Purchases and Sales Made in Q4 2021 in Apollo Endosurgery, Inc. (APEN)
This table provides information about the institutional ownership of Apollo Endosurgery, Inc. (APEN) during Q4 2021. The information is specifically focused on institutions that hold shares of Apollo Endosurgery, Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
1.39K+ 351.52% |
$10.6K - $14.1K
|
1.79K
$0
|
|
Jan 27, 2022
Q4 2021
|
Dorsey Wright & Associates
|
BUY
|
- |
1.3K+ 15.66% |
$9.96K - $13.2K
|
9.63K
$0
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
536New |
$4.1K - $5.42K
|
536
$0
|
|
Feb 14, 2022
Q4 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
207+ 73.4% |
$1.58K - $2.09K
|
489
$0
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
108+ 9.47% |
$825 - $1.09K
|
1.25K
$0
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
60+ 48.39% |
$458 - $607
|
184
$0
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-2Closed |
$15.3 - $20.2
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-12Closed |
$91.7 - $121
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-418Closed |
$3.19K - $4.23K
|
0
$0
|
|
Jan 18, 2022
Q4 2021
|
Cutler Group LP
|
SELL
|
- |
-500Closed |
$3.82K - $5.06K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-2.47K- 12.31% |
$18.9K - $25K
|
17.6K
$0
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-6.77KClosed |
$51.7K - $68.5K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Gagnon Securities LLC
|
SELL
|
- |
-6.87K- 0.45% |
$52.5K - $69.5K
|
1.53M
$0
|
|
Jan 26, 2022
Q4 2021
|
Kercheville Advisors, LLC
|
SELL
|
- |
-10.7KClosed |
$81.6K - $108K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-12.5K- 33.42% |
$95.5K - $126K
|
24.9K
$0
|
|
Feb 14, 2022
Q4 2021
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-23.5K- 12.48% |
$180K - $238K
|
165K
$0
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.4KClosed |
$217K - $287K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-41K- 15.79% |
$313K - $415K
|
219K
$0
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-44.4K- 29.76% |
$339K - $448K
|
105K
$0
|
|
Feb 11, 2022
Q4 2021
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-70.1K- 33.45% |
$536K - $709K
|
140K
$0
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-125K- 30.46% |
$953K - $1.26M
|
285K
$0
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-295KClosed |
$2.25M - $2.98M
|
0
$0
|