Latest Institutional Sells of Apollo Endosurgery, Inc. (APEN)
This list provides information on the latest institutional transactions involving Apollo Endosurgery, Inc. (APEN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Stonepine Capital Management, LLC
Bend, OR |
SELL
|
- |
-3.36M- 90.07% |
$33M - $33.4M
|
370K
$0
|
|
|
Apr 10, 2023
Q1 2023
|
Gagnon Securities LLC
|
SELL
|
- |
-1.64M- 96.07% |
$16.1M - $16.3M
|
67K
$0
|
|
|
May 09, 2023
Q1 2023
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-491K- 82.63% |
$4.82M - $4.89M
|
103K
$0
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
SELL
|
- |
-387K- 16.2% |
$3.8M - $3.85M
|
2M
$0
|
|
|
Nov 14, 2024
Q1 2023
|
Water Island Capital LLC
New York, NY |
SELL
|
- |
-383K- 85.07% |
$3.76M - $3.81M
|
67.1K
$0
|
|
|
May 12, 2023
Q1 2023
|
Awm Investment Company, Inc.
New York, NY |
SELL
|
- |
-300K- 38.13% |
$2.95M - $2.99M
|
487K
$0
|
|
|
May 09, 2023
Q1 2023
|
Boston Partners
Boston, MA |
SELL
|
- |
-104K- 76.23% |
$1.02M - $1.04M
|
32.4K
$0
|
|
|
May 12, 2023
Q1 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-86.5K- 41.27% |
$850K - $862K
|
123K
$0
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-35.1K- 99.37% |
$345K - $350K
|
223
$0
|
|
|
May 15, 2023
Q1 2023
|
Harvest Management LLC
New York, NY |
SELL
|
- |
-20K- 40.0% |
$197K - $199K
|
30K
$0
|
|
|
May 22, 2023
Q1 2023
|
University Of Texas
|
SELL
|
- |
-15.6K- 50.0% |
$153K - $155K
|
15.6K
$0
|
|
|
May 15, 2023
Q1 2023
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-11.8K- 3.18% |
$116K - $118K
|
360K
$0
|
|
|
May 04, 2023
Q1 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-10.7K- 60.33% |
$105K - $107K
|
7.05K
$0
|
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-6.17K- 3.14% |
$60.6K - $61.4K
|
190K
$0
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
CALL |
-5.8K- 78.38% |
$57K - $57.8K
|
1.6K
$0
|
|
|
May 11, 2023
Q1 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-3.27K- 19.0% |
$32.1K - $32.5K
|
13.9K
$0
|
|
|
May 09, 2023
Q1 2023
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-2K- 7.41% |
$19.7K - $19.9K
|
25K
$0
|
|
|
May 11, 2023
Q1 2023
|
Ramius Advisors LLC
New York, NY |
SELL
|
PUT |
-1.8K- 12.16% |
$17.7K - $17.9K
|
13K
$0
|
|
|
May 15, 2023
Q1 2023
|
Gilder Gagnon Howe & CO LLC
New York, NY |
SELL
|
- |
-1.35K- 0.36% |
$13.3K - $13.5K
|
372K
$0
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-28- 10.61% |
$275 - $279
|
236
$0
|
|
| Q4 2022 | |||||||
|
Feb 13, 2023
Q4 2022
|
Archon Capital Management LLC
Seattle, WA |
SELL
|
- |
-197K- 10.67% |
$1.16M - $1.99M
|
1.65M
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Aigh Capital Management LLC
Baltimore, MD |
SELL
|
- |
-192K- 37.78% |
$1.14M - $1.95M
|
316K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Worth Venture Partners, LLC
Fort Lee, NJ |
SELL
|
- |
-48.8K- 38.6% |
$289K - $495K
|
77.7K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-5.2K- 47.72% |
$30.7K - $52.8K
|
5.7K
$0
|
|
|
Feb 09, 2023
Q4 2022
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-5.14K- 7.75% |
$30.4K - $52.1K
|
61.2K
$0
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Soleus Capital Management, L.P.
Greenwich, CT |
SELL
|
- |
-2.13M- 65.21% |
$7.78M - $14.4M
|
1.14M
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Parian Global Management LP
Pound Ridge, NY |
SELL
|
- |
-206K- 28.08% |
$751K - $1.39M
|
527K
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-59.5K- 65.89% |
$217K - $401K
|
30.8K
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-58K- 24.87% |
$212K - $391K
|
175K
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-25.5K- 62.37% |
$93.1K - $172K
|
15.4K
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.4K- 16.67% |
$16.1K - $29.7K
|
22K
$0
|
|
|
Nov 10, 2022
Q3 2022
|
1492 Capital Management LLC
Milwaukee, WI |
SELL
|
- |
-24- 0.03% |
$87.6 - $162
|
74.3K
$0
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-311KClosed |
$1.14M - $1.88M
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-273K- 50.0% |
$995K - $1.65M
|
273K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Manatuck Hill Partners, LLC
Westport, CT |
SELL
|
- |
-185KClosed |
$677K - $1.12M
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Calamos Advisors LLC
|
SELL
|
- |
-113KClosed |
$411K - $680K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
683 Capital Management, LLC
New York, NY |
SELL
|
- |
-49.6KClosed |
$181K - $299K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-37.7K- 75.29% |
$138K - $228K
|
12.4K
$0
|
|
|
Sep 12, 2022
Q2 2022
|
Hussman Strategic Advisors, Inc.
Ellicott City, MD |
SELL
|
- |
-26KClosed |
$94.9K - $157K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-18.5K- 23.9% |
$67.5K - $112K
|
58.9K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-14.7KClosed |
$53.7K - $88.9K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Sciencast Management LP
|
SELL
|
- |
-13.9KClosed |
$50.6K - $83.8K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.1KClosed |
$40.7K - $67.3K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Waypoint Capital Advisors, LLC
|
SELL
|
- |
-10KClosed |
$36.5K - $60.4K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-8.47KClosed |
$30.9K - $51.2K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-82- 0.04% |
$299 - $495
|
208K
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
SELL
|
- |
-416KClosed |
$2.08M - $3.65M
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-219KClosed |
$1.1M - $1.92M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-140KClosed |
$699K - $1.22M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Boulder Hill Capital Management LP
New York, NY |
SELL
|
- |
-11.4KClosed |
$57.1K - $100K
|
0
$0
|
|