Latest Institutional Transactions on Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information on the latest institutional transactions involving Ares Dynamic Credit Allocation Fund, Inc. (ARDC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.8KNew |
$25.2K - $26.8K
|
1.8K
$25K
|
|
|
Nov 14, 2025
Q3 2025
|
Turim 21 Investimentos Ltda.
Rio De Janeiro, D5 |
BUY
|
- |
1.4KNew |
$19.6K - $20.9K
|
1.4K
$19.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
31.6K+ 88.25% |
$442K - $470K
|
67.4K
$935K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
33New |
$462 - $491
|
33
$458
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
1.41K+ 13.51% |
$19.7K - $20.9K
|
11.8K
$164K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.13K- 6.75% |
$57.8K - $61.4K
|
57K
$791K
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
13.3KNew |
$187K - $199K
|
13.3K
$185K
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
106+ 0.84% |
$1.48K - $1.58K
|
12.8K
$177K
|
|
|
Nov 14, 2025
Q3 2025
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
- |
1.36K+ 2.55% |
$19K - $20.3K
|
54.7K
$760K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-63.4K- 25.56% |
$887K - $943K
|
185K
$2.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Turning Point Benefit Group, Inc.
Frederick, MD |
BUY
|
- |
383New |
$5.36K - $5.7K
|
383
$5.32K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
600+ 3.04% |
$8.39K - $8.93K
|
20.3K
$282K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
1.6KNew |
$22.4K - $23.8K
|
1.6K
$22.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
2.78K+ 5.82% |
$38.9K - $41.4K
|
50.5K
$701K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.9K+ 61.23% |
$153K - $163K
|
28.8K
$400K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
55.9KNew |
$782K - $832K
|
55.9K
$776K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
44.2K+ 10.05% |
$618K - $657K
|
484K
$6.71M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
107K+ 6.32% |
$1.49M - $1.59M
|
1.79M
$24.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.53K- 5.01% |
$21.4K - $22.8K
|
29K
$403K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-1.93K- 4.16% |
$26.9K - $28.7K
|
44.4K
$616K
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-46.6K- 38.32% |
$652K - $694K
|
75.1K
$1.04M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
28.3K+ 9.51% |
$396K - $422K
|
326K
$4.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
27.9KNew |
$390K - $415K
|
27.9K
$387K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-713- 1.39% |
$9.97K - $10.6K
|
50.5K
$702K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-12.4K- 3.24% |
$174K - $185K
|
371K
$5.15M
|
|
|
Nov 12, 2025
Q3 2025
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
761+ 3.77% |
$10.6K - $11.3K
|
20.9K
$290K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.27K+ 12.5% |
$59.8K - $63.6K
|
38.4K
$534K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-114K- 37.6% |
$1.6M - $1.7M
|
189K
$2.63M
|
|
|
Nov 12, 2025
Q3 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
15.6K+ 4.63% |
$218K - $232K
|
352K
$4.88M
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
538+ 50.9% |
$7.53K - $8.01K
|
1.6K
$22.1K
|
|
|
Nov 07, 2025
Q3 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-52.9K- 58.59% |
$741K - $788K
|
37.4K
$519K
|
|
|
Nov 07, 2025
Q3 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
83.9K+ 63.16% |
$1.17M - $1.25M
|
217K
$3.01M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
46.3K+ 12.37% |
$648K - $689K
|
421K
$5.84M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
28.5KNew |
$399K - $424K
|
28.5K
$396K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
17.7K+ 5.03% |
$248K - $264K
|
370K
$5.14M
|
|
|
Oct 29, 2025
Q3 2025
|
Qtr Family Wealth, LLC
Lake Mary, FL |
BUY
|
- |
14.5KNew |
$203K - $216K
|
14.5K
$201K
|
|
|
Oct 29, 2025
Q3 2025
|
Huntleigh Advisors, Inc.
St. Louis, MO |
BUY
|
- |
13.9K+ 6.92% |
$194K - $207K
|
215K
$2.98M
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-197- 0.28% |
$2.76K - $2.93K
|
69.5K
$965K
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-54.7K- 81.5% |
$766K - $814K
|
12.4K
$172K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
209K+ 809.41% |
$2.92M - $3.11M
|
235K
$3.25M
|
|
|
Oct 27, 2025
Q3 2025
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
1.21KNew |
$16.9K - $18K
|
1.21K
$16.8K
|
|
|
Oct 23, 2025
Q3 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.42K- 1.19% |
$33.9K - $36K
|
201K
$2.79M
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
25.7K+ 10.74% |
$359K - $382K
|
265K
$3.68M
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.14K+ 33.6% |
$15.9K - $16.9K
|
4.52K
$62.7K
|
|
|
Oct 20, 2025
Q3 2025
|
E&G Advisors, LP
|
SELL
|
- |
-100- 0.6% |
$1.4K - $1.49K
|
16.6K
$231K
|
|
|
Oct 20, 2025
Q3 2025
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-20K- 57.14% |
$280K - $298K
|
15K
$208K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
412New |
$5.76K - $6.13K
|
412
$5.72K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
250New |
$3.5K - $3.72K
|
250
$3.47K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-30K- 21.84% |
$419K - $446K
|
107K
$1.49M
|
|
|
Oct 09, 2025
Q3 2025
|
Secure Asset Management, LLC
|
SELL
|
- |
-36.4K- 20.5% |
$509K - $541K
|
141K
$1.96M
|
|