Latest Institutional Transactions on Apollo Investment Corp (AINV)
This table provides information on the latest institutional transactions involving Apollo Investment Corp (AINV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 12, 2021
Q4 2020
|
Baldwin Brothers LLC
|
BUY
|
- |
1.5K+ 21.95% |
$11.3K - $18K
|
8.33K
$92.7K
|
|
|
Jan 08, 2021
Q4 2020
|
West Oak Capital, LLC
|
SELL
|
- |
-25Closed |
$189 - $300
|
0
$0
|
|
| Q3 2020 | |||||||
|
Aug 30, 2024
Q3 2020
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-95Closed |
$761 - $942
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-15.3KClosed |
$123K - $152K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-584Closed |
$4.68K - $5.79K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-2.07KClosed |
$16.5K - $20.5K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-609Closed |
$4.88K - $6.04K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-731Closed |
$5.86K - $7.25K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-41.2KClosed |
$330K - $409K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-12.7KClosed |
$102K - $126K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-15.1KClosed |
$121K - $150K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Round Table Services, LLC
|
SELL
|
- |
-30KClosed |
$240K - $298K
|
0
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Davenport & CO LLC
|
SELL
|
- |
-10.2KClosed |
$81.3K - $101K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
45+ 7.5% |
$244 - $535
|
645
$7.17K
|
|
|
Aug 17, 2020
Q2 2020
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-94.3KClosed |
$512K - $1.12M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.67KClosed |
$9.07K - $19.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Easterly Investment Partners LLC
|
SELL
|
- |
-30.9KClosed |
$168K - $367K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-20Closed |
$109 - $238
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-17KClosed |
$92.5K - $202K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-20.9KClosed |
$114K - $249K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1KClosed |
$5.43K - $11.9K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-64KClosed |
$348K - $761K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Hc Financial Advisors Inc
|
SELL
|
- |
-50Closed |
$272 - $595
|
0
$0
|
|
|
Jul 21, 2020
Q2 2020
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-28.3KClosed |
$154K - $337K
|
0
$0
|
|
|
Jul 02, 2020
Q2 2020
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-850Closed |
$4.62K - $10.1K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jun 05, 2020
Q1 2020
|
Telemus Capital, LLC
|
SELL
|
- |
-598KClosed |
$3.72M - $10.5M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-11.5KClosed |
$71.4K - $203K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-64.6KClosed |
$402K - $1.14M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-94KClosed |
$584K - $1.66M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-79.1KClosed |
$492K - $1.4M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-10KClosed |
$62.4K - $177K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-1K- 23.26% |
$6.22K - $17.7K
|
3.3K
$36.7K
|
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-150Closed |
$933 - $2.65K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-69.6KClosed |
$433K - $1.23M
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-80Closed |
$498 - $1.41K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-134Closed |
$833 - $2.37K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-500Closed |
$3.11K - $8.83K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-133Closed |
$827 - $2.35K
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-10.9KClosed |
$68.1K - $193K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 18, 2020
Q4 2019
|
Abrdn PLC
|
SELL
|
- |
-30.3KClosed |
$465K - $551K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-166Closed |
$2.54K - $3.02K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-58.7KClosed |
$899K - $1.07M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
- |
-10.3KClosed |
$158K - $188K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
665New |
$10.2K - $12.1K
|
665
$7.39K
|
|
|
Feb 12, 2020
Q4 2019
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-31.7KClosed |
$485K - $576K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-70.2KClosed |
$1.08M - $1.28M
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Cumberland Partners LTD
Toronto, A6 |
SELL
|
- |
-15.5KClosed |
$238K - $282K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-1Closed |
$15.3 - $18.2
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-627Closed |
$9.61K - $11.4K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-833Closed |
$12.8K - $15.1K
|
0
$0
|
|