Latest Institutional Transactions on Apollo Investment Corp (AINV)
This table provides information on the latest institutional transactions involving Apollo Investment Corp (AINV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
333New |
$4.24K - $4.67K
|
333
$3.7K
|
|
|
Nov 04, 2021
Q3 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-5.96KClosed |
$75.9K - $83.6K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-66Closed |
$840 - $925
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-10.3KClosed |
$131K - $144K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-276Closed |
$3.51K - $3.87K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
BUY
|
PUT |
300+ 42.86% |
$3.82K - $4.21K
|
1K
$11.1K
|
|
|
Oct 12, 2021
Q3 2021
|
Founders Capital Management
|
BUY
|
- |
500+ 50.0% |
$6.37K - $7.01K
|
1.5K
$16.7K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-192Closed |
$2.6K - $2.9K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-30K- 37.44% |
$406K - $453K
|
50.1K
$557K
|
|
|
Aug 16, 2021
Q2 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
PUT |
-10K- 20.0% |
$135K - $151K
|
40K
$445K
|
|
|
Aug 13, 2021
Q2 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-11.6KClosed |
$157K - $175K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-131KClosed |
$1.78M - $1.99M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-2.07KClosed |
$28K - $31.2K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-15KClosed |
$203K - $227K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-12.5KClosed |
$169K - $189K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.55KClosed |
$21K - $23.4K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-34KClosed |
$461K - $515K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-18.4KClosed |
$194K - $274K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Sandler Capital Management
New York, NY |
SELL
|
PUT |
-785KClosed |
$8.29M - $11.7M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-12.8KClosed |
$135K - $191K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.38KClosed |
$14.6K - $20.5K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-13.8KClosed |
$146K - $205K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-404Closed |
$4.27K - $6.02K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-38.5KClosed |
$406K - $573K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-10KClosed |
$106K - $149K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Clear Street Markets LLC
|
SELL
|
- |
-12.7KClosed |
$134K - $189K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Dfpg Investments, LLC
|
SELL
|
- |
-10.6KClosed |
$112K - $158K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 11, 2021
Q4 2020
|
Archer Investment Corp
|
SELL
|
- |
-117Closed |
$883 - $1.4K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Diligent Investors, LLC
|
SELL
|
- |
-17.6KClosed |
$133K - $210K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Rda Financial Network
|
SELL
|
- |
-10.2KClosed |
$76.9K - $122K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Ieq Capital, LLC
|
SELL
|
- |
-25.4KClosed |
$191K - $304K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Mesirow Financial Investment Management Equity & Fixed Income
Chicago, IL |
SELL
|
- |
-47Closed |
$355 - $563
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-5.92KClosed |
$44.7K - $70.9K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Wolff Wiese Magana LLC
|
BUY
|
- |
580New |
$4.38K - $6.95K
|
580
$6.45K
|
|
|
Jan 19, 2021
Q4 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-153Closed |
$1.16K - $1.83K
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Wambolt & Associates, LLC
|
SELL
|
- |
-56.8KClosed |
$429K - $680K
|
0
$0
|
|
|
Jan 12, 2021
Q4 2020
|
Baldwin Brothers LLC
|
BUY
|
- |
1.5K+ 21.95% |
$11.3K - $18K
|
8.33K
$92.7K
|
|
|
Jan 08, 2021
Q4 2020
|
West Oak Capital, LLC
|
SELL
|
- |
-25Closed |
$189 - $300
|
0
$0
|
|
| Q3 2020 | |||||||
|
Aug 30, 2024
Q3 2020
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-95Closed |
$761 - $942
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-15.3KClosed |
$123K - $152K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-609Closed |
$4.88K - $6.04K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-2.07KClosed |
$16.5K - $20.5K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-584Closed |
$4.68K - $5.79K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-41.2KClosed |
$330K - $409K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-731Closed |
$5.86K - $7.25K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-12.7KClosed |
$102K - $126K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-15.1KClosed |
$121K - $150K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Round Table Services, LLC
|
SELL
|
- |
-30KClosed |
$240K - $298K
|
0
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Davenport & CO LLC
|
SELL
|
- |
-10.2KClosed |
$81.3K - $101K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
45+ 7.5% |
$244 - $535
|
645
$7.17K
|
|