Purchases and Sales Made in Q3 2021 in Apollo Endosurgery, Inc. (APEN)
This table provides information about the institutional ownership of Apollo Endosurgery, Inc. (APEN) during Q3 2021. The information is specifically focused on institutions that hold shares of Apollo Endosurgery, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Parian Global Management LP
Pound Ridge, NY |
BUY
|
- |
820KNew |
$6.03M - $8.15M
|
820K
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
642KNew |
$4.72M - $6.37M
|
642K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
295KNew |
$2.17M - $2.93M
|
295K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Nantahala Capital Management, LLC
New Canaan, CT |
BUY
|
- |
197K+ 8.49% |
$1.45M - $1.95M
|
2.51M
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
BUY
|
- |
156KNew |
$1.15M - $1.55M
|
156K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Stonepine Capital Management, LLC
Bend, OR |
BUY
|
- |
150K+ 19.67% |
$1.1M - $1.49M
|
912K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Parkman Healthcare Partners LLC
Stamford, CT |
BUY
|
- |
140K+ 20.25% |
$1.03M - $1.39M
|
831K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
106K+ 15.81% |
$776K - $1.05M
|
773K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Gilder Gagnon Howe & CO LLC
New York, NY |
BUY
|
- |
55.7K+ 35.19% |
$410K - $553K
|
214K
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Hillsdale Investment Management Inc.
Toronto, A6 |
BUY
|
- |
45.1K+ 21.0% |
$331K - $448K
|
260K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bridgeway Capital Management, LLC
Houston, TX |
BUY
|
- |
37.2K+ 24.62% |
$273K - $369K
|
188K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
31.4KNew |
$231K - $312K
|
31.4K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
28.4KNew |
$209K - $282K
|
28.4K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cpmg Inc
Dallas, TX |
BUY
|
- |
25K+ 0.79% |
$184K - $249K
|
3.19M
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
20.1KNew |
$148K - $200K
|
20.1K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
11.6KNew |
$84.9K - $115K
|
11.6K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
10.4K+ 6.79% |
$76.8K - $104K
|
164K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
9.87KNew |
$72.5K - $98K
|
9.87K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
8.2K+ 5.82% |
$60.3K - $81.4K
|
149K
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Assenagon Asset Management S.A.
|
BUY
|
- |
7.97K+ 3.5% |
$58.6K - $79.2K
|
236K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
BUY
|
- |
7.1K+ 22.26% |
$52.2K - $70.5K
|
39K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
5.37K+ 384.06% |
$39.5K - $53.4K
|
6.77K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
4.09K+ 3.41% |
$30K - $40.6K
|
124K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
3.91KNew |
$28.7K - $38.8K
|
3.91K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.3KNew |
$24.2K - $32.7K
|
3.3K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
1.98KNew |
$14.6K - $19.7K
|
1.98K
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
1.14KNew |
$8.39K - $11.3K
|
1.14K
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Dorsey Wright & Associates
|
BUY
|
- |
652+ 8.5% |
$4.79K - $6.47K
|
8.33K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
160+ 131.15% |
$1.18K - $1.59K
|
282
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
38+ 44.19% |
$279 - $377
|
124
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-1.55K- 0.63% |
$11.4K - $15.4K
|
243K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.3K- 5.79% |
$16.9K - $22.8K
|
37.4K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.31K- 84.67% |
$17K - $22.9K
|
418
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-3.3K- 5.97% |
$24.3K - $32.8K
|
52.1K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-3.33K- 89.38% |
$24.5K - $33.1K
|
396
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14KClosed |
$103K - $139K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-15K- 36.49% |
$111K - $149K
|
26.2K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Gagnon Securities LLC
|
SELL
|
- |
-29.7K- 1.89% |
$218K - $295K
|
1.54M
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-35.6KClosed |
$262K - $354K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-41.8K- 9.26% |
$307K - $415K
|
410K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Manatuck Hill Partners, LLC
Westport, CT |
SELL
|
- |
-103K- 30.18% |
$758K - $1.02M
|
239K
$0
|