Purchases and Sales Made in Q3 2021 in Apollo Investment Corp (AINV)
This table provides information about the institutional ownership of Apollo Investment Corp (AINV) during Q3 2021. The information is specifically focused on institutions that hold shares of APOLLO INVESTMENT CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
597KNew |
$7.6M - $8.37M
|
597K
$6.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
314K+ 291.63% |
$3.99M - $4.4M
|
421K
$4.69M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
263KNew |
$3.34M - $3.68M
|
263K
$2.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
91.7K+ 3.86% |
$1.17M - $1.29M
|
2.47M
$27.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Cubic Asset Management, LLC
|
BUY
|
- |
81.9KNew |
$1.04M - $1.15M
|
81.9K
$911K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
52.2K+ 26.22% |
$665K - $732K
|
251K
$2.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
46.7K+ 318.72% |
$594K - $655K
|
61.3K
$682K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
34.7KNew |
$442K - $486K
|
34.7K
$386K
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
28.7KNew |
$365K - $402K
|
28.7K
$319K
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
26.6KNew |
$339K - $373K
|
26.6K
$296K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
25.3K+ 28.1% |
$323K - $355K
|
115K
$1.28M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
22.8K+ 5.21% |
$290K - $320K
|
460K
$5.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
20.1KNew |
$256K - $282K
|
20.1K
$224K
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
17.9KNew |
$228K - $251K
|
17.9K
$199K
|
|
|
Nov 15, 2021
Q3 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
17.6KNew |
$224K - $247K
|
17.6K
$196K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.5K+ 10.63% |
$197K - $217K
|
161K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
14.6KNew |
$186K - $205K
|
14.6K
$162K
|
|
|
Nov 02, 2021
Q3 2021
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
13.9KNew |
$177K - $195K
|
13.9K
$155K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.5K+ 1.17% |
$171K - $189K
|
1.16M
$12.9M
|
|
|
Nov 10, 2021
Q3 2021
|
Pictet & Cie (Europe) Sa
|
BUY
|
- |
11.8KNew |
$151K - $166K
|
11.8K
$132K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
11.7K+ 16.44% |
$149K - $164K
|
83K
$923K
|
|
|
Nov 10, 2021
Q3 2021
|
Nine Point Two Capital LLC
Los Angeles, CA |
BUY
|
- |
11.6KNew |
$147K - $162K
|
11.6K
$129K
|
|
|
Oct 28, 2021
Q3 2021
|
Winton Group LTD
London, X0 |
BUY
|
- |
10.7K+ 10.17% |
$136K - $150K
|
116K
$1.29M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
10.2KNew |
$130K - $143K
|
10.2K
$114K
|
|
|
Nov 09, 2021
Q3 2021
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
9.13K+ 17.56% |
$116K - $128K
|
61.1K
$679K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
8.78K+ 15.69% |
$112K - $123K
|
64.8K
$720K
|
|
|
Nov 12, 2021
Q3 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
8K+ 27.78% |
$102K - $112K
|
36.8K
$409K
|
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
BUY
|
- |
7.69K+ 6.41% |
$97.9K - $108K
|
128K
$1.42M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.28K+ 4048.39% |
$79.9K - $88K
|
6.43K
$71.5K
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
5.23K+ 52.3% |
$66.6K - $73.3K
|
15.2K
$169K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
4.68K+ 9.59% |
$59.6K - $65.6K
|
53.5K
$595K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
4.42K+ 25.45% |
$56.2K - $61.9K
|
21.8K
$242K
|
|
|
Nov 16, 2021
Q3 2021
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
4.42K+ 32.38% |
$56.2K - $61.9K
|
18.1K
$201K
|
|
|
Oct 27, 2021
Q3 2021
|
Meridian Investment Counsel Inc.
Lafayette, CA |
BUY
|
- |
3.92K+ 5.04% |
$49.9K - $54.9K
|
81.6K
$908K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.69K+ 44.79% |
$47K - $51.7K
|
11.9K
$133K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.01K+ 542.09% |
$38.4K - $42.3K
|
3.57K
$39.7K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.61K+ 7.4% |
$33.3K - $36.6K
|
37.9K
$421K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.6K+ 4.44% |
$33.1K - $36.5K
|
61.2K
$680K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.19K+ 4.74% |
$27.9K - $30.7K
|
48.4K
$538K
|
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
2.18KNew |
$27.8K - $30.6K
|
2.18K
$24.3K
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
2.18KNew |
$27.8K - $30.6K
|
2.18K
$24.3K
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
BUY
|
- |
1.6K+ 127.9% |
$20.4K - $22.4K
|
2.85K
$31.7K
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
1.18K+ 142.2% |
$15K - $16.5K
|
2K
$22.3K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
945+ 2.5% |
$12K - $13.2K
|
38.7K
$431K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
884+ 3.96% |
$11.3K - $12.4K
|
23.2K
$258K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
833New |
$10.6K - $11.7K
|
833
$9.26K
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
817New |
$10.4K - $11.5K
|
817
$9.09K
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
750+ 2.63% |
$9.55K - $10.5K
|
29.3K
$326K
|
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
669+ 2.35% |
$8.52K - $9.38K
|
29.1K
$324K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
658+ 25.24% |
$8.38K - $9.23K
|
3.27K
$36.3K
|