Purchases and Sales Made in Q4 2021 in Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information about the institutional ownership of Ares Dynamic Credit Allocation Fund, Inc. (ARDC) during Q4 2021. The information is specifically focused on institutions that hold shares of Ares Dynamic Credit Allocation Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
189KNew |
$2.88M - $3.12M
|
189K
$2.84M
|
|
|
Feb 08, 2022
Q4 2021
|
Granite Shares Advisors LLC
|
BUY
|
- |
163KNew |
$2.49M - $2.69M
|
163K
$2.45M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
116K+ 9.14% |
$1.78M - $1.92M
|
1.39M
$20.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
107K+ 16.92% |
$1.63M - $1.77M
|
740K
$11.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
76.5K+ 14.17% |
$1.17M - $1.26M
|
616K
$9.27M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
54K+ 8.51% |
$823K - $892K
|
688K
$10.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
36KNew |
$550K - $595K
|
36K
$542K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
30.8KNew |
$470K - $509K
|
30.8K
$464K
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
27.3KNew |
$416K - $451K
|
27.3K
$411K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
22.1KNew |
$336K - $364K
|
22.1K
$332K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
21.2KNew |
$323K - $350K
|
21.2K
$319K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
18.3K+ 9.12% |
$279K - $303K
|
219K
$3.3M
|
|
|
Feb 27, 2023
Q4 2021
|
Financial Partners Capital Management LLC
New York, NY |
BUY
|
- |
15KNew |
$229K - $248K
|
15K
$226K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
12.6K+ 72.65% |
$192K - $208K
|
29.9K
$449K
|
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
10.3KNew |
$157K - $170K
|
10.3K
$155K
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
2.7K+ 0.92% |
$41.1K - $44.5K
|
296K
$4.45M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.6K+ 16.44% |
$39.7K - $43K
|
18.4K
$277K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.71K+ 1.39% |
$26.1K - $28.2K
|
125K
$1.88M
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
1.3KNew |
$19.8K - $21.5K
|
1.3K
$19.6K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.1KNew |
$16.8K - $18.2K
|
1.1K
$16.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
800+ 5.63% |
$12.2K - $13.2K
|
15K
$226K
|
|
|
Feb 02, 2022
Q4 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
800New |
$12.2K - $13.2K
|
800
$12K
|
|
|
Jan 14, 2022
Q4 2021
|
Centerpoint Advisors, LLC
|
BUY
|
- |
264New |
$4.03K - $4.36K
|
264
$3.97K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
103+ 0.34% |
$1.57K - $1.7K
|
30.7K
$462K
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
92+ 0.39% |
$1.4K - $1.52K
|
23.9K
$360K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
73+ 0.04% |
$1.11K - $1.21K
|
186K
$2.8M
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-37- 66.07% |
$564 - $611
|
19
$286
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-200Closed |
$3.05K - $3.3K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-305- 3.45% |
$4.65K - $5.04K
|
8.54K
$129K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-357Closed |
$5.44K - $5.9K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
E&G Advisors, LP
|
SELL
|
- |
-1K- 4.41% |
$15.3K - $16.5K
|
21.7K
$327K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.17K- 0.27% |
$17.8K - $19.2K
|
428K
$6.45M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.74KClosed |
$26.6K - $28.8K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-2KClosed |
$30.5K - $33K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.1K- 11.59% |
$32K - $34.6K
|
16K
$241K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.1KClosed |
$32K - $34.7K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.2K- 5.83% |
$33.6K - $36.3K
|
35.5K
$535K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.7KClosed |
$56.4K - $61.1K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Advanced Research Investment Solutions, LLC
|
SELL
|
- |
-4KClosed |
$61K - $66.1K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.23K- 36.95% |
$79.7K - $86.4K
|
8.92K
$134K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.89K- 2.4% |
$105K - $114K
|
281K
$4.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-10.7KClosed |
$163K - $177K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.3KClosed |
$172K - $187K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12K- 41.74% |
$183K - $198K
|
16.7K
$252K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12.3K- 14.9% |
$188K - $203K
|
70.2K
$1.06M
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-16.3KClosed |
$249K - $270K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-16.9K- 7.15% |
$257K - $279K
|
219K
$3.29M
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-25.1KClosed |
$382K - $414K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Mackay Shields LLC
|
SELL
|
- |
-27KClosed |
$412K - $446K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-28.9K- 7.06% |
$440K - $477K
|
380K
$5.72M
|