Dawn M. Brockman is SVP AND CONTROLLER of AMERIPRISE FINANCIAL INC. Currently has a direct ownership of 945 shares of AMP, which is worth approximately $499,744. The most recent transaction as insider was on Nov 06, 2024, when has been sold 350 shares (Common Stock) at a price of $560.12 per share, resulting in proceeds of $196,042. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 945
27.03% 3M change
20.12% 12M change
Total Value Held $499,744

Dawn M. Brockman Transaction History

Date Transaction Value Shares Traded Shares Held Form
Nov 06 2024
SELL
Open market or private sale
$196,042 $560.12 p/Share
350 Reduced 27.03%
945 Common Stock
Jul 11 2024
SELL
Payment of exercise price or tax liability
$1,319 $439.82 p/Share
3 Reduced 0.23%
1,295 Common Stock
Jul 11 2024
BUY
Exercise of conversion of derivative security
-
10 Added 0.76%
1,298 Common Stock
Mar 26 2024
SELL
Open market or private sale
$97,245 $434.13 p/Share
224 Reduced 14.81%
1,288 Common Stock
Mar 26 2024
SELL
Payment of exercise price or tax liability
$102,737 $433.49 p/Share
237 Reduced 13.55%
1,512 Common Stock
Mar 26 2024
BUY
Exercise of conversion of derivative security
$59,358 $128.76 p/Share
461 Added 20.86%
1,749 Common Stock
Jan 29 2024
SELL
Payment of exercise price or tax liability
$12,579 $393.11 p/Share
32 Reduced 2.42%
1,288 Common Stock
Jan 28 2024
SELL
Payment of exercise price or tax liability
$8,219 $391.4 p/Share
21 Reduced 1.57%
1,320 Common Stock
Jan 27 2024
SELL
Payment of exercise price or tax liability
$8,219 $391.4 p/Share
21 Reduced 1.54%
1,341 Common Stock
Jan 26 2024
BUY
Grant, award, or other acquisition
-
179 Added 11.62%
1,362 Common Stock
Dec 18 2023
SELL
Payment of exercise price or tax liability
$80,004 $375.61 p/Share
213 Reduced 15.26%
1,183 Common Stock
Dec 18 2023
BUY
Exercise of conversion of derivative security
$45,196 $107.61 p/Share
420 Added 23.13%
1,396 Common Stock
Jan 31 2023
SELL
Payment of exercise price or tax liability
$7,352 $350.12 p/Share
21 Reduced 2.11%
976 Common Stock
Jan 29 2023
SELL
Payment of exercise price or tax liability
$11,022 $344.45 p/Share
32 Reduced 3.11%
997 Common Stock
Jan 28 2023
SELL
Payment of exercise price or tax liability
$7,233 $344.45 p/Share
21 Reduced 2.0%
1,029 Common Stock
Jan 27 2023
BUY
Grant, award, or other acquisition
-
175 Added 14.29%
1,050 Common Stock
Dec 27 2022
SELL
Open market or private sale
$127,358 $310.63 p/Share
410 Reduced 31.91%
875 Common Stock
DMB

Dawn M. Brockman

SVP AND CONTROLLER
Minneapolis, MN

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P - Open market or private purchase×
S - Open market or private sale×
V - Transaction voluntarily reported earlier than required×
A - Grant, award, or other acquisition×
D - Sale (or disposition) back to the issuer×
F - Payment of exercise price or tax liability×
I - Discretionary transaction×
M - Exercise of conversion of derivative security×
C - Conversion of derivative security×
E - Expiration of short derivative position×
H - Expiration (or cancellation) of long derivative position with value received×
O - Exercise of out-of-the-money derivative securities×
X - Exercise of in-the-money or at-the-money derivatives securities×
G - Bona fide gift×
L - Small Acquisition×
W - Acquisition or disposition by will or laws×
Z - Deposit into or withdrawal from voting trust×
J - Other acquisition or disposition×
K - Transaction in equity swap or similar instrument×
U - Disposition due to a tender of shares in a change of control transaction×
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