Latest Institutional Transactions on Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information on the latest institutional transactions involving Ares Dynamic Credit Allocation Fund, Inc. (ARDC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2020
Q4 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-109KClosed |
$1.58M - $1.68M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-13.4KClosed |
$193K - $205K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.21KClosed |
$17.6K - $18.6K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Kovack Advisors, Inc.
|
SELL
|
- |
-17KClosed |
$246K - $261K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-17.8KClosed |
$264K - $275K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-2.11KClosed |
$31.3K - $32.6K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-13.8KClosed |
$206K - $211K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-180KClosed |
$2.68M - $2.74M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-2.5KClosed |
$37.4K - $38.2K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-208KClosed |
$3.11M - $3.18M
|
0
$0
|
|
| Q1 2019 | |||||||
|
Apr 29, 2019
Q1 2019
|
Whittier Trust CO
|
SELL
|
- |
-150Closed |
$2.09K - $2.26K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.55KClosed |
$77.2K - $83.6K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-31.9KClosed |
$443K - $480K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-98.2KClosed |
$1.28M - $1.54M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-1.79KClosed |
$23.5K - $28.2K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Us Bancorp \De\
|
SELL
|
- |
-625Closed |
$8.18K - $9.82K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-14.5KClosed |
$190K - $228K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
10.6KNew |
$165K - $171K
|
10.6K
$162K
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-314Closed |
$4.88K - $5.06K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Alleghany Corp
|
SELL
|
- |
-10.1KClosed |
$157K - $163K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-233KClosed |
$3.62M - $3.76M
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-142Closed |
$2.21K - $2.29K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-21.1KClosed |
$328K - $340K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.2KClosed |
$18.6K - $19.3K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-1KClosed |
$15.5K - $16.1K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-28.6KClosed |
$460K - $476K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 11, 2018
Q1 2018
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-63.3KClosed |
$1.01M - $1.05M
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
Park Avenue Securities LLC
|
SELL
|
- |
-11.7KClosed |
$187K - $195K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-447Closed |
$7.12K - $7.42K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-68.2KClosed |
$1.09M - $1.13M
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-312Closed |
$4.98K - $5.16K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 07, 2017
Q2 2017
|
Mufg Americas Holdings Corp
|
BUY
|
- |
195New |
N/A
|
195
$2.98K
|
|