Latest Institutional Transactions on Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information on the latest institutional transactions involving Ares Dynamic Credit Allocation Fund, Inc. (ARDC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
34.4K+ 8.51% |
$425K - $493K
|
439K
$6.39M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
35.8KNew |
$442K - $512K
|
35.8K
$520K
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
43.7KNew |
$539K - $625K
|
43.7K
$635K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-8.06K- 14.82% |
$99.4K - $115K
|
46.3K
$673K
|
|
|
Aug 14, 2025
Q2 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
106+ 0.84% |
$1.31K - $1.52K
|
12.7K
$184K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-600- 2.95% |
$7.4K - $8.58K
|
19.7K
$287K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.9K- 0.93% |
$196K - $227K
|
1.69M
$24.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.4K+ 5.35% |
$190K - $220K
|
303K
$4.41M
|
|
|
Aug 14, 2025
Q2 2025
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
- |
53.4KNew |
$659K - $763K
|
53.4K
$776K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.74K- 1.88% |
$58.5K - $67.8K
|
248K
$3.61M
|
|
|
Aug 14, 2025
Q2 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-975- 22.38% |
$12K - $13.9K
|
3.38K
$49.2K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.4KNew |
$128K - $149K
|
10.4K
$151K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.59K- 13.9% |
$81.3K - $94.2K
|
40.8K
$593K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-22K- 31.54% |
$272K - $315K
|
47.8K
$694K
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-7.31K- 12.49% |
$90.2K - $105K
|
51.3K
$745K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.2K- 25.61% |
$163K - $189K
|
38.5K
$560K
|
|
|
Aug 13, 2025
Q2 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1.06KNew |
$13K - $15.1K
|
1.06K
$15.4K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
23.5K+ 8.58% |
$290K - $337K
|
298K
$4.33M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-51.2K- 11.77% |
$631K - $732K
|
384K
$5.58M
|
|
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-31.6K- 20.64% |
$390K - $452K
|
122K
$1.77M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-32K- 7.86% |
$394K - $457K
|
374K
$5.44M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
386+ 1.14% |
$4.76K - $5.52K
|
34.2K
$497K
|
|
|
Aug 12, 2025
Q2 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
600New |
$7.4K - $8.58K
|
600
$8.72K
|
|
|
Aug 11, 2025
Q2 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-3.18K- 4.37% |
$39.3K - $45.5K
|
69.7K
$1.01M
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
2.18K+ 64.54% |
$27K - $31.2K
|
5.57K
$81K
|
|
|
Aug 11, 2025
Q2 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
11.4K+ 9.4% |
$141K - $163K
|
133K
$1.93M
|
|
|
Aug 11, 2025
Q2 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
5.44K+ 1.64% |
$67.1K - $77.7K
|
336K
$4.89M
|
|
|
Aug 11, 2025
Q2 2025
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
375+ 4.83% |
$4.63K - $5.36K
|
8.15K
$118K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.06K- 22.08% |
$62.5K - $72.4K
|
17.9K
$260K
|
|
|
Aug 08, 2025
Q2 2025
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-4.96K- 19.74% |
$61.2K - $70.9K
|
20.2K
$293K
|
|
|
Aug 08, 2025
Q2 2025
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-56.1K- 13.72% |
$692K - $802K
|
353K
$5.13M
|
|
|
Aug 07, 2025
Q2 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
17.9K+ 24.76% |
$221K - $256K
|
90.4K
$1.31M
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
34.2K+ 16.69% |
$422K - $489K
|
239K
$3.48M
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
53.5K+ 100.36% |
$660K - $765K
|
107K
$1.55M
|
|
|
Aug 05, 2025
Q2 2025
|
Axim Planning & Wealth
Dayton, OH |
BUY
|
- |
11.8KNew |
$145K - $168K
|
11.8K
$171K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
47.8K+ 247.26% |
$590K - $684K
|
67.2K
$976K
|
|
|
Aug 01, 2025
Q2 2025
|
Goal Vest Advisory LLC
|
BUY
|
- |
7KNew |
$86.4K - $100K
|
7K
$102K
|
|
|
Jul 29, 2025
Q2 2025
|
Huntleigh Advisors, Inc.
St. Louis, MO |
BUY
|
- |
1.29K+ 0.64% |
$15.9K - $18.4K
|
201K
$2.92M
|
|
|
Jul 17, 2025
Q2 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
204KNew |
$2.51M - $2.91M
|
204K
$2.96M
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.02K+ 13.26% |
$37.3K - $43.2K
|
25.8K
$375K
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
65.8K+ 38.89% |
$812K - $942K
|
235K
$3.42M
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
12.6K+ 10.07% |
$155K - $180K
|
137K
$1.99M
|
|
|
Jul 10, 2025
Q2 2025
|
Secure Asset Management, LLC
|
SELL
|
- |
-16.7K- 8.61% |
$206K - $239K
|
177K
$2.58M
|
|
| Q1 2025 | |||||||
|
Aug 12, 2025
Q1 2025
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
39.3KNew |
$553K - $613K
|
39.3K
$571K
|
|
|
May 15, 2025
Q1 2025
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-156K- 46.48% |
$2.21M - $2.44M
|
180K
$2.62M
|
|
|
May 15, 2025
Q1 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-211Closed |
$2.98K - $3.3K
|
0
$0
|
|
|
May 15, 2025
Q1 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
7.6KNew |
$107K - $119K
|
7.6K
$111K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.7KNew |
$193K - $214K
|
13.7K
$199K
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
10.5KNew |
$148K - $164K
|
10.5K
$153K
|
|