|
|
|
Apr 12, 2024
Q1 2024
|
Advisor Net Financial, Inc
|
SELL
|
- |
-43- 78.18% |
$1.18K - $1.53K
|
12
$297
|
|
| Q4 2023 | |||||||
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
600+ 200.0% |
$17K - $22K
|
900
$22.3K
|
|
|
Feb 15, 2024
Q4 2023
|
Main Management LLC
San Francisco, CA |
BUY
|
- |
230New |
$6.53K - $8.45K
|
230
$5.69K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
8.45KNew |
$240K - $310K
|
8.45K
$209K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2New |
$56.7 - $73.5
|
2
$49.5
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.38K- 15.85% |
$67.5K - $87.4K
|
12.6K
$312K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
29New |
$823 - $1.07K
|
29
$717
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-53- 0.74% |
$1.5K - $1.95K
|
7.07K
$175K
|
|
| Q3 2023 | |||||||
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1+ 4.55% |
$36.6 - $49.8
|
23
$569
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
6.02KNew |
$220K - $300K
|
6.02K
$149K
|
|
|
Nov 14, 2023
Q3 2023
|
Colony Group LLC
Boston, MA |
BUY
|
- |
2.78K+ 26.41% |
$102K - $139K
|
13.3K
$329K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-385Closed |
$14.1K - $19.2K
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-89- 19.91% |
$3.25K - $4.44K
|
358
$8.85K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-400- 6.38% |
$14.6K - $19.9K
|
5.87K
$145K
|
|
|
Nov 07, 2023
Q3 2023
|
Cutler Group LP
|
BUY
|
CALL |
300New |
$11K - $15K
|
300
$7.42K
|
|
|
Nov 06, 2023
Q3 2023
|
E Rn Financial, LLC
|
SELL
|
- |
-20.2K- 51.78% |
$738K - $1.01M
|
18.8K
$465K
|
|
|
Nov 03, 2023
Q3 2023
|
Tobias Financial Advisors, Inc.
Plantation, FL |
BUY
|
- |
77.9K+ 1274.38% |
$2.85M - $3.88M
|
84K
$2.08M
|
|
|
Oct 23, 2023
Q3 2023
|
Ulland Investment Advisors, LLC
|
SELL
|
- |
-1.02K- 36.23% |
$37.3K - $50.8K
|
1.8K
$44.4K
|
|
|
Oct 20, 2023
Q3 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 13, 2023
Q3 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
25New |
$914 - $1.25K
|
25
$618
|
|
|
Oct 13, 2023
Q3 2023
|
Dudley & Shanley, Inc.
|
SELL
|
- |
-46.8K- 46.44% |
$1.71M - $2.33M
|
54K
$1.34M
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-45- 18.37% |
$1.81K - $2.1K
|
200
$4.95K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-9.45K- 42.3% |
$381K - $440K
|
12.9K
$319K
|
|
|
Aug 11, 2023
Q2 2023
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
5+ 0.1% |
$202 - $233
|
5.09K
$126K
|
|