Latest Institutional Transactions on Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information on the latest institutional transactions involving Ares Dynamic Credit Allocation Fund, Inc. (ARDC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 17, 2025
Q2 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
204KNew |
$2.51M - $2.91M
|
204K
$2.96M
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.02K+ 13.26% |
$37.3K - $43.2K
|
25.8K
$375K
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
65.8K+ 38.89% |
$812K - $942K
|
235K
$3.42M
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
12.6K+ 10.07% |
$155K - $180K
|
137K
$1.99M
|
|
|
Jul 10, 2025
Q2 2025
|
Secure Asset Management, LLC
|
SELL
|
- |
-16.7K- 8.61% |
$206K - $239K
|
177K
$2.58M
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
100+ 0.8% |
$1.41K - $1.56K
|
12.6K
$183K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.8K- 8.13% |
$25.4K - $28.1K
|
20.3K
$296K
|
|
|
May 15, 2025
Q1 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-211Closed |
$2.98K - $3.3K
|
0
$0
|
|
|
May 15, 2025
Q1 2025
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-156K- 46.48% |
$2.21M - $2.44M
|
180K
$2.62M
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
17K+ 7.2% |
$239K - $265K
|
253K
$3.67M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.5K+ 3.98% |
$218K - $242K
|
405K
$5.89M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.67K- 3.4% |
$23.6K - $26.1K
|
47.4K
$689K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-3.53K- 0.86% |
$49.7K - $55.1K
|
406K
$5.91M
|
|
|
May 15, 2025
Q1 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
7.6KNew |
$107K - $119K
|
7.6K
$111K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.7KNew |
$193K - $214K
|
13.7K
$199K
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
153KNew |
$2.16M - $2.39M
|
153K
$2.23M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-79.9K- 15.52% |
$1.13M - $1.25M
|
435K
$6.32M
|
|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
58.6KNew |
$826K - $915K
|
58.6K
$852K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
37.3K+ 2.24% |
$526K - $583K
|
1.7M
$24.7M
|
|
|
May 13, 2025
Q1 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.64K- 2.2% |
$23.1K - $25.6K
|
72.9K
$1.06M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-765- 1.08% |
$10.8K - $11.9K
|
69.8K
$1.01M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-3.28K- 5.69% |
$46.2K - $51.2K
|
54.3K
$790K
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
10.5KNew |
$148K - $164K
|
10.5K
$153K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
3.11K+ 1130.55% |
$43.8K - $48.6K
|
3.38K
$49.2K
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30.4K+ 11.79% |
$428K - $474K
|
288K
$4.19M
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-13.6K- 4.71% |
$191K - $212K
|
274K
$3.99M
|
|
|
May 12, 2025
Q1 2025
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
2.05K+ 35.76% |
$28.9K - $32K
|
7.77K
$113K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
19.3KNew |
$273K - $302K
|
19.3K
$281K
|
|
|
May 09, 2025
Q1 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
15.1K+ 14.2% |
$213K - $236K
|
121K
$1.77M
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
53.3KNew |
$752K - $833K
|
53.3K
$775K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
607+ 16.19% |
$8.56K - $9.48K
|
4.36K
$63.3K
|
|
|
May 08, 2025
Q1 2025
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
25.1KNew |
$354K - $392K
|
25.1K
$365K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.3K+ 44.14% |
$146K - $162K
|
33.8K
$491K
|
|
|
May 07, 2025
Q1 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
14.1K+ 3.58% |
$199K - $221K
|
409K
$5.94M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.19K+ 36.98% |
$87.3K - $96.7K
|
22.9K
$333K
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
72.4KNew |
$1.02M - $1.13M
|
72.4K
$1.05M
|
|
|
Apr 29, 2025
Q1 2025
|
Huntleigh Advisors, Inc.
St. Louis, MO |
BUY
|
- |
5.13K+ 2.64% |
$72.3K - $80.1K
|
200K
$2.9M
|
|
|
Apr 21, 2025
Q1 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
9.36K+ 2.91% |
$132K - $146K
|
331K
$4.81M
|
|
|
Apr 15, 2025
Q1 2025
|
Curated Wealth Partners LLC
|
SELL
|
- |
-685- 0.79% |
$9.66K - $10.7K
|
85.6K
$1.25M
|
|
|
Apr 10, 2025
Q1 2025
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
642New |
$9.05K - $10K
|
642
$9.33K
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-16.8K- 7.6% |
$237K - $263K
|
205K
$2.98M
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.6K- 26.35% |
$203K - $212K
|
38.1K
$554K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
572New |
$8.51K - $8.91K
|
572
$8.32K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
6.77K+ 16.8% |
$101K - $105K
|
47.1K
$684K
|
|
|
Feb 12, 2025
Q4 2024
|
Kiely Wealth Advisory Group, Inc.
Oak Ridge, NC |
BUY
|
- |
12+ 2.26% |
$179 - $187
|
543
$7.9K
|
|
|
Feb 11, 2025
Q4 2024
|
Axim Planning & Wealth
Dayton, OH |
BUY
|
- |
10.2KNew |
$152K - $159K
|
10.2K
$149K
|
|
|
Jan 08, 2025
Q4 2024
|
Worth Asset Management, LLC
|
BUY
|
- |
3.68K+ 32.7% |
$54.8K - $57.4K
|
14.9K
$217K
|
|
| Q3 2024 | |||||||
|
Nov 25, 2024
Q3 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
10.8KNew |
$159K - $167K
|
10.8K
$157K
|
|
|
Nov 13, 2024
Q3 2024
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-138K- 66.2% |
$2.02M - $2.13M
|
70.4K
$1.02M
|
|