Latest Institutional Sells of Apollo Senior Floating Rate Fund Inc. (AFT)
This list provides information on the latest institutional transactions involving Apollo Senior Floating Rate Fund Inc. (AFT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-6Closed |
$85.8 - $90.2
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-5Closed |
$71.5 - $75.1
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 12, 2021
Q4 2020
|
Central Bank & Trust CO
|
SELL
|
- |
-1.5KClosed |
$18.9K - $21.7K
|
0
$0
|
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-372Closed |
$4.68K - $5.38K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-316Closed |
$3.97K - $4.57K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Stephens Inc
|
SELL
|
- |
-12.7KClosed |
$154K - $165K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
First Manhattan CO
New York, NY |
SELL
|
- |
-1.25KClosed |
$15.2K - $16.3K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-63.7KClosed |
$580K - $996K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-39.5KClosed |
$360K - $618K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-18.4KClosed |
$167K - $287K
|
0
$0
|
|
|
Jul 20, 2020
Q1 2020
|
Belpointe Asset Management LLC
|
SELL
|
- |
-11KClosed |
$99.8K - $171K
|
0
$0
|
|
|
Apr 09, 2020
Q1 2020
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-214Closed |
$1.95K - $3.34K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-17.2KClosed |
$249K - $262K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-12.8KClosed |
$185K - $195K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-11.1KClosed |
$160K - $170K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-10.5KClosed |
$152K - $161K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-66Closed |
$950 - $1.01K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-10.5KClosed |
$153K - $161K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-1.62KClosed |
$23.7K - $24.9K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Apr 16, 2019
Q1 2019
|
Bennicas & Associates, Inc.
|
SELL
|
- |
-59.6KClosed |
$854K - $907K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-26.7KClosed |
$383K - $407K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-208Closed |
$2.98K - $3.16K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-45KClosed |
$636K - $724K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-40.1KClosed |
$567K - $646K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-32KClosed |
$453K - $516K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-30KClosed |
$425K - $483K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-13.9KClosed |
$196K - $223K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-11.3KClosed |
$160K - $182K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
Baillie Gifford & CO
|
SELL
|
- |
-174KClosed |
$2.77M - $2.83M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-123KClosed |
$1.96M - $2M
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-36.9KClosed |
$588K - $601K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-19.4KClosed |
$309K - $316K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Wealthsource Partners, LLC
|
SELL
|
- |
-10.1KClosed |
$161K - $164K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-202Closed |
$3.22K - $3.29K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-43.1KClosed |
$703K - $740K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.07KClosed |
$17.4K - $18.3K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-21.3KClosed |
$344K - $358K
|
0
$0
|
|
|
May 09, 2018
Q1 2018
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-15.1KClosed |
$243K - $254K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.1KClosed |
$228K - $238K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-13.9KClosed |
$224K - $234K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-12.7KClosed |
$205K - $214K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-10.9KClosed |
$176K - $184K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 12, 2018
Q4 2017
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-135KClosed |
$2.18M - $2.28M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-11KClosed |
$177K - $185K
|
0
$0
|
|
| Q4 2016 | |||||||
|
Jan 03, 2024
Q4 2016
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-1.7K- 62.96% |
N/A
|
1K
$0
|
|