Purchases and Sales Made in Q3 2020 in Apollo Endosurgery, Inc. (APEN)
This table provides information about the institutional ownership of Apollo Endosurgery, Inc. (APEN) during Q3 2020. The information is specifically focused on institutions that hold shares of Apollo Endosurgery, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Cpmg Inc
Dallas, TX |
BUY
|
- |
1.78M+ 133.88% |
$2.26M - $3.35M
|
3.11M
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Gagnon Advisors, LLC
|
BUY
|
- |
400K+ 76.95% |
$508K - $752K
|
920K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
110K+ 64.1% |
$140K - $208K
|
283K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Gagnon Securities LLC
|
BUY
|
- |
90.4K+ 9.49% |
$115K - $170K
|
1.04M
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Nantahala Capital Management, LLC
New Canaan, CT |
BUY
|
- |
65.3K+ 3.53% |
$82.9K - $123K
|
1.91M
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
8.6K+ 9.22% |
$10.9K - $16.2K
|
102K
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
BUY
|
- |
5.55KNew |
$7.05K - $10.4K
|
5.55K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
1.45K+ 146.13% |
$1.85K - $2.73K
|
2.45K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-18- 21.69% |
$22.9 - $33.8
|
65
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.11KClosed |
$9.02K - $13.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Stonepine Capital Management, LLC
Bend, OR |
SELL
|
- |
-22.3K- 1.54% |
$28.4K - $42K
|
1.43M
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Prosight Management, LP
Dallas, TX |
SELL
|
- |
-102K- 26.94% |
$130K - $192K
|
278K
$0
|