Purchases and Sales Made in Q3 2021 in Apollo Investment Corp (AINV)
This table provides information about the institutional ownership of Apollo Investment Corp (AINV) during Q3 2021. The information is specifically focused on institutions that hold shares of APOLLO INVESTMENT CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
545+ 2.57% |
$6.94K - $7.64K
|
21.7K
$242K
|
|
|
Oct 12, 2021
Q3 2021
|
Founders Capital Management
|
BUY
|
- |
500+ 50.0% |
$6.37K - $7.01K
|
1.5K
$16.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
425+ 1.83% |
$5.41K - $5.96K
|
23.6K
$263K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
333New |
$4.24K - $4.67K
|
333
$3.7K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
324New |
$4.12K - $4.54K
|
324
$3.6K
|
|
|
Nov 08, 2021
Q3 2021
|
Keybank National Association
|
BUY
|
- |
270+ 2.62% |
$3.44K - $3.79K
|
10.6K
$118K
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
250+ 0.74% |
$3.18K - $3.51K
|
34.2K
$380K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
244+ 2.06% |
$3.11K - $3.42K
|
12.1K
$135K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
129+ 4.06% |
$1.64K - $1.81K
|
3.31K
$36.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
74+ 0.06% |
$942 - $1.04K
|
134K
$1.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
58New |
$738 - $813
|
58
$645
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
44+ 2.62% |
$560 - $617
|
1.73K
$19.2K
|
|
|
Oct 12, 2021
Q3 2021
|
Peak Financial Advisors LLC
|
BUY
|
- |
27+ 0.26% |
$344 - $379
|
10.3K
$115K
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
8+ 2.6% |
$102 - $112
|
316
$3.51K
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-66Closed |
$840 - $925
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-276Closed |
$3.51K - $3.87K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-520- 4.23% |
$6.62K - $7.29K
|
11.8K
$131K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.08K- 5.91% |
$13.7K - $15.1K
|
17.2K
$191K
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-1.14K- 58.04% |
$14.6K - $16K
|
827
$9.2K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5K- 50.0% |
$19.1K - $21K
|
1.5K
$16.7K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.62K- 7.51% |
$20.6K - $22.7K
|
19.9K
$221K
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-1.67KClosed |
$21.2K - $23.4K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.88K- 0.68% |
$23.9K - $26.3K
|
273K
$3.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.07K- 1.17% |
$26.4K - $29K
|
175K
$1.94M
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-3.23KClosed |
$41.1K - $45.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-4.17K- 28.42% |
$53K - $58.4K
|
10.5K
$117K
|
|
|
Nov 15, 2021
Q3 2021
|
Pinz Capital Management, LP
New York, NY |
SELL
|
- |
-4.8KClosed |
$61.1K - $67.3K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-4.88K- 21.25% |
$62.1K - $68.3K
|
18.1K
$201K
|
|
|
Nov 04, 2021
Q3 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-5.96KClosed |
$75.9K - $83.6K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-6.5K- 2.96% |
$82.7K - $91.1K
|
213K
$2.37M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-8.46K- 99.24% |
$108K - $119K
|
65
$723
|
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-9.07KClosed |
$115K - $127K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-10.3KClosed |
$131K - $144K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-12.2KClosed |
$155K - $171K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-13KClosed |
$165K - $182K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.3KClosed |
$170K - $187K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-13.9K- 6.37% |
$177K - $195K
|
204K
$2.27M
|
|
|
Nov 15, 2021
Q3 2021
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-14KClosed |
$178K - $197K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Xtx Topco LTD
London, X0 |
SELL
|
- |
-16.1KClosed |
$205K - $225K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-17.1KClosed |
$218K - $240K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-17.7K- 5.71% |
$225K - $248K
|
292K
$3.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-18.5K- 5.62% |
$235K - $259K
|
311K
$3.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-21.3K- 18.11% |
$272K - $299K
|
96.5K
$1.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-21.7KClosed |
$276K - $304K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-21.7K- 31.27% |
$276K - $304K
|
47.7K
$531K
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-22.2KClosed |
$283K - $312K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-28K- 6.72% |
$356K - $392K
|
388K
$4.32M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-28.3KClosed |
$360K - $397K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-34.4K- 16.57% |
$438K - $482K
|
173K
$1.93M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-35.2K- 6.91% |
$449K - $494K
|
475K
$5.28M
|