Purchases and Sales Made in Q4 2020 in Apollo Endosurgery, Inc. (APEN)
This table provides information about the institutional ownership of Apollo Endosurgery, Inc. (APEN) during Q4 2020. The information is specifically focused on institutions that hold shares of Apollo Endosurgery, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2021
Q4 2020
|
Stonepine Capital Management, LLC
Bend, OR |
BUY
|
- |
901K+ 63.19% |
$1.5M - $4.33M
|
2.33M
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Gagnon Securities LLC
|
BUY
|
- |
410K+ 39.3% |
$681K - $1.97M
|
1.45M
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Nantahala Capital Management, LLC
New Canaan, CT |
BUY
|
- |
375K+ 19.61% |
$623K - $1.81M
|
2.29M
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Gagnon Advisors, LLC
|
BUY
|
- |
281K+ 30.54% |
$466K - $1.35M
|
1.2M
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
122K+ 119.63% |
$202K - $586K
|
224K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Manatuck Hill Partners, LLC
Westport, CT |
BUY
|
- |
120KNew |
$200K - $579K
|
120K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
13.6K+ 21.81% |
$22.6K - $65.4K
|
75.9K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
11.1KNew |
$18.4K - $53.2K
|
11.1K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
BUY
|
- |
1.52K+ 61.94% |
$2.52K - $7.3K
|
3.97K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
25+ 5.12% |
$41.5 - $120
|
513
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
19+ 29.23% |
$31.5 - $91.4
|
84
$0
|
|
|
Mar 19, 2021
Q4 2020
|
Valley Brook Capital Group, Inc.
Venetia, PA |
BUY
|
- |
2New |
$3.32 - $9.62
|
2
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-5.55KClosed |
$9.21K - $26.7K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-33.8K- 11.95% |
$56.1K - $163K
|
249K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-40.5K- 34.12% |
$67.2K - $195K
|
78.2K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Ardsley Advisory Partners LP
Stamford, CT |
SELL
|
- |
-45.2KClosed |
$75K - $217K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
University Of Texas
|
SELL
|
- |
-263K- 94.41% |
$437K - $1.27M
|
15.6K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Prosight Management, LP
Dallas, TX |
SELL
|
- |
-278KClosed |
$461K - $1.34M
|
0
$0
|