Guggenheim Capital LLC Apollo Investment Corp Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 11, 2023	SELL	N/A	-326 Reduced 1.51%	21,299 $236,000
Q1 2023 May 10, 2023	SELL	N/A	-125 Reduced 0.57%	21,625 $240,000
Q4 2022 Feb 14, 2023	SELL	N/A	-368 Reduced 1.66%	21,750 $241,000
Q3 2022 Nov 14, 2022	SELL	$11.01 - $13.65 $11,670 - $14,469	-1,060 Reduced 4.57%	22,118 $226,000
Q2 2022 Aug 15, 2022	BUY	$10.07 - $13.59 $10,009 - $13,508	994 Added 4.48%	23,178 $250,000
Q1 2022 May 16, 2022	BUY	$12.78 - $13.69 $21,419 - $22,944	1,676 Added 8.17%	22,184 $293,000
Q4 2021 Feb 14, 2022	SELL	$12.04 - $13.47 $327,536 - $366,437	-27,204 Reduced 57.02%	20,508 $262,000
Q3 2021 Nov 15, 2021	SELL	$12.73 - $14.02 $276,368 - $304,374	-21,710 Reduced 31.27%	47,712 $619,000
Q2 2021 Aug 13, 2021	SELL	$13.54 - $15.12 $356,860 - $398,502	-26,356 Reduced 27.52%	69,422 $948,000
Q1 2021 May 13, 2021	SELL	$10.56 - $14.89 $153,299 - $216,158	-14,517 Reduced 13.16%	95,778 $1.31 Million
Q4 2020 Feb 16, 2021	SELL	$7.55 - $11.98 $188,727 - $299,464	-24,997 Reduced 18.48%	110,295 $1.17 Million
Q3 2020 Nov 13, 2020	SELL	$8.01 - $9.92 $60,980 - $75,520	-7,613 Reduced 5.33%	135,292 $1.12 Million
Q2 2020 Aug 14, 2020	SELL	$5.43 - $11.89 $59,626 - $130,564	-10,981 Reduced 7.14%	142,905 $1.37 Million
Q1 2020 Jun 02, 2020	BUY	$6.22 - $17.65 $6,058 - $17,191	974 Added 0.64%	153,886 $1.04 Million
Q4 2019 Feb 14, 2020	SELL	$15.32 - $18.18 $386,998 - $459,244	-25,261 Reduced 14.18%	152,912 $2.67 Million
Q3 2019 Nov 14, 2019	SELL	$15.83 - $16.98 $443,334 - $475,541	-28,006 Reduced 13.58%	178,173 $2.87 Million
Q2 2019 Aug 14, 2019	SELL	$15.21 - $16.44 $219,814 - $237,590	-14,452 Reduced 6.55%	206,179 $3.26 Million
Q1 2019 May 15, 2019	SELL	$12.72 - $15.89 $28,683 - $35,831	-2,255 Reduced 1.01%	220,631 $3.34 Million
Q4 2018 Feb 14, 2019	BUY	$12.38 - $16.5 $2.76 Million - $3.68 Million	222,886 New	222,886 $2.76 Million

Others Institutions Holding AINV

# of Institutions

189

Shares Held

25.8M

Call Options Held

122K

Put Options Held

58.8K

Thornburg Investment Management Inc

2.94M
Shares

$32.7 Million
0.46% of portfolio
Apollo Management Holdings, L.P. New York, NY

2.47M
Shares

$27.4 Million
0.4% of portfolio
Van Eck Associates Corp

2.27M
Shares

$25.2 Million
0.04% of portfolio
Allspring Global Investments Holdings, LLC

2.16M
Shares

$24 Million
0.04% of portfolio
Morgan Stanley New York, NY

1.61M
Shares

$17.9 Million
0.0% of portfolio

About APOLLO INVESTMENT CORP

Ticker AINV
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Market Cap $893M

More about AINV

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