Dawn M. Brockman Ameriprise Financial Inc (AMP) insider trading activity

Dawn M. Brockman is SVP AND CONTROLLER of AMERIPRISE FINANCIAL INC. Currently has a direct ownership of 945 shares of AMP, which is worth approximately $530,523. The most recent transaction as insider was on Nov 06, 2024, when has been sold 350 shares (Common Stock) at a price of $560.12 per share, resulting in proceeds of $196,042. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 945

27.03% 3M change

3.18% 12M change

Total Value Held $530,523

Dawn M. Brockman Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Nov 06 2024	SELL Open market or private sale	$196,042 $560.12 p/Share	350 Reduced 27.03%	945 Common Stock
Jul 11 2024	SELL Payment of exercise price or tax liability	$1,319 $439.82 p/Share	3 Reduced 0.23%	1,295 Common Stock
Jul 11 2024	BUY Exercise of conversion of derivative security	-	10 Added 0.76%	1,298 Common Stock
Mar 26 2024	SELL Open market or private sale	$97,245 $434.13 p/Share	224 Reduced 14.81%	1,288 Common Stock
Mar 26 2024	SELL Payment of exercise price or tax liability	$102,737 $433.49 p/Share	237 Reduced 13.55%	1,512 Common Stock
Mar 26 2024	BUY Exercise of conversion of derivative security	$59,358 $128.76 p/Share	461 Added 20.86%	1,749 Common Stock
Jan 29 2024	SELL Payment of exercise price or tax liability	$12,579 $393.11 p/Share	32 Reduced 2.42%	1,288 Common Stock
Jan 28 2024	SELL Payment of exercise price or tax liability	$8,219 $391.4 p/Share	21 Reduced 1.57%	1,320 Common Stock
Jan 27 2024	SELL Payment of exercise price or tax liability	$8,219 $391.4 p/Share	21 Reduced 1.54%	1,341 Common Stock
Jan 26 2024	BUY Grant, award, or other acquisition	-	179 Added 11.62%	1,362 Common Stock
Dec 18 2023	SELL Payment of exercise price or tax liability	$80,004 $375.61 p/Share	213 Reduced 15.26%	1,183 Common Stock
Dec 18 2023	BUY Exercise of conversion of derivative security	$45,196 $107.61 p/Share	420 Added 23.13%	1,396 Common Stock
Jan 31 2023	SELL Payment of exercise price or tax liability	$7,352 $350.12 p/Share	21 Reduced 2.11%	976 Common Stock
Jan 29 2023	SELL Payment of exercise price or tax liability	$11,022 $344.45 p/Share	32 Reduced 3.11%	997 Common Stock
Jan 28 2023	SELL Payment of exercise price or tax liability	$7,233 $344.45 p/Share	21 Reduced 2.0%	1,029 Common Stock
Jan 27 2023	BUY Grant, award, or other acquisition	-	175 Added 14.29%	1,050 Common Stock
Dec 27 2022	SELL Open market or private sale	$127,358 $310.63 p/Share	410 Reduced 31.91%	875 Common Stock

DMB

Dawn M. Brockman

SVP AND CONTROLLER

Minneapolis, MN

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